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Nasdaq · USD

PRGS

PROGRESS SOFTWARE CORP /MA

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Tapewire entity
4559
SEC CIK
0000876167
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202602
Mar 202603
Apr 202600
May 202604
Jun 202600
Jul 202603
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2017 Filed Jan 3, 2018 19:40 UTC GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001381749-18-000002 · wf-form4_151500841001508.xml · nonDerivative · entry 1

Kane Charles Francis · CIK 0001381749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,502

F1 · shares: This transaction represents a gift/charitable donation effective December 28, 2017 to a charitable institution. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

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October 12, 2017 Filed Oct 16, 2017 17:58 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock · Derivative 2,700 $24.09 Strike: $24.09 $65,043.00
Disclosure

SEC source: 0001270656-17-000015 · wf-form4_150817671884236.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Stock Option · 2,700 shares

Expires 2017-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Eight-sixtieths (8/60) of the options were vested and exercisable on the grant date. The remaining options vested in 52 equal monthly increments commencing on November 1, 2010.

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October 12, 2017 Filed Oct 16, 2017 17:58 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 1,948 $40.98 $79,829.04
Disclosure

SEC source: 0001270656-17-000015 · wf-form4_150817671884236.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,486

F1 · shares: This Form 4 is being filed to report the exercise of a stock option for a total of 2,700 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the Reporting Person acquired ownership of an additional 752 shares of common stock.

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October 12, 2017 Filed Oct 16, 2017 17:58 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 2,700 $24.09 $65,043.00
Disclosure

SEC source: 0001270656-17-000015 · wf-form4_150817671884236.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of a stock option for a total of 2,700 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the Reporting Person acquired ownership of an additional 752 shares of common stock.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 21:01 UTC
Gupta Yogesh KDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 22,868 $0.00 $0.00
Disclosure

SEC source: 0001301277-17-000007 · wf-form4_150784209950866.xml · derivative · entry 3

Gupta Yogesh K · CIK 0001301277 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,607

Underlying: Common Stock · 22,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in three installments, with one-fourth vesting on October 10, 2017, one-fourth vesting on October 10, 2018, and the remaining restricted stock units vesting on October 10, 2019, subject to the continued employment of the Reporting Person with Issuer on each vesting date.

F3 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in three installments, with one-fourth vesting on October 10, 2017, one-fourth vesting on October 10, 2018, and the remaining restricted stock units vesting on October 10, 2019, subject to the continued employment of the Reporting Person with Issuer on each vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 21:01 UTC
Gupta Yogesh KDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,520 $40.58 $305,161.60
Disclosure

SEC source: 0001301277-17-000007 · wf-form4_150784209950866.xml · nonDerivative · entry 2

Gupta Yogesh K · CIK 0001301277 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

F2 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on October 19, 2016.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 21:01 UTC
Gupta Yogesh KDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,868 $0.00 $0.00
Disclosure

SEC source: 0001301277-17-000007 · wf-form4_150784209950866.xml · nonDerivative · entry 1

Gupta Yogesh K · CIK 0001301277 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,196 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 15

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Underlying: Common Stock · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F12 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 14

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on April 1, 2017 with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F11 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on April 1, 2017 with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 13

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on on April 1, 2016, with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on on April 1, 2016, with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,734

F7 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on February 17, 2017.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 62 $38.09 $2,361.58
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,927

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 165 $38.09 $6,284.85
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,799

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 212 $38.09 $8,075.08
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,456

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 168 $38.09 $6,399.12
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,017

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 551 shares of common stock acquired through Employee Stock Purchase Plan: 324 on March 31, 2017; 227 on June 30, 2017.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionCommon Stock · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · derivative · entry 15

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

Underlying: Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F12 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · derivative · entry 14

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 83 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One-third of the restricted stock units vest on April 1, 2017, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F11 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One-third of the restricted stock units vest on April 1, 2017, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · derivative · entry 13

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 160 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · derivative · entry 12

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on April 1, 2016, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on April 1, 2016, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · derivative · entry 11

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

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October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Tax withholdingCommon Stock 559 $38.09 $21,292.31
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 10

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F7 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on March 31, 2017.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionCommon Stock 1,721 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 9

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Tax withholdingCommon Stock 27 $38.09 $1,028.43
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 8

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,649

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 7

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Tax withholdingCommon Stock 109 $38.09 $4,151.81
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 6

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,593

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionCommon Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 5

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Tax withholdingCommon Stock 52 $38.09 $1,980.68
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 4

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,368

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 15, 2015.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 3

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Tax withholdingCommon Stock 109 $38.09 $4,151.81
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 2

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 15, 2015.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:57 UTC
Jalbert Paul AChief Financial Officer
Exercise / conversionCommon Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001306044-17-000008 · wf-form4_150714705143087.xml · nonDerivative · entry 1

Jalbert Paul A · CIK 0001306044 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 1,042 shares of common stock acquired through Employee Stock Purchase Plan: 658 on March 31, 2017; 384 on June 30, 2017.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:53 UTC
Gupta Yogesh KDirector · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 2,287 $0.00 $0.00
Disclosure

SEC source: 0001301277-17-000004 · wf-form4_150714680624225.xml · derivative · entry 3

Gupta Yogesh K · CIK 0001301277 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

Underlying: Common Stock · 2,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 19, 2016, the Reporting Person was granted 13,722 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F3 · derivative.expiration_date: On October 19, 2016, the Reporting Person was granted 13,722 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:53 UTC
Gupta Yogesh KDirector · Chief Executive Officer
Tax withholdingCommon Stock 743 $38.09 $28,300.87
Disclosure

SEC source: 0001301277-17-000004 · wf-form4_150714680624225.xml · nonDerivative · entry 2

Gupta Yogesh K · CIK 0001301277 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544

F2 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on October 19, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:53 UTC
Gupta Yogesh KDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001301277-17-000004 · wf-form4_150714680624225.xml · nonDerivative · entry 1

Gupta Yogesh K · CIK 0001301277 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionRestricted Stock Units · Derivative 1,196 $0.00 $0.00
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · derivative · entry 9

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Underlying: Common Stock · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On February 17, 2017, the Reporting Person was granted 7,180 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On February 17, 2017, the Reporting Person was granted 7,180 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionCommon Stock · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · derivative · entry 8

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 4,575 performance-based restricted stock units, vesting in five installments, with one third of the restricted stock units vesting on April 1, 2017, and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 4,575 performance-based restricted stock units, vesting in five installments, with one third of the restricted stock units vesting on April 1, 2017, and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · derivative · entry 7

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F6 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Tax withholdingCommon Stock 389 $38.09 $14,817.01
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · nonDerivative · entry 6

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,918

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on February 17, 2017.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · nonDerivative · entry 5

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Tax withholdingCommon Stock 62 $38.09 $2,361.58
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · nonDerivative · entry 4

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,111

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · nonDerivative · entry 3

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Tax withholdingCommon Stock 165 $38.09 $6,284.85
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · nonDerivative · entry 2

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,983

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 19:50 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001665328-17-000008 · wf-form4_150714663350692.xml · nonDerivative · entry 1

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 1,041 shares of common stock acquired through Employee Stock Purchase Plan: 752 on March 31, 2017; 289 on June 30, 2017.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 18:22 UTC
MARK MICHAELDirector
Exercise / conversionCommon Stock · Derivative 14,737 $0.00 Strike: $24.09 $0.00
Disclosure

SEC source: 0001034016-17-000006 · wf-form4_150005654727311.xml · derivative · entry 3

MARK MICHAEL · CIK 0001034016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,737 shares

Expires 2017-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.