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Peraso Inc.

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8062
SEC CIK
0000890394
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152

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 4, 2017 00:12 UTC
Monson John StearnsVP of Marketing and Sales
Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001645383-17-000006 · primary_doc.xml · nonDerivative · entry 1

Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F1 · price: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · balance_after: On July 22, 2016, the reporting person was granted 6,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:04 UTC
SULLIVAN JAMESChief Financial Officer
Tax withholdingCommon Stock 1,459 $2.48 $3,618.32
Disclosure

SEC source: 0001645383-17-000005 · primary_doc.xml · nonDerivative · entry 2

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,738

F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · balance_after: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:04 UTC
SULLIVAN JAMESChief Financial Officer
Exercise / conversionCommon Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001645383-17-000005 · primary_doc.xml · nonDerivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F1 · price: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · balance_after: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:27 UTC
SULLIVAN JAMESChief Financial Officer
Exercise / conversionCommon Stock 262 $3.50 $917.00
Disclosure

SEC source: 0001645383-17-000003 · primary_doc.xml · nonDerivative · entry 2

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 18, 2014, the reporting person was granted 3,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · shares: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17

F2 · balance_after: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:27 UTC
SULLIVAN JAMESChief Financial Officer
Exercise / conversionCommon Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001645383-17-000003 · primary_doc.xml · nonDerivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 18, 2014, the reporting person was granted 3,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · shares: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17

F1 · price: On February 18, 2014, the reporting person was granted 3,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:34 UTC
Monson John StearnsVP of Marketing and Sales
Exercise / conversionCommon Stock 175 $3.50 $612.50
Disclosure

SEC source: 0001645383-17-000004 · primary_doc.xml · nonDerivative · entry 2

Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 18, 2014, the reporting person was granted 2,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on each of February 18, 2014, 2015, 2016, 2017 and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · shares: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017

F2 · balance_after: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:34 UTC
Monson John StearnsVP of Marketing and Sales
Exercise / conversionCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001645383-17-000004 · primary_doc.xml · nonDerivative · entry 1

Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 18, 2014, the reporting person was granted 2,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on each of February 18, 2014, 2015, 2016, 2017 and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · shares: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017

F1 · price: On February 18, 2014, the reporting person was granted 2,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on each of February 18, 2014, 2015, 2016, 2017 and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.

F2 · balance_after: Reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.