PRI

SEC source: 0001127602-16-067577 · form4.xml · nonDerivative · entry 1

Schneider Peter W. · CIK 0001487345 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.

SEC source: 0001127602-16-067188 · form4.xml · derivative · entry 8

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,897

Underlying: Common Stock · 6,448 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents a non-qualified stock option granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan. The stock option vests in three equal installments on March 1 2016, 2017, and 2018.

SEC source: 0001127602-16-067188 · form4.xml · derivative · entry 7

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,971

Underlying: Common Stock · 15,940 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a non-qualified stock option granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan. The stock option vests in three equal installments on March 1 2015, 2016 and 2017.

SEC source: 0001127602-16-067188 · form4.xml · nonDerivative · entry 6

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,671.995

F3 · shares: Represents shares withheld for exercise costs.

SEC source: 0001127602-16-067188 · form4.xml · nonDerivative · entry 5

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,685.995

F2 · shares: Represents shares withheld to cover taxes due upon exercise of options.

SEC source: 0001127602-16-067188 · form4.xml · nonDerivative · entry 4

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,372.995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.

SEC source: 0001127602-16-067188 · form4.xml · nonDerivative · entry 3

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924.995

F3 · shares: Represents shares withheld for exercise costs.

SEC source: 0001127602-16-067188 · form4.xml · nonDerivative · entry 2

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,469.995

F2 · shares: Represents shares withheld to cover taxes due upon exercise of options.

SEC source: 0001127602-16-067188 · form4.xml · nonDerivative · entry 1

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,535.995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.

SEC source: 0001127602-16-067190 · form4.xml · derivative · entry 4

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732

Underlying: Common Stock · 2,866 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a non-qualified stock option granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan. The stock option vests in three equal installments on March 1 2016, 2017 and 2018.

SEC source: 0001127602-16-067190 · form4.xml · nonDerivative · entry 3

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,342

F3 · shares: Represents shares withheld for exercise costs.

SEC source: 0001127602-16-067190 · form4.xml · nonDerivative · entry 2

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,570

F2 · shares: Represents shares withheld to cover taxes due upon excerise of options.

SEC source: 0001127602-16-067190 · form4.xml · nonDerivative · entry 1

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.

SEC source: 0001127602-17-005125 · form5.xml · nonDerivative · entry 1

Williams Glenn J. · CIK 0001487599 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,971.995

SEC source: 0001127602-16-066943 · form4.xml · derivative · entry 10

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents a non-qualified stock option granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan. The stock option vests in three equal installments on March 1 2015, 2016 and 2017.

SEC source: 0001127602-16-066943 · form4.xml · derivative · entry 9

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

Underlying: Common Stock · 3,348 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents a non-qualified stock option granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan. The stock option vests in three equal installments on March 1 2015, 2016 and 2017.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 8

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,221

F4 · shares: Shares sold pursuant to 10b5-1 trading plan.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 7

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,930

F3 · shares: Represents shares sold to cover taxes upon exercise of stock options.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 6

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

F2 · shares: Represents shares withheld to cover exercise costs.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 5

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 4

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,221

F4 · shares: Shares sold pursuant to 10b5-1 trading plan.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 3

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,930

F3 · shares: Represents shares sold to cover taxes upon exercise of stock options.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 2

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

F2 · shares: Represents shares withheld to cover exercise costs.

SEC source: 0001127602-16-066943 · form4.xml · nonDerivative · entry 1

Pitts Gregory C. · CIK 0001486981 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.

SEC source: 0001127602-16-065273 · form4.xml · nonDerivative · entry 1

Kelly William A. · CIK 0001487288 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,130

F1 · shares: Shares sold pursuant to 10b5-1 trading plan.

SEC source: 0001127602-16-063991 · form4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,210.812

F1 · shares: Represents deferred stock units that were awarded in lieu of the quarterly cash retainer and committee fees in accordance with the election of the director under the Non-employee Directors' Deferred Compensation Plan. The deferred stock units are payable in common stock on a one-for-one basis after the director leaves the Board.

SEC source: 0001127602-16-063182 · form4.xml · nonDerivative · entry 1

Kelly William A. · CIK 0001487288 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,630

F1 · shares: Shares sold pursuant to 10b5-1 trading plan.

SEC source: 0001127602-16-062897 · form4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,810.095

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-16-062896 · form4.xml · nonDerivative · entry 1

BENSON P GEORGE · CIK 0001165515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,509.3511

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-16-062900 · form4.xml · nonDerivative · entry 1

Perez Beatriz R · CIK 0001434519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920.888

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-16-062898 · form4.xml · nonDerivative · entry 1

DAY CYNTHIA N · CIK 0001278770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128.016

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-16-062899 · form4.xml · nonDerivative · entry 1

MCCULLOUGH ROBERT F · CIK 0001223225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,917.4863

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-16-062901 · form4.xml · nonDerivative · entry 1

Yastine Barbara A. · CIK 0001506757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,324.984

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-16-062895 · form4.xml · nonDerivative · entry 1

Babbit Joel M. · CIK 0001527144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920.888

F1 · shares: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 10

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,962.87

F1 · kind: The reporting person's purchase of the Company's common stock under a broker initiated dividend reinvestment program as reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of the Company's common stock pursuant to 10b5-1 trading plans. As required by Section 16(b), the reporting person disgorged to the Company the full amount of the profit realized in connection with the short-swing transactions.

SEC source: 0001127602-16-062319 · form4.xml · nonDerivative · entry 1

Babbit Joel M. · CIK 0001527144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914.761

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 9

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,870.55

F1 · kind: The reporting person's purchase of the Company's common stock under a broker initiated dividend reinvestment program as reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of the Company's common stock pursuant to 10b5-1 trading plans. As required by Section 16(b), the reporting person disgorged to the Company the full amount of the profit realized in connection with the short-swing transactions.

SEC source: 0001127602-17-005126 · form5.xml · nonDerivative · entry 1

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,602

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 8

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,095.64

F1 · kind: The reporting person's purchase of the Company's common stock under a broker initiated dividend reinvestment program as reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of the Company's common stock pursuant to 10b5-1 trading plans. As required by Section 16(b), the reporting person disgorged to the Company the full amount of the profit realized in connection with the short-swing transactions.

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 7

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,181.95

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 6

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,107.23

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 5

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,026.09

F1 · kind: The reporting person's purchase of the Company's common stock under a broker initiated dividend reinvestment program as reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of the Company's common stock pursuant to 10b5-1 trading plans. As required by Section 16(b), the reporting person disgorged to the Company the full amount of the profit realized in connection with the short-swing transactions.

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 4

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,446.27

SEC source: 0001127602-19-004790 · form5.xml · nonDerivative · entry 1

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,544.64

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 3

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,055.67

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 2

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,990.68

F1 · kind: The reporting person's purchase of the Company's common stock under a broker initiated dividend reinvestment program as reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of the Company's common stock pursuant to 10b5-1 trading plans. As required by Section 16(b), the reporting person disgorged to the Company the full amount of the profit realized in connection with the short-swing transactions.

SEC source: 0001127602-19-002730 · form4.xml · nonDerivative · entry 1

Rand Alison S. · CIK 0001487407 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,419.54

F1 · kind: The reporting person's purchase of the Company's common stock under a broker initiated dividend reinvestment program as reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of the Company's common stock pursuant to 10b5-1 trading plans. As required by Section 16(b), the reporting person disgorged to the Company the full amount of the profit realized in connection with the short-swing transactions.

SEC source: 0001209191-11-062533 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director · Former 10% Owner

ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · Director · Former 10% Owner

CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · Director · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 16,061

F1 · shares: Includes 8,081,542 shares of common stock that were directly beneficially owned by Citigroup Insurance Holding Corporation ("CIHC"). Associated Madison Companies, Inc. ("AMAD") is the sole stockholder of CIHC. Citigroup Inc. ("Citigroup") is the sole stockholder of AMAD. AMAD and Citigroup were indirect beneficial owners of these securities.

F2 · ownership.nature: Includes 16,061 shares of common stock that are held by certain subsidiaries of Citigroup, other than CIHC and AMAD, which shares were acquired in the ordinary course of business of such subsidiaries. Citigroup is the indirect beneficial owner of these securities.

SEC source: 0001209191-11-056763 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director · 10% owner

ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · Director · 10% owner

CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 8,097,603

F1 · ownership.nature: Includes 8,081,542 shares of common stock that are directly beneficially owned by Citigroup Insurance Holding Corporation ("CIHC"). Associated Madison Companies, Inc. ("AMAD") is the sole stockholder of CIHC. Citigroup Inc. ("Citigroup") is the sole stockholder of AMAD. AMAD and Citigroup are indirect beneficial owners of these securities.

F2 · ownership.nature: Includes 16,061 shares of common stock that are held by certain subsidiaries of Citigroup, other than CIHC and AMAD, which shares were acquired in the ordinary course of business of such subsidiaries. Citigroup is the indirect beneficial owner of these securities.

SEC source: 0001181431-11-050007 · rrd322382.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 17,018,430

F1 · kind: This transaction was executed by Citigroup Global Markets Inc. ("CGMI").

F2 · kind: This transaction was effected by CGMI in connection with a short sale against the box.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by Citigroup Insurance Holding Corporation ("CIHC"), CGMI and Citigroup Trust - Delaware, National Association ("CTDENA"), each of which is an indirect wholly-owned subsidiary of the reporting person. Associated Madison Companies, Inc. ("AMAD") is the sole stockholder of CIHC. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citibank, N.A. ("CNA") is the sole stockholder of CTDENA. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Inc. ("Citigroup") is the sole stockholder of each of AMAD, CGMH and CHI. AMAD, CFP, CGMH, CNA, CHI and Citigroup are indirect beneficial owners of the securities reported herein.