Last 12 months
Inside the activity.
27 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 10 | 0 |
| Dec 2025 | 14 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC |
KESSLER PAUL L.Director · Chairman · 10% owner
|
PurchaseSeries B Common Stock Purchase Warrant · Derivative | 16,666,650 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 5 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 50,449,984 Underlying: Common Stock · 16,666,650 shares Expires 2021-12-01 F7 · security: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series B Common Stock Purchase Warrant. F7 · kind: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series B Common Stock Purchase Warrant. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC |
KESSLER PAUL L.Director · Chairman · 10% owner
|
PurchaseSeries A Common Stock Purchase Warrant · Derivative | 16,666,667 | Not disclosed Strike: $0.15 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 4 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 33,783,334 Underlying: Common Stock · 16,666,667 shares Expires 2021-12-01 F6 · kind: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series A Common Stock Purchase Warrant. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC |
KESSLER PAUL L.Director · Chairman · 10% owner
|
PurchaseDebenture · Derivative | 16,666,667 | Not disclosed Strike: $0.15 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 3 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,116,667 Underlying: Common Stock · 16,666,667 shares Expires 2018-12-01 F5 · kind: Pursuant to the Purchase Agreement, Bristol Investment purchased $2,500,000 of convertible debentures convertible at a price of $0.15 per share. The amount of underlying shares is based upon the debenture's conversion rate of $0.15 and principal balance of $2,500,000. In the event interest is paid in shares, or the conversion price is adjusted in accordance with the provisions of the debenture, the amount of underlying shares may increase. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F5 · derivative.underlying_shares: Pursuant to the Purchase Agreement, Bristol Investment purchased $2,500,000 of convertible debentures convertible at a price of $0.15 per share. The amount of underlying shares is based upon the debenture's conversion rate of $0.15 and principal balance of $2,500,000. In the event interest is paid in shares, or the conversion price is adjusted in accordance with the provisions of the debenture, the amount of underlying shares may increase. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC |
KESSLER PAUL L.Director · Chairman · 10% owner
|
OtherCommon Stock, par value $0.0001 per share | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · nonDerivative · entry 1 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 9,524,783 F1 · kind: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F2 · balance_after: This total includes: (i) 24,836,733 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 8 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 7 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 6 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 5 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 4 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 3 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 2 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:30 UTC |
Malinoff Randall SChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001493152-16-014765 · form4.xml · derivative · entry 1 Malinoff Randall S · CIK 0001668709 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-11-08 F2 · price: The stock options are issued pursuant to the Employment Agreement. F1 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.