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Nasdaq · USD

PRLD

Prelude Therapeutics Inc

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Tapewire entity
5561
SEC CIK
0001678660
Parsed reports
185

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2021 Filed Dec 14, 2021 22:36 UTC
Vaddi KrishnaDirector · President, CEO
GrantCommon Stock 8,000 $12.13 $97,035.20
Disclosure

SEC source: 0001209191-21-069547 · doc4.xml · nonDerivative · entry 1

Vaddi Krishna · CIK 0001824633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,519

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.01 to $12.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:21 UTC
Combs AndrewEVP, Head of Chemistry
PurchaseCommon Stock 4,000 $12.12 $48,480.00
Disclosure

SEC source: 0001209191-21-069796 · doc4.xml · nonDerivative · entry 1

Combs Andrew · CIK 0001825005 · EVP, Head of Chemistry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,380

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 18:00 UTC
Chardonnet LaurentChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 180,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001209191-21-067324 · doc4.xml · derivative · entry 1

Chardonnet Laurent · CIK 0001329010 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2031-11-28

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on November 29, 2022, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:42 UTC
Morosini DeborahEVP, Chief of Clinical Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,751 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001209191-21-065616 · doc4.xml · derivative · entry 4

Morosini Deborah · CIK 0001824625 · EVP, Chief of Clinical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,045

Underlying: Common Stock · 28,751 shares

Expires 2030-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on July 27, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:42 UTC
Morosini DeborahEVP, Chief of Clinical Affairs
SaleCommon Stock 400 $16.43 $6,570.00
Disclosure

SEC source: 0001209191-21-065616 · doc4.xml · nonDerivative · entry 3

Morosini Deborah · CIK 0001824625 · EVP, Chief of Clinical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.41 to $16.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:42 UTC
Morosini DeborahEVP, Chief of Clinical Affairs
SaleCommon Stock 28,351 $15.87 $449,961.56
Disclosure

SEC source: 0001209191-21-065616 · doc4.xml · nonDerivative · entry 2

Morosini Deborah · CIK 0001824625 · EVP, Chief of Clinical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.41 to $16.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:42 UTC
Morosini DeborahEVP, Chief of Clinical Affairs
Exercise / conversionCommon Stock 28,751 $12.85 $369,450.35
Disclosure

SEC source: 0001209191-21-065616 · doc4.xml · nonDerivative · entry 1

Morosini Deborah · CIK 0001824625 · EVP, Chief of Clinical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 22:56 UTC GrantDirector Stock Option (Right to Buy) · Derivative 8,022 $0.00 Strike: $15.81 $0.00
Disclosure

SEC source: 0001209191-21-060506 · doc4.xml · derivative · entry 1

Sandor Victor · CIK 0001620368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022

Underlying: Common Stock · 8,022 shares

Expires 2031-10-12

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly beginning on November 13, 2021 until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:02 UTC
Mauro David JChief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001209191-21-059850 · doc4.xml · derivative · entry 5

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,610

Underlying: Common Stock · 15,000 shares

Expires 2029-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly on May 1, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:02 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 1,289 $32.06 $41,330.11
Disclosure

SEC source: 0001209191-21-059850 · doc4.xml · nonDerivative · entry 4

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.87 to $32.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:02 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 7,803 $31.30 $244,257.31
Disclosure

SEC source: 0001209191-21-059850 · doc4.xml · nonDerivative · entry 3

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.87 to $31.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:02 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 5,908 $30.26 $178,762.49
Disclosure

SEC source: 0001209191-21-059850 · doc4.xml · nonDerivative · entry 2

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,092

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.86 to $30.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:02 UTC
Mauro David JChief Medical Officer
Exercise / conversionCommon Stock 15,000 $1.89 $28,350.00
Disclosure

SEC source: 0001209191-21-059850 · doc4.xml · nonDerivative · entry 1

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:53 UTC
Mauro David JChief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001209191-21-055307 · doc4.xml · derivative · entry 5

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,610

Underlying: Common Stock · 15,000 shares

Expires 2029-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly on May 1, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:53 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 4,640 $37.79 $175,334.46
Disclosure

SEC source: 0001209191-21-055307 · doc4.xml · nonDerivative · entry 4

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:53 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 2,873 $36.92 $106,080.93
Disclosure

SEC source: 0001209191-21-055307 · doc4.xml · nonDerivative · entry 3

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,640

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $37.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:53 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 7,487 $35.91 $268,867.15
Disclosure

SEC source: 0001209191-21-055307 · doc4.xml · nonDerivative · entry 2

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,513

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:53 UTC
Mauro David JChief Medical Officer
Exercise / conversionCommon Stock 15,000 $1.89 $28,350.00
Disclosure

SEC source: 0001209191-21-055307 · doc4.xml · nonDerivative · entry 1

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:17 UTC
Pierce ChristopherEVP and Chief of Business Oper
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,000 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001209191-21-055072 · doc4.xml · derivative · entry 5

Pierce Christopher · CIK 0001824631 · EVP and Chief of Business Oper

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,796

Underlying: Common Stock · 17,000 shares

Expires 2030-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests as to 25% of the total shares monthly beginning on July 27, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:17 UTC
Pierce ChristopherEVP and Chief of Business Oper
SaleCommon Stock 6,930 $42.50 $294,506.98
Disclosure

SEC source: 0001209191-21-055072 · doc4.xml · nonDerivative · entry 4

Pierce Christopher · CIK 0001824631 · EVP and Chief of Business Oper

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:17 UTC
Pierce ChristopherEVP and Chief of Business Oper
SaleCommon Stock 6,727 $41.52 $279,288.90
Disclosure

SEC source: 0001209191-21-055072 · doc4.xml · nonDerivative · entry 3

Pierce Christopher · CIK 0001824631 · EVP and Chief of Business Oper

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:17 UTC
Pierce ChristopherEVP and Chief of Business Oper
SaleCommon Stock 3,343 $40.29 $134,696.82
Disclosure

SEC source: 0001209191-21-055072 · doc4.xml · nonDerivative · entry 2

Pierce Christopher · CIK 0001824631 · EVP and Chief of Business Oper

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:17 UTC
Pierce ChristopherEVP and Chief of Business Oper
Exercise / conversionCommon Stock 17,000 $12.85 $218,450.00
Disclosure

SEC source: 0001209191-21-055072 · doc4.xml · nonDerivative · entry 1

Pierce Christopher · CIK 0001824631 · EVP and Chief of Business Oper

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,014 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · derivative · entry 8

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,018

Underlying: Common Stock · 6,014 shares

Expires 2028-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on November 13, 2019, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 607 $37.08 $22,505.19
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · nonDerivative · entry 6

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,920

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 2,707 $36.23 $98,085.44
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · nonDerivative · entry 5

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,527

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 2,700 $35.32 $95,376.69
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · nonDerivative · entry 4

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,234

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionCommon Stock 6,014 $1.43 $8,600.02
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · nonDerivative · entry 3

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,700 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · derivative · entry 7

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,032

Underlying: Common Stock · 1,700 shares

Expires 2028-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on November 13, 2019, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 1,700 $35.19 $59,819.43
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · nonDerivative · entry 2

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,920

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:16 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionCommon Stock 1,700 $1.43 $2,431.00
Disclosure

SEC source: 0001209191-21-053867 · doc4.xml · nonDerivative · entry 1

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:02 UTC
Piper BrianChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,333 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001209191-21-053758 · doc4.xml · derivative · entry 5

Piper Brian · CIK 0001665924 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,329

Underlying: Common Stock · 8,333 shares

Expires 2029-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on July 1, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:02 UTC
Piper BrianChief Financial Officer
SaleCommon Stock 2,344 $34.33 $80,469.29
Disclosure

SEC source: 0001209191-21-053758 · doc4.xml · nonDerivative · entry 4

Piper Brian · CIK 0001665924 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.82 to $34.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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August 25, 2021 Filed Aug 27, 2021 20:02 UTC
Piper BrianChief Financial Officer
SaleCommon Stock 3,889 $33.23 $129,234.58
Disclosure

SEC source: 0001209191-21-053758 · doc4.xml · nonDerivative · entry 3

Piper Brian · CIK 0001665924 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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August 25, 2021 Filed Aug 27, 2021 20:02 UTC
Piper BrianChief Financial Officer
SaleCommon Stock 2,100 $32.44 $68,123.58
Disclosure

SEC source: 0001209191-21-053758 · doc4.xml · nonDerivative · entry 2

Piper Brian · CIK 0001665924 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,233

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.77 to $32.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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August 25, 2021 Filed Aug 27, 2021 20:02 UTC
Piper BrianChief Financial Officer
Exercise / conversionCommon Stock 8,333 $1.89 $15,749.37
Disclosure

SEC source: 0001209191-21-053758 · doc4.xml · nonDerivative · entry 1

Piper Brian · CIK 0001665924 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:44 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,728 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-051885 · doc4.xml · derivative · entry 5

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,732

Underlying: Common Stock · 1,728 shares

Expires 2028-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on November 13, 2019, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

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August 13, 2021 Filed Aug 17, 2021 20:44 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 558 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001209191-21-051885 · doc4.xml · derivative · entry 4

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,672

Underlying: Common Stock · 558 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on March 6, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:44 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 2,286 $35.07 $80,161.33
Disclosure

SEC source: 0001209191-21-051885 · doc4.xml · nonDerivative · entry 3

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,920

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:44 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionCommon Stock 1,728 $1.43 $2,471.04
Disclosure

SEC source: 0001209191-21-051885 · doc4.xml · nonDerivative · entry 2

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:44 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionCommon Stock 558 $1.89 $1,054.62
Disclosure

SEC source: 0001209191-21-051885 · doc4.xml · nonDerivative · entry 1

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 16:26 UTC
Mauro David JChief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001209191-21-050404 · doc4.xml · derivative · entry 6

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,610

Underlying: Common Stock · 15,000 shares

Expires 2029-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly on May 1, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

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August 05, 2021 Filed Aug 9, 2021 16:26 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 100 $32.63 $3,263.00
Disclosure

SEC source: 0001209191-21-050404 · doc4.xml · nonDerivative · entry 5

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 16:26 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 6,721 $32.15 $216,051.25
Disclosure

SEC source: 0001209191-21-050404 · doc4.xml · nonDerivative · entry 4

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.60 to $32.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 16:26 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 2,063 $31.03 $64,010.35
Disclosure

SEC source: 0001209191-21-050404 · doc4.xml · nonDerivative · entry 3

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,821

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.60 to $31.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 16:26 UTC
Mauro David JChief Medical Officer
SaleCommon Stock 6,116 $29.93 $183,069.62
Disclosure

SEC source: 0001209191-21-050404 · doc4.xml · nonDerivative · entry 2

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,884

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.35 to $30.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 16:26 UTC
Mauro David JChief Medical Officer
Exercise / conversionCommon Stock 15,000 $1.89 $28,350.00
Disclosure

SEC source: 0001209191-21-050404 · doc4.xml · nonDerivative · entry 1

Mauro David J · CIK 0001621172 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 23:27 UTC
Scherle PeggyChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-048688 · doc4.xml · derivative · entry 4

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,460

Underlying: Common Stock · 20,000 shares

Expires 2028-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 25% of the total shares monthly beginning on November 13, 2019, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 23:27 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 680 $36.09 $24,539.98
Disclosure

SEC source: 0001209191-21-048688 · doc4.xml · nonDerivative · entry 3

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,920

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 23:27 UTC
Scherle PeggyChief Scientific Officer
SaleCommon Stock 19,320 $35.45 $684,839.90
Disclosure

SEC source: 0001209191-21-048688 · doc4.xml · nonDerivative · entry 2

Scherle Peggy · CIK 0001824632 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,600

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.