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Nasdaq · USD

PRDO

PERDOCEO EDUCATION Corp

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Tapewire entity
4488
SEC CIK
0001046568
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202609
Apr 202601
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2022 Filed Mar 16, 2022 20:30 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 513 $11.00 $5,643.00
Disclosure

SEC source: 0001209191-22-019226 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,902

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:30 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 565 $11.00 $6,215.00
Disclosure

SEC source: 0001209191-22-019226 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,415

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2023 22:00 UTC
Baskel EliseSVP, CTU
Tax withholdingCommon Stock 1,120 $13.37 $14,974.40
Disclosure

SEC source: 0001209191-23-019397 · doc4.xml · nonDerivative · entry 8

Baskel Elise · CIK 0001907968 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,100

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 81,439 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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March 08, 2022 Filed Mar 10, 2022 21:52 UTC
Peppers Michele APrincipal Accounting Officer
GrantCommon Stock 6,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017941 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,411

F1 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F2 · balance_after: Includes 36,045 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:49 UTC
NELSON TODD SDirector · Executive Chairman
GrantCommon Stock 98,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017933 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,880

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F3 · balance_after: Includes 642,498 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:49 UTC
NELSON TODD SDirector · Executive Chairman
GrantCommon Stock 98,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017933 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,750

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2023, 2024, 2025 and 2026.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:46 UTC GrantCommon Stock 21,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017923 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,511

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F3 · balance_after: Includes 128,935 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:46 UTC GrantCommon Stock 21,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017923 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,883

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2023, 2024, 2025 and 2026.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:42 UTC
Hurst AndrewPresident & CEO
GrantCommon Stock 51,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017909 · doc4.xml · nonDerivative · entry 2

Hurst Andrew · CIK 0001656766 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,554

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F3 · balance_after: Includes 191,836 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:42 UTC
Hurst AndrewPresident & CEO
GrantCommon Stock 51,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017909 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,152

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2023, 2024, 2025 and 2026.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:38 UTC GrantCommon Stock 30,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017898 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,998

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F3 · balance_after: Includes 157,011 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:38 UTC GrantCommon Stock 30,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017898 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,486

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2023, 2024, 2025 and 2026.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:35 UTC GrantCommon Stock 11,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017887 · doc4.xml · nonDerivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,678

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F3 · balance_after: Includes 71,778 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:35 UTC GrantCommon Stock 11,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017887 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,058

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2023, 2024, 2025 and 2026.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:32 UTC
Baskel EliseSVP, CTU
GrantCommon Stock 20,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017876 · doc4.xml · nonDerivative · entry 2

Baskel Elise · CIK 0001907968 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,372

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the target number of shares issuable on the vesting date of March 14, 2025. The actual number of shares issued will range from 0-200% of target based on the level of achievement of certain performance criteria.

F3 · balance_after: Includes 74,136 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:32 UTC
Baskel EliseSVP, CTU
GrantCommon Stock 20,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017876 · doc4.xml · nonDerivative · entry 1

Baskel Elise · CIK 0001907968 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,928

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2023, 2024, 2025 and 2026.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 14:23 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-22-016904 · doc4.xml · derivative · entry 3

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 14:23 UTC Exercise / conversionCommon Stock 16,000 $6.51 $104,160.00
Disclosure

SEC source: 0001209191-22-016904 · doc4.xml · nonDerivative · entry 1

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 8,348 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:31 UTC SaleCommon Stock 17,029 $10.62 $180,847.98
Disclosure

SEC source: 0001209191-22-016666 · doc4.xml · nonDerivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,438

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.61 to $10.66. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 48,538 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:24 UTC SaleCommon Stock 17,500 $10.66 $186,550.00
Disclosure

SEC source: 0001209191-22-016645 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,255

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.65 to $10.71. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 85,679 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:33 UTC
Peppers Michele APrincipal Accounting Officer
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 6,372 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-22-016673 · doc4.xml · derivative · entry 4

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,372 shares

Expires 2027-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted 8,496 non-qualified stock options. The option grant vested in four installments on March 14, 2018, 2019, 2020 and 2021.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:33 UTC
Peppers Michele APrincipal Accounting Officer
SaleCommon Stock 8,316 $10.73 $89,230.68
Disclosure

SEC source: 0001209191-22-016673 · doc4.xml · nonDerivative · entry 3

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,371

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.72 to $10.75. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 30,005 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:33 UTC
Peppers Michele APrincipal Accounting Officer
SaleCommon Stock 6,372 $10.75 $68,499.00
Disclosure

SEC source: 0001209191-22-016673 · doc4.xml · nonDerivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,687

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.74 to $10.77. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:33 UTC
Peppers Michele APrincipal Accounting Officer
Exercise / conversionCommon Stock 6,372 $8.30 $52,887.60
Disclosure

SEC source: 0001209191-22-016673 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:31 UTC SaleCommon Stock 16,320 $10.64 $173,644.80
Disclosure

SEC source: 0001209191-22-016666 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,467

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.63 to $10.67. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:28 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-22-016656 · doc4.xml · derivative · entry 3

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:28 UTC SaleCommon Stock 16,000 $10.75 $172,000.00
Disclosure

SEC source: 0001209191-22-016656 · doc4.xml · nonDerivative · entry 2

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,502

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.74 to $10.79. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 8,348 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:28 UTC Exercise / conversionCommon Stock 16,000 $6.51 $104,160.00
Disclosure

SEC source: 0001209191-22-016656 · doc4.xml · nonDerivative · entry 1

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:24 UTC SaleCommon Stock 17,500 $10.62 $185,850.00
Disclosure

SEC source: 0001209191-22-016645 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,755

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.61 to $10.65. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:39 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 8,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-22-015480 · doc4.xml · derivative · entry 6

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:39 UTC SaleCommon Stock 8,000 $10.70 $85,600.00
Disclosure

SEC source: 0001209191-22-015480 · doc4.xml · nonDerivative · entry 4

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,511

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.70 to $10.71. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 8,348 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:39 UTC Exercise / conversionCommon Stock 8,000 $6.51 $52,080.00
Disclosure

SEC source: 0001209191-22-015480 · doc4.xml · nonDerivative · entry 3

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:37 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-22-015466 · doc4.xml · derivative · entry 2

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:37 UTC Exercise / conversionCommon Stock 16,000 $6.51 $104,160.00
Disclosure

SEC source: 0001209191-22-015466 · doc4.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 8,348 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:32 UTC SaleCommon Stock 9,127 $10.70 $97,658.90
Disclosure

SEC source: 0001209191-22-015446 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,974

F1 · balance_after: Includes 95,987 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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March 02, 2022 Filed Mar 3, 2022 21:28 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 19,972 $10.53 $210,305.16
Disclosure

SEC source: 0001209191-22-015434 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,980

F1 · balance_after: Includes 90,980 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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March 01, 2022 Filed Mar 3, 2022 21:39 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 8,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-22-015480 · doc4.xml · derivative · entry 5

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015.

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March 01, 2022 Filed Mar 3, 2022 21:39 UTC SaleCommon Stock 8,000 $10.45 $83,600.00
Disclosure

SEC source: 0001209191-22-015480 · doc4.xml · nonDerivative · entry 2

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,511

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March 01, 2022 Filed Mar 3, 2022 21:39 UTC Exercise / conversionCommon Stock 8,000 $6.51 $52,080.00
Disclosure

SEC source: 0001209191-22-015480 · doc4.xml · nonDerivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2022 Filed Mar 3, 2022 21:32 UTC SaleCommon Stock 8,500 $10.59 $90,015.00
Disclosure

SEC source: 0001209191-22-015446 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,101

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March 01, 2022 Filed Mar 3, 2022 21:28 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 19,807 $10.37 $205,398.59
Disclosure

SEC source: 0001209191-22-015434 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,952

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December 21, 2021 Filed Dec 22, 2021 23:19 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 20,184 $11.62 $234,538.08
Disclosure

SEC source: 0001209191-21-070984 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,759

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.26 to $11.71. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 90,980 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 20, 2021 Filed Dec 21, 2021 13:58 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 20,185 $11.46 $231,320.10
Disclosure

SEC source: 0001209191-21-070727 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,943

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.31 to $11.75. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 90,980 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 17, 2021 Filed Dec 21, 2021 13:58 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 6,894 $11.80 $81,349.20
Disclosure

SEC source: 0001209191-21-070727 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,128

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.70 to $11.91. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

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December 14, 2021 Filed Dec 16, 2021 22:18 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 6,596 $11.57 $76,315.72
Disclosure

SEC source: 0001209191-21-070023 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,687

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 30,005 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 14, 2021 Filed Dec 16, 2021 22:13 UTC Tax withholdingCommon Stock 32,473 $11.57 $375,712.61
Disclosure

SEC source: 0001209191-21-070006 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,255

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 85,679 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 14, 2021 Filed Dec 16, 2021 22:16 UTC
NELSON TODD SDirector · President & CEO
Disposition to issuerCommon Stock 16,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070016 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,618

F2 · shares: Reflects forfeiture of a portion of a performance-based restricted stock unit award.

F3 · balance_after: Includes 446,236 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 14, 2021 Filed Dec 16, 2021 22:16 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 64,308 $11.57 $744,043.56
Disclosure

SEC source: 0001209191-21-070016 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,748

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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December 14, 2021 Filed Dec 16, 2021 22:10 UTC
Hurst AndrewSVP, CTU
Tax withholdingCommon Stock 34,600 $11.57 $400,322.00
Disclosure

SEC source: 0001209191-21-070001 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,752

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 89,034 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 14, 2021 Filed Dec 16, 2021 22:04 UTC Tax withholdingCommon Stock 8,244 $11.57 $95,383.08
Disclosure

SEC source: 0001209191-21-069995 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,787

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 48,538 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

F3 · balance_after: Includes 547 shares acquired under the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.