Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2021 Filed May 10, 2021 21:30 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
GiftCommon Stock, par value $0.005 | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-010909 · ownership.xml · nonDerivative · entry 2 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 100,000 F1 · shares: Includes 60,000 shares that the Reporting Person gifted to his older son, who does not share the Reporting Person's household, and 60,000 shares that the Reporting Person gifted to his younger son, who does share the Reporting Person's household. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:30 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
GiftCommon Stock, par value $0.005 | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-010909 · ownership.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299,528 F1 · shares: Includes 60,000 shares that the Reporting Person gifted to his older son, who does not share the Reporting Person's household, and 60,000 shares that the Reporting Person gifted to his younger son, who does share the Reporting Person's household. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:17 UTC |
Hirsch WarrenDirector
|
GrantOption (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001493152-20-017638 · ownership.xml · derivative · entry 1 Hirsch Warren · CIK 0001797074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-09-09 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of a stock option to purchase the Issuer's common stock, with one-quarter of such stock option vesting on September 30, 2020 and the remaining portion vesting pro rata in equal monthly installments beginning October 31, 2020 and on the last day of each month thereafter, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of September 10, 2020. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:17 UTC |
GLECKEL LOUIS MDDirector
|
GrantOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001493152-20-017640 · ownership.xml · derivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-09-09 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of a stock option to purchase the Issuer's common stock, with one-quarter of such stock option vesting on September 30, 2020 and the remaining portion vesting pro rata in equal monthly installments beginning October 31, 2020 and on the last day of each month thereafter, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of September 10, 2020. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:17 UTC |
Barr Jason MichaelDirector
|
GrantOption (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001493152-20-017639 · ownership.xml · derivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-09-09 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of a stock option to purchase the Issuer's common stock, with one-quarter of such stock option vesting on September 30, 2020 and the remaining portion vesting pro rata in equal monthly installments beginning October 31, 2020 and on the last day of each month thereafter, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of September 10, 2020. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 20:30 UTC |
Brady Monica L.Chief Financial Officer
|
GrantOption (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001493152-20-016204 · ownership.xml · derivative · entry 1 Brady Monica L. · CIK 0001718729 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-08-16 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in four equal annual installments beginning August 16, 2020, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of August 16, 2020. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:30 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
SaleCommon Stock, par value $0.005 | 50,000 | $2.75 | $137,500.00 |
DisclosureSEC source: 0001493152-20-016100 · ownership.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419,528 F1 · shares: These shares were sold in a private transaction to Louis Gleckel, a director of the Issuer, pursuant to the terms of a Stock Purchase Agreement. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:30 UTC |
GLECKEL LOUIS MDDirector
|
PurchaseCommon Stock, par value $0.0005 | 50,000 | $2.75 | $137,500.00 |
DisclosureSEC source: 0001493152-20-016097 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,840 F1 · shares: These shares were purchased in a private transaction from Ted Karkus, Chairman and Chief Executive Officer of the Issuer, pursuant to the terms of a Stock Purchase Agreement Read SEC document |
| July 09, 2020 Filed Jul 14, 2020 00:39 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
GiftCommon Stock, par value $0.005 | 28,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-013210 · ownership.xml · nonDerivative · entry 3 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 40,000 F2 · balance_after: Includes an additional 11,400 shares held by the Reporting Person's son that were previously included in the Reporting Person's direct holdings. Read SEC document |
| July 09, 2020 Filed Jul 14, 2020 00:39 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
GiftCommon Stock, par value $0.005 | 25,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-013210 · ownership.xml · nonDerivative · entry 2 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 40,000 F1 · balance_after: Includes an additional 14,450 shares held by the Reporting Person's son that were previously included in the Reporting Person's direct holdings. Read SEC document |
| July 09, 2020 Filed Jul 14, 2020 00:39 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
GiftCommon Stock, par value $0.005 | 54,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-013210 · ownership.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469,528 Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 17:32 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 7,878 | $1.43 | $11,265.54 |
DisclosureSEC source: 0001493152-20-012453 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,840 F1 · shares: These shares of common stock were issued under the 2010 Directors' Equity Compensation Plan, as amended, pursuant to an election by the Reporting Person to receive shares of common stock of the Issuer in lieu of a cash payment for quarterly director fees. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 15:35 UTC |
Barr Jason MichaelDirector
|
GrantCommon Stock, par value $0.0005 | 4,727 | $1.43 | $6,759.61 |
DisclosureSEC source: 0001493152-20-012442 · ownership.xml · nonDerivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,241 F1 · shares: These shares of common stock were issued under the 2010 Directors' Equity Compensation Plan, as amended, pursuant to an election by the Reporting Person to receive shares of common stock of the Issuer in lieu of a cash payment for quarterly director fees. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:50 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 6,068 | $1.85 | $11,225.80 |
DisclosureSEC source: 0001493152-20-005725 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,962 F1 · shares: These shares of common stock were issued under the 2010 Directors' Equity Compensation Plan, as amended, pursuant to an election by the Reporting Person to receive shares of common stock of the Issuer in lieu of a cash payment for quarterly director fees. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:47 UTC |
Barr Jason MichaelDirector
|
GrantCommon Stock, par value $0.0005 | 3,641 | $1.85 | $6,735.85 |
DisclosureSEC source: 0001493152-20-005723 · ownership.xml · nonDerivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,514 F1 · shares: These shares of common stock were issued under the 2010 Directors' Equity Compensation Plan, as amended, pursuant to an election by the Reporting Person to receive shares of common stock of the Issuer in lieu of a cash payment for quarterly director fees. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 23:17 UTC |
GLECKEL LOUIS MDDirector
|
PurchaseCommon Stock, par value $0.0005 | 100,000 | $1.75 | $175,000.00 |
DisclosureSEC source: 0001493152-20-004963 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,894 Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 23:15 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
SaleCommon Stock, par value $0.005 | 100,000 | $1.75 | $175,000.00 |
DisclosureSEC source: 0001493152-20-004961 · ownership.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,549,528 Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 02:07 UTC |
Barr Jason MichaelDirector
|
GrantCommon Stock, par value $0.0005 | 2,782 | $2.02 | $5,619.64 |
DisclosureSEC source: 0001493152-20-000171 · ownership.xml · nonDerivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,873 F1 · shares: These shares were issued to the Reporting Person under the 2010 Directors' Equity Compensation Plan, as amended, in lieu of a cash payment for quarterly director fees. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 02:05 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 5,564 | $2.02 | $11,239.28 |
DisclosureSEC source: 0001493152-20-000170 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,894 F1 · shares: These shares of common stock were issued under the 2010 Directors' Equity Compensation Plan, as amended, pursuant to an election by the Reporting Person to receive shares of common stock of the Issuer in lieu of a cash payment for quarterly director fees. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:05 UTC |
Brady Monica L.Chief Financial Officer
|
GrantOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0001493152-19-018255 · ownership.xml · derivative · entry 1 Brady Monica L. · CIK 0001718729 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-11-19 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in four equal annual installments beginning November 20, 2019, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of November 20, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:44 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 5,740 | $1.96 | $11,250.40 |
DisclosureSEC source: 0001493152-19-015007 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,330 F1 · shares: These shares of common stock were issued under the 2010 Directors' Equity Compensation Plan, as amended, pursuant to an election by the Reporting Person to receive shares of common stock of the Issuer in lieu of a cash payment for quarterly director fees. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:42 UTC |
Barr Jason MichaelDirector
|
PurchaseCommon Stock, par value $0.0005 | 2,870 | $1.96 | $5,625.20 |
DisclosureSEC source: 0001493152-19-015005 · ownership.xml · nonDerivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,091 F1 · shares: These shares were issued to the Reporting Person under the 2010 Directors' Equity Compensation Plan, as amended, in lieu of a cash payment for quarterly director fees. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:00 UTC |
Barr Jason MichaelDirector
|
PurchaseCommon Stock, par value $0.0005 | 2,500 | $2.05 | $5,125.00 |
DisclosureSEC source: 0001493152-19-012853 · ownership.xml · nonDerivative · entry 2 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:00 UTC |
Barr Jason MichaelDirector
|
PurchaseCommon Stock, par value $0.0005 | 6,000 | $2.05 | $12,300.00 |
DisclosureSEC source: 0001493152-19-012853 · ownership.xml · nonDerivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,721 Read SEC document |
| July 01, 2019 Filed Aug 16, 2019 20:00 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 4,727 | $2.38 | $11,250.26 |
DisclosureSEC source: 0001493152-19-012854 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,590 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for director fees payable to non-employee directors. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 22:07 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 3,571 | $3.15 | $11,248.65 |
DisclosureSEC source: 0001493152-19-004917 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,863 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for director fees payable to non-employee directors. Read SEC document |
| January 02, 2019 Filed Jan 16, 2019 00:40 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 3,583 | $3.14 | $11,250.62 |
DisclosureSEC source: 0001493152-19-000674 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,292 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for director fees payable to non-employee directors. Read SEC document |
| December 04, 2018 Filed Dec 18, 2018 00:15 UTC |
Brady Monica L.Chief Accounting Officer
|
GrantOption (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.18 | $0.00 |
DisclosureSEC source: 0001493152-18-017621 · ownership.xml · derivative · entry 1 Brady Monica L. · CIK 0001718729 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-12-03 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in four equal annual installments beginning December 04, 2019, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of December 04, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:20 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 3,737 | $3.01 | $11,248.37 |
DisclosureSEC source: 0001493152-18-014009 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,709 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for quarterly director fees payable to non-employee directors. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:19 UTC |
Burnett Mark A.Director
|
GrantCommon Stock, par value $0.0005 | 3,737 | $3.01 | $11,248.37 |
DisclosureSEC source: 0001493152-18-014008 · ownership.xml · nonDerivative · entry 1 Burnett Mark A. · CIK 0001459576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,282 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for quarterly director fees payable to non-employee directors. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:09 UTC |
GLECKEL LOUIS MDDirector
|
GrantCommon Stock, par value $0.0005 | 3,737 | $3.01 | $11,248.37 |
DisclosureSEC source: 0001493152-18-010342 · ownership.xml · nonDerivative · entry 1 GLECKEL LOUIS MD · CIK 0001164762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,972 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for quarterly director fees payable to non-employee directors. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:08 UTC |
Burnett Mark A.Director
|
GrantCommon Stock, par value $0.0005 | 3,737 | $3.01 | $11,248.37 |
DisclosureSEC source: 0001493152-18-010341 · ownership.xml · nonDerivative · entry 1 Burnett Mark A. · CIK 0001459576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,545 F1 · shares: These shares of common stock were issued pursuant to the terms of the 2010 Directors' Equity Compensation Plan, as amended, for quarterly director fees payable to non-employee directors. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:40 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-18-007358 · form4.xml · derivative · entry 6 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 150,000 shares Expires 2024-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: There employee stock options vested in an annual installment of 150,000 shares on April 26, 2018. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:40 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001493152-18-007358 · form4.xml · derivative · entry 5 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These employee stock options vested in annual installments of 50,000 and 50,000 shares on December 19, 2014 and 2015, respectively. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:40 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Tax withholdingCommon Stock, par value $0.005 | 55,046 | $5.45 | $300,000.70 |
DisclosureSEC source: 0001493152-18-007358 · form4.xml · nonDerivative · entry 4 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649,528 Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:40 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Exercise / conversionCommon Stock, par value $0.005 | 150,000 | $2.00 | $300,000.00 |
DisclosureSEC source: 0001493152-18-007358 · form4.xml · nonDerivative · entry 3 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,704,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:40 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Tax withholdingCommon Stock, par value $0.005 | 30,275 | $5.45 | $164,998.75 |
DisclosureSEC source: 0001493152-18-007358 · form4.xml · nonDerivative · entry 2 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,554,574 Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:40 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Exercise / conversionCommon Stock, par value $0.005 | 100,000 | $1.65 | $165,000.00 |
DisclosureSEC source: 0001493152-18-007358 · form4.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,584,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:23 UTC |
Karkus Ted WilliamDirector · CEO & Chairman · 10% owner
|
GrantOption (right to buy) · Derivative | 2,300,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001493152-18-002597 · form4.xml · derivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300,000 Underlying: Common Stock · 2,300,000 shares Expires 2023-02-22 F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase 2,300,000 shares of the Issuer's common stock that will vest and be exercisable in 35 equal monthly installments of 63,888 shares on the 1st day of each month beginning on March 1, 2018 (the "Initial Vesting Date"), and one monthly installment of 63,920 shares on the 1st day of the 36th month following the Initial Vesting Date, subject to Mr. Karkus' continued employment with the Company, and subject to accelerated vesting in the event Mr. Karkus' employment is terminated for any reason other than by the Company for cause or by Mr. Karkus without good reason. The stock option may not be exercised unless and until the requisite stockholder approval is attained. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 20:02 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
SaleCommon Stock, par value $0.005 | 424,789 | $2.30 | $977,014.70 |
DisclosureSEC source: 0001493152-17-015051 · form4.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,484,849 F1 · balance_after: These shares were sold to the Issuer through the tender offer by the Issuer for 1,700,000 shares of its common stock. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:00 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-17-014721 · form4.xml · derivative · entry 2 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2017-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These employee stock options vested in annual installments of 100,000, 100,000, 100,000 and 300,000 shares on December 14, 2011, 2012, 2013 and 2014, respectively. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:00 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
|
Exercise / conversionCommon Stock, par value $0.005 | 600,000 | $1.00 | $600,000.00 |
DisclosureSEC source: 0001493152-17-014721 · form4.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 19:04 UTC |
Leonard Braden Michael10% owner
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SaleCommon Stock | 1,695,305 | $2.30 | $3,899,201.50 |
DisclosureSEC source: 0001140361-17-037087 · doc1.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 627,322 F1 · kind: 1. These shares were sold to the Issuer through the tender offer by the Issuer for 4,000,000 shares of its common stock. F1 · shares: 1. These shares were sold to the Issuer through the tender offer by the Issuer for 4,000,000 shares of its common stock. F2 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 16:56 UTC |
Barr Jason MichaelDirector
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SaleCommon Stock, par value $0.005 | 4,379 | $2.30 | $10,071.70 |
DisclosureSEC source: 0001493152-17-011128 · form4.xml · nonDerivative · entry 1 Barr Jason Michael · CIK 0001645550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,721 F1 · shares: These shares were sold to the Issuer through the tender offer by the Issuer for 4,000,000 shares of its common stock. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 16:54 UTC |
CUDDIHY ROBERT V JRChief Financial Officer
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SaleCommon Stock, par value $0.005 | 358,621 | $2.30 | $824,828.30 |
DisclosureSEC source: 0001493152-17-011127 · form4.xml · nonDerivative · entry 1 CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,703 F1 · shares: These shares were sold to the Issuer through the tender offer by the Issuer for 4,000,000 shares of its common stock. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 16:53 UTC |
Karkus Ted WilliamDirector · CEO & CHAIRMAN · 10% owner
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SaleCommon Stock, par value $0.005 | 364,950 | $2.30 | $839,385.00 |
DisclosureSEC source: 0001493152-17-011126 · form4.xml · nonDerivative · entry 1 Karkus Ted William · CIK 0001457896 · Director · CEO & CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309,638 F1 · shares: These shares were sold to the Issuer through the tender offer by the Issuer for 4,000,000 shares of its common stock. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:40 UTC |
CUDDIHY ROBERT V JRChief Financial Officer
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001493152-17-010672 · form4.xml · derivative · entry 6 CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2021-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:40 UTC |
CUDDIHY ROBERT V JRChief Financial Officer
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001493152-17-010672 · form4.xml · derivative · entry 5 CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2019-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:40 UTC |
CUDDIHY ROBERT V JRChief Financial Officer
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-17-010672 · form4.xml · derivative · entry 4 CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:40 UTC |
CUDDIHY ROBERT V JRChief Financial Officer
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Exercise / conversionCommon Stock, par value $0.005 | 40,000 | $1.39 | $55,600.00 |
DisclosureSEC source: 0001493152-17-010672 · form4.xml · nonDerivative · entry 3 CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.