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Nasdaq · USD

PRDO

PERDOCEO EDUCATION Corp

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Tapewire entity
4488
SEC CIK
0001046568
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202609
Apr 202601
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 4,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 8

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Disposition to issuerCommon Stock 2,069 $7.95 $16,448.55
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 7

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,113

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 2,069 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 6

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Disposition to issuerCommon Stock 10,666 $7.95 $84,794.70
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 5

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,113

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 10,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 4

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 2,064 $7.95 $16,408.80
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 3

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,113

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 946 $7.95 $7,520.70
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,177

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:20 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 1,992 $7.95 $15,836.40
Disclosure

SEC source: 0001209191-17-021045 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,123

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:19 UTC
Peppers Michele APrincipal Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,496 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019197 · doc4.xml · derivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,496

Underlying: Common Stock · 8,496 shares

Expires 2027-03-06

F3 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:19 UTC
Peppers Michele APrincipal Accounting Officer
GrantCommon Stock 2,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019197 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,490

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

F2 · balance_after: Includes 50,768 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:18 UTC
NELSON TODD SDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 122,516 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019195 · doc4.xml · derivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,516

Underlying: Common Stock · 122,516 shares

Expires 2027-03-06

F3 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:18 UTC
NELSON TODD SDirector · President & CEO
GrantCommon Stock 41,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019195 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,692

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021, subject to achievement of the applicable performance condition.

F2 · balance_after: Includes 287,439 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:17 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 26,036 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019193 · doc4.xml · derivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,036

Underlying: Common Stock · 26,036 shares

Expires 2027-03-06

F3 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:17 UTC GrantCommon Stock 18,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019193 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,341

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

F2 · balance_after: Includes 100,552 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:15 UTC
Hurst AndrewSVP, CTU
GrantNon-Qualified Stock Option (right to buy) · Derivative 27,564 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019191 · doc4.xml · derivative · entry 2

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,564

Underlying: Common Stock · 27,564 shares

Expires 2027-03-06

F3 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:15 UTC
Hurst AndrewSVP, CTU
GrantCommon Stock 9,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019191 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,406

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

F2 · balance_after: Includes 100,267 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:14 UTC GrantNon-Qualifed Stock Option (right to buy) · Derivative 14,932 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019189 · doc4.xml · derivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,932

Underlying: Common Stock · 14,932 shares

Expires 2027-03-06

F4 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:14 UTC GrantCommon Stock 5,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019189 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,318

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

F2 · balance_after: Includes 17,419 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

F3 · balance_after: Includes 2,727 shares acquired under the Career Education Corporation Employee Stock Purchase Plan.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:07 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 32,544 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019185 · doc4.xml · derivative · entry 2

Cederoth Andrew J · CIK 0001465727 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,544

Underlying: Common Stock · 32,544 shares

Expires 2027-03-06

F3 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:07 UTC GrantCommon Stock 11,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019185 · doc4.xml · nonDerivative · entry 1

Cederoth Andrew J · CIK 0001465727 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,268

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

F2 · balance_after: Includes 21,268 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:06 UTC
Ayers Jeffrey DavidSVP, General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 29,096 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-019183 · doc4.xml · derivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,096

Underlying: Common Stock · 29,096 shares

Expires 2027-03-06

F3 · derivative.exercise_date: Exercisable in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:06 UTC
Ayers Jeffrey DavidSVP, General Counsel
GrantCommon Stock 9,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019183 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,115

F1 · shares: Restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. The units shall vest in four equal installments on each of March 14, 2018, 2019, 2020 and 2021.

F2 · balance_after: Includes 112,899 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 14:39 UTC Exercise / conversionCash-Settled RSU · Derivative 4,060 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035698 · doc4.xml · derivative · entry 4

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180

Underlying: Common Stock · 4,060 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F1 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F4 · derivative.exercise_date: The remaining RSUs vest in three equal installments on December 14, 2017, 2018 and 2019.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 14:39 UTC Tax withholdingCommon Stock 1,271 $10.34 $13,142.14
Disclosure

SEC source: 0000899243-16-035698 · doc4.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,469

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

F3 · balance_after: Includes 81,680 restricted stock units granted pursuant to the Career Education Corporation 2008 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 14:39 UTC Disposition to issuerCommon Stock 4,060 $10.34 $41,980.40
Disclosure

SEC source: 0000899243-16-035698 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,740

Read SEC document
December 14, 2016 Filed Dec 16, 2016 14:39 UTC Exercise / conversionCommon Stock 4,060 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035698 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
December 09, 2016 Filed Dec 9, 2016 21:37 UTC SaleCommon Stock 7,731 $10.21 $78,925.78
Disclosure

SEC source: 0000899243-16-035238 · doc4.xml · nonDerivative · entry 6

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 556,552

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.06 to $10.25. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2016 Filed Dec 9, 2016 21:37 UTC SaleCommon Stock 60,533 $10.21 $617,981.40
Disclosure

SEC source: 0000899243-16-035238 · doc4.xml · nonDerivative · entry 5

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,293,448

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.06 to $10.25. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:37 UTC SaleCommon Stock 9,056 $10.23 $92,645.60
Disclosure

SEC source: 0000899243-16-035238 · doc4.xml · nonDerivative · entry 4

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 564,283

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.16 to $10.27. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:37 UTC SaleCommon Stock 70,944 $10.23 $725,778.40
Disclosure

SEC source: 0000899243-16-035238 · doc4.xml · nonDerivative · entry 3

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,353,981

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.16 to $10.27. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:37 UTC SaleCommon Stock 5,857 $10.23 $59,892.51
Disclosure

SEC source: 0000899243-16-035238 · doc4.xml · nonDerivative · entry 2

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 573,339

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.16 to $10.27. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:37 UTC SaleCommon Stock 45,879 $10.23 $469,149.48
Disclosure

SEC source: 0000899243-16-035238 · doc4.xml · nonDerivative · entry 1

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,424,925

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.16 to $10.27. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 17:20 UTC
Hurst AndrewSVP, CTU
SaleCommon Stock 1,550 $9.73 $15,077.78
Disclosure

SEC source: 0001209191-16-151581 · doc4.xml · nonDerivative · entry 2

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,010

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.72 to $9.7347. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 90,871 restricted stock units granted pursuant to the Career Education Corporation 2008 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 17:20 UTC
Hurst AndrewSVP, CTU
SaleCommon Stock 5,042 $9.72 $49,027.40
Disclosure

SEC source: 0001209191-16-151581 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,560

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:47 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 9,308 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001209191-16-149020 · doc4.xml · derivative · entry 1

GONZALES KENDA B · CIK 0001213135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

Underlying: Common Stock · 9,308 shares

Expires 2026-11-08

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCash-Settled RSU · Derivative 14,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · derivative · entry 7

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,643

Underlying: Common Stock · 14,881 shares

Expires 2019-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F5 · derivative.exercise_date: The remaining cash-settled RSUs vest in three equal installments on September 14, 2017, 2018 and 2019.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCash-Settled RSU · Derivative 260,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · derivative · entry 6

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,417

Underlying: Common Stock · 260,417 shares

Expires 2017-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F4 · derivative.exercise_date: The remaining cash-settled RSUs vest on September 14, 2017.

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September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Disposition to issuerCommon Stock 14,881 $6.58 $97,916.98
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · nonDerivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,940

F3 · balance_after: Includes 245,687 restricted stock units granted pursuant to the Career Education Corporation 2008 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 14,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Disposition to issuerCommon Stock 260,417 $6.58 $1,713,543.86
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,940

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 260,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:14 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,628 $6.58 $30,452.24
Disclosure

SEC source: 0001209191-16-141633 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,940

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.