Tapewire

NYSE · USD

PRKS

United Parks & Resorts Inc.

Export transactions ↓
Tapewire entity
4601
SEC CIK
0001564902
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 4, 2021 21:07 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 1,595 $48.23 $76,926.85
Disclosure

SEC source: 0001209191-21-017771 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,479

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:05 UTC Tax withholdingCommon Stock 436 $48.36 $21,084.96
Disclosure

SEC source: 0001209191-21-017767 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,233

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:07 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 2,170 $48.36 $104,941.20
Disclosure

SEC source: 0001209191-21-017771 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,074

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:12 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 731 $49.66 $36,301.46
Disclosure

SEC source: 0001209191-21-015204 · doc4.xml · nonDerivative · entry 2

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,589

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:12 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 395 $49.66 $19,615.70
Disclosure

SEC source: 0001209191-21-015204 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,320

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 16:47 UTC
Nadeau Sharon PChief Human Resources Officer
Tax withholdingCommon Stock 128 $49.66 $6,356.48
Disclosure

SEC source: 0001209191-21-015267 · doc4.xml · nonDerivative · entry 1

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,960

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:56 UTC
Bogumil WalterChief Operating Officer
Tax withholdingCommon Stock 385 $49.66 $19,119.10
Disclosure

SEC source: 0001209191-21-015282 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,846

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:49 UTC Tax withholdingCommon Stock 398 $49.66 $19,764.68
Disclosure

SEC source: 0001209191-21-015271 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,110

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 13:33 UTC Tax withholdingCommon Stock 201 $49.66 $9,981.66
Disclosure

SEC source: 0001209191-21-015572 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,669

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 13:35 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 377 $49.66 $18,721.82
Disclosure

SEC source: 0001209191-21-015573 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,244

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:31 UTC
Dold ChristopherChief Zoological Officer
SaleCommon Stock 2,000 $33.00 $66,000.00
Disclosure

SEC source: 0001209191-21-008068 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,715

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 8, 2020.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:14 UTC
Swanson MarcSee Remarks
SaleCommon Stock 5,095 $29.60 $150,812.00
Disclosure

SEC source: 0001209191-21-006521 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,621

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.30 to $29.86, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:09 UTC
Swanson MarcSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,005 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001209191-21-002696 · doc4.xml · derivative · entry 3

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,005 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 14,010 shares, became exercisable in four equal annual installments beginning on March 3, 2016, which was the first anniversary of the date on which the option was granted.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:09 UTC
Swanson MarcSee Remarks
SaleCommon Stock 7,005 $33.00 $231,165.00
Disclosure

SEC source: 0001209191-21-002696 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,716

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:09 UTC
Swanson MarcSee Remarks
Exercise / conversionCommon Stock 7,005 $18.96 $132,814.80
Disclosure

SEC source: 0001209191-21-002696 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:28 UTC
Bogumil WalterChief Operating Officer
SaleCommon Stock 16,000 $31.49 $503,840.00
Disclosure

SEC source: 0001209191-21-000293 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,231

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 2, 2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:22 UTC GrantCommon Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000280 · doc4.xml · nonDerivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,014

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 16:19 UTC GrantCommon Stock 1,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000274 · doc4.xml · nonDerivative · entry 1

KOPPELMAN CHARLES · CIK 0001158938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,942

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:40 UTC GrantCommon Stock, par value $0.01 2,081 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000010 · form411269002cha_01042021.xml · nonDerivative · entry 1

CHAMBERS JAMES P. · CIK 0001778860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,734

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:46 UTC
HEP FUND LP10% owner
HM FUND LP10% owner
HE GP LLC10% owner
HM GP LLC10% owner
GrantCommon Stock 3,053 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000012 · form411269002ros2_01042021.xml · nonDerivative · entry 1

Hill Path Capital Partners Co-Investment S LP · CIK 0001710571 · 10% owner

Hill Path Capital Partners S GP LLC · CIK 0001711306 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

HEP FUND LP · CIK 0001778825 · 10% owner

HM FUND LP · CIK 0001778807 · 10% owner

HE GP LLC · CIK 0001778844 · 10% owner

HM GP LLC · CIK 0001778909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 41,049

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:42 UTC
ROSS SCOTT IDirector · 10% owner
GrantCommon Stock 3,053 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000011 · form411269002ros1_01042021.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 41,049

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:14 UTC
Gray WilliamDirector
GrantCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000260 · doc4.xml · nonDerivative · entry 1

Gray William · CIK 0001407133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,141

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 16:13 UTC GrantCommon Stock 2,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000258 · doc4.xml · nonDerivative · entry 1

BENSION RONALD · CIK 0001242402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,314

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:26 UTC GrantCommon Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000287 · doc4.xml · nonDerivative · entry 1

Schaefer Kimberly · CIK 0001335887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:25 UTC GrantCommon Stock 1,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000284 · doc4.xml · nonDerivative · entry 1

Narang Neha Jogani · CIK 0001789425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,218

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:21 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000277 · doc4.xml · nonDerivative · entry 1

Maruyama Yoshikazu · CIK 0001710109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,261

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:17 UTC GrantCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000268 · doc4.xml · nonDerivative · entry 1

Hartnett Timothy · CIK 0001833849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,474

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:08 UTC
Swanson MarcSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,005 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001209191-20-064621 · doc4.xml · derivative · entry 3

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005

Underlying: Common Stock · 7,005 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 14,010 shares, became exercisable in four equal annual installments beginning on March 3, 2016, which was the first anniversary of the date on which the option was granted.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:08 UTC
Swanson MarcSee Remarks
SaleCommon Stock 7,005 $31.00 $217,155.00
Disclosure

SEC source: 0001209191-20-064621 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,716

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:08 UTC
Swanson MarcSee Remarks
Exercise / conversionCommon Stock 7,005 $18.96 $132,814.80
Disclosure

SEC source: 0001209191-20-064621 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 28,2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:52 UTC GrantCommon Stock 2,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062974 · doc4.xml · nonDerivative · entry 1

Schaefer Kimberly · CIK 0001335887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2021 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:53 UTC GrantCommon Stock 2,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062976 · doc4.xml · nonDerivative · entry 1

Hartnett Timothy · CIK 0001833849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,346

F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2021 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:06 UTC
Swanson MarcSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,911 $0.00 Strike: $18.17 $0.00
Disclosure

SEC source: 0001209191-20-057603 · doc4.xml · derivative · entry 4

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,911 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 19,911 shares, became exercisable in four equal annual installments beginning on March 1, 2017, which was the first anniversary of the date on which the option was granted.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:06 UTC
Swanson MarcSee Remarks
SaleCommon Stock 9,956 $29.00 $288,724.00
Disclosure

SEC source: 0001209191-20-057603 · doc4.xml · nonDerivative · entry 3

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,716

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:06 UTC
Swanson MarcSee Remarks
SaleCommon Stock 9,955 $27.98 $278,540.90
Disclosure

SEC source: 0001209191-20-057603 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,672

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:06 UTC
Swanson MarcSee Remarks
Exercise / conversionCommon Stock 19,911 $18.17 $361,782.87
Disclosure

SEC source: 0001209191-20-057603 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:07 UTC SaleCommon Stock 11,329 $25.00 $283,225.00
Disclosure

SEC source: 0001209191-20-057271 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,870

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:08 UTC
Swanson MarcSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,937 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001209191-20-057273 · doc4.xml · derivative · entry 3

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,937 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 17,873 shares, became exercisable in four equal annual installments beginning on September 1, 2016, which was the first anniversary of the date on which the option was granted.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:08 UTC
Swanson MarcSee Remarks
SaleCommon Stock 8,937 $25.00 $223,425.00
Disclosure

SEC source: 0001209191-20-057273 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,716

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:08 UTC
Swanson MarcSee Remarks
Exercise / conversionCommon Stock 8,937 $17.23 $153,984.51
Disclosure

SEC source: 0001209191-20-057273 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:04 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,000 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001209191-20-055669 · doc4.xml · derivative · entry 3

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,973

Underlying: Common Stock · 26,000 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 54,973 shares, became exercisable in four equal annual installments beginning on March 3, 2016, which was the first anniversary of the date on which the option was granted.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:04 UTC SaleCommon Stock 26,000 $24.00 $624,000.00
Disclosure

SEC source: 0001209191-20-055669 · doc4.xml · nonDerivative · entry 2

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,508

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:04 UTC Exercise / conversionCommon Stock 26,000 $18.96 $492,960.00
Disclosure

SEC source: 0001209191-20-055669 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 20:09 UTC
Swanson MarcSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,936 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001209191-20-054624 · doc4.xml · derivative · entry 3

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,937

Underlying: Common Stock · 8,936 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 17,873 shares, becomes exercisable in four equal annual installments beginning on September 1, 2016, which was the first anniversary of the date on which the option was granted.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 20:09 UTC
Swanson MarcSee Remarks
SaleCommon Stock 8,936 $23.00 $205,528.00
Disclosure

SEC source: 0001209191-20-054624 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,716

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 20:09 UTC
Swanson MarcSee Remarks
Exercise / conversionCommon Stock 8,936 $17.23 $153,967.28
Disclosure

SEC source: 0001209191-20-054624 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on August 27, 2020.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 20:50 UTC SaleCommon Stock 7,493 $21.84 $163,647.12
Disclosure

SEC source: 0001209191-20-054022 · doc4.xml · nonDerivative · entry 3

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,508

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.55 to $22.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 03, 2020 Filed Oct 6, 2020 20:30 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 815 $20.21 $16,471.15
Disclosure

SEC source: 0001209191-20-054017 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,715

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
October 03, 2020 Filed Oct 6, 2020 16:32 UTC
Nadeau Sharon PChief Human Resources Officer
Tax withholdingCommon Stock 815 $20.21 $16,471.15
Disclosure

SEC source: 0001209191-20-054018 · doc4.xml · nonDerivative · entry 1

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,088

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
October 03, 2020 Filed Oct 6, 2020 20:27 UTC Tax withholdingCommon Stock 1,280 $20.21 $25,868.80
Disclosure

SEC source: 0001209191-20-054014 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,199

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.