PRDO

SEC source: 0001209191-19-005347 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,231

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · balance_after: Includes 156,024 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-19-005150 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,134

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.66 to $12.88. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 156,024 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-063070 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,148

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

F3 · balance_after: Includes 168,170 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-063070 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,192

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

SEC source: 0001209191-18-063066 · doc4.xml · derivative · entry 5

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Common Stock · 4,060 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F5 · derivative.exercise_date: The remaining cash-settled RSUs vest in one additional installment on December 14, 2019.

SEC source: 0001209191-18-063066 · doc4.xml · nonDerivative · entry 4

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,517

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

F4 · balance_after: Includes 150,344 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-063066 · doc4.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,020

SEC source: 0001209191-18-063066 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

SEC source: 0001209191-18-063066 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,020

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

SEC source: 0001209191-18-063063 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,079

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

F2 · balance_after: Includes 73,244 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

F3 · balance_after: Includes 1,315 shares acquired under the Career Education Corporation Employee Stock Purchase Plan.

SEC source: 0001209191-18-063061 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,052

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

F2 · balance_after: Includes 156,024 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-063059 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,452

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

F2 · balance_after: Includes 146,712 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-063057 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,705

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

F2 · balance_after: Includes 51,344 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-063055 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,485

F1 · shares: Performance-based restricted stock units granted pursuant to the Career Education Corporation 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on December 14, 2021, subject to the achievement of certain performance criteria.

F2 · balance_after: Includes 425,932 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-061120 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,931

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2018.

F2 · balance_after: Includes 64,191 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-057188 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,462

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.00 to $14.80. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 64,191 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-052718 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,499

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2018.

F2 · balance_after: Includes 71,883 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-051196 · doc4.xml · derivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,881

Underlying: Common Stock · 14,881 shares

Expires 2019-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F4 · derivative.exercise_date: The remaining cash-settled RSUs vest in one additional installment on September 14, 2019.

SEC source: 0001209191-18-051196 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,193

F3 · balance_after: Includes 264,640 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-051196 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

SEC source: 0001209191-18-051196 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,193

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

SEC source: 0001209191-18-050063 · doc4.xml · nonDerivative · entry 6

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 406,131

F5 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to $15.11. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-050063 · doc4.xml · nonDerivative · entry 5

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 943,869

F5 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to $15.11. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-050063 · doc4.xml · nonDerivative · entry 4

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 423,596

F4 · price: This transaction was executed in multiple trades at prices ranging from $14.96 to $15.40. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-050063 · doc4.xml · nonDerivative · entry 3

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 984,457

F4 · price: This transaction was executed in multiple trades at prices ranging from $14.96 to $15.40. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-050063 · doc4.xml · nonDerivative · entry 2

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 456,087

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.25 to $15.85. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-050063 · doc4.xml · nonDerivative · entry 1

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,059,966

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.25 to $15.85. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-049067 · doc4.xml · nonDerivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,199

F1 · balance_after: Includes 28,838 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-049067 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,608

SEC source: 0001209191-18-048372 · doc4.xml · derivative · entry 3

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On November 17, 2008 the Reporting Person was granted 24,000 non-qualified stock options. The option grant vested in three installments on November 17, 2008, 2009 and 2010.

SEC source: 0001209191-18-048372 · doc4.xml · nonDerivative · entry 2

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,463

F1 · balance_after: Includes 14,619 deferred stock units ("DSU") granted pursuant to the Career Education Corporation 2008 Incentive Compensation Plan, with each DSU representing the contingent right to receive one share of Issuer's common stock upon Reporting Person's termination of service from the Issuer.

SEC source: 0001209191-18-048372 · doc4.xml · nonDerivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-038041 · doc4.xml · derivative · entry 7

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,531 shares

Expires 2018-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each stock-settled RSU represents the contingent right to receive one share of Issuer's common stock; however, in the event of an involuntary termination of employment by the Company (other than for cause), any unvested stock-settled RSUs will be settled in cash based on the preceding 30-day average closing price of Issuer's common stock.

F2 · price: Each stock-settled RSU represents the contingent right to receive one share of Issuer's common stock; however, in the event of an involuntary termination of employment by the Company (other than for cause), any unvested stock-settled RSUs will be settled in cash based on the preceding 30-day average closing price of Issuer's common stock.

SEC source: 0001209191-18-038041 · doc4.xml · derivative · entry 6

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,659 shares

Expires 2018-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F1 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

SEC source: 0001209191-18-038041 · doc4.xml · nonDerivative · entry 5

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,762

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

F4 · balance_after: Includes 64,191 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

SEC source: 0001209191-18-038041 · doc4.xml · nonDerivative · entry 4

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,770

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

SEC source: 0001209191-18-038041 · doc4.xml · nonDerivative · entry 3

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each stock-settled RSU represents the contingent right to receive one share of Issuer's common stock; however, in the event of an involuntary termination of employment by the Company (other than for cause), any unvested stock-settled RSUs will be settled in cash based on the preceding 30-day average closing price of Issuer's common stock.

SEC source: 0001209191-18-038041 · doc4.xml · nonDerivative · entry 2

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,860

SEC source: 0001209191-18-038041 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

SEC source: 0001209191-18-036642 · doc4.xml · nonDerivative · entry 6

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 481,342

F5 · price: This transaction was executed in multiple trades at prices ranging from $16.11 to $16.225. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-036642 · doc4.xml · nonDerivative · entry 5

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,118,658

F5 · price: This transaction was executed in multiple trades at prices ranging from $16.11 to $16.225. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-036642 · doc4.xml · nonDerivative · entry 4

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 502,100

F4 · price: This transaction was executed in multiple trades at prices ranging from $16.025 to $16.3064. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-036642 · doc4.xml · nonDerivative · entry 3

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,166,900

F4 · price: This transaction was executed in multiple trades at prices ranging from $16.025 to $16.3064. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-036642 · doc4.xml · nonDerivative · entry 2

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 532,485

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.16 to $16.49. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The securities are held by accounts managed by Tenzing Global Management on a discretionary basis (the "Parallel Account"). Mr. Wang may be deemed to share voting and investment power over the shares held of record by the Parallel Account. Mr. Wang disclaims beneficial ownership of all shares held by the Parallel Account except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-036642 · doc4.xml · nonDerivative · entry 1

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,237,515

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.16 to $16.49. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The securities are held by Tenzing Global Investors Fund I LP, a Delaware limited partnership ("Fund I"). Tenzing Global Management LLC, a Delaware limited liability company ("Tenzing Global Management"), is the investment advisor of Fund I. Richard Wang is the Managing Member of Tenzing Global Management, and may be deemed to share voting and investment power over the shares held of record by Fund I. Mr. Wang disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-034548 · doc4.xml · derivative · entry 1

Wang Richard D · CIK 0001636156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

Underlying: Common Stock · 8,017 shares

Expires 2028-05-31

SEC source: 0001209191-18-034546 · doc4.xml · derivative · entry 1

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

Underlying: Common Stock · 8,017 shares

Expires 2028-05-31

SEC source: 0001209191-18-034544 · doc4.xml · derivative · entry 1

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

Underlying: Common Stock · 8,017 shares

Expires 2028-05-31

SEC source: 0001209191-18-034542 · doc4.xml · derivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

Underlying: Common Stock · 8,017 shares

Expires 2028-05-31

SEC source: 0001209191-18-034540 · doc4.xml · derivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

Underlying: Common Stock · 8,017 shares

Expires 2028-05-31