PRCT

SEC source: 0001628280-23-041703 · wk-form4_1702682929.xml · nonDerivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

SEC source: 0001628280-23-041703 · wk-form4_1702682929.xml · derivative · entry 5

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,493

Underlying: Common Stock · 3,204 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock Option was granted on December 12, 2019 and vested over a four year period

SEC source: 0001628280-23-041703 · wk-form4_1702682929.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,933

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.95 to $42.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041703 · wk-form4_1702682929.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

SEC source: 0001628280-23-041701 · wk-form4_1702682335.xml · derivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,167

Underlying: Common Stock · 71,465 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023

F3 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

SEC source: 0001628280-23-041701 · wk-form4_1702682335.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041701 · wk-form4_1702682335.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · derivative · entry 9

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,632

Underlying: Common Stock · 6,888 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F4 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 6

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.0000 to $40.0350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · derivative · entry 8

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,520

Underlying: Common Stock · 3,837 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F4 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 5

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,411

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

SEC source: 0001628280-23-041163 · wk-form4_1702074773.xml · nonDerivative · entry 2

MOLL FREDERIC H · CIK 0001260157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,233

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.180 to $40.1799, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041163 · wk-form4_1702074773.xml · nonDerivative · entry 1

MOLL FREDERIC H · CIK 0001260157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 835,475

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.1800 to $39.1799, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041179 · wk-form4_1702083941.xml · derivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,452

Underlying: Common Stock · 6,096 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F3 · derivative.exercise_date: The Stock Option was granted on September 28, 2018 and vested over a four year period.

SEC source: 0001628280-23-041179 · wk-form4_1702083941.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,933

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.95 to $39.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041179 · wk-form4_1702083941.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · derivative · entry 7

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,357

Underlying: Common Stock · 4,360 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F4 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 4

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,248

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.0000 to $40.1500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

SEC source: 0001628280-23-038941 · wk-form4_1699996318.xml · nonDerivative · entry 1

Wood Morgan Colby · CIK 0001881573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,425

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.1416 to $32.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-034592 · wk-form4_1697660875.xml · derivative · entry 2

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,273,093

Underlying: Common Stock · 5,148 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock option was granted on February 20, 2020 and vests 25% on the anniversary of the vesting commencement date of February 1, 2020 and the remaining shares vest on each monthly anniversary over a 3 year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-23-034592 · wk-form4_1697660875.xml · nonDerivative · entry 1

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-026243 · wk-form4_1690833941.xml · derivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,549

Underlying: Common Stock · 7,903 shares

Expires 2028-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F3 · derivative.exercise_date: The Stock Option was granted on September 28, 2018 and vested over a four year period.

SEC source: 0001628280-23-026243 · wk-form4_1690833941.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,933

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.9500 to $40.0500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-026243 · wk-form4_1690833941.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

SEC source: 0001628280-23-022292 · wk-form4_1686863336.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.2800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-022494 · wk-form4_1686948441.xml · derivative · entry 2

Wood Morgan Colby · CIK 0001881573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022494 · wk-form4_1686948441.xml · nonDerivative · entry 1

Wood Morgan Colby · CIK 0001881573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,425

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022490 · wk-form4_1686948364.xml · derivative · entry 2

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022490 · wk-form4_1686948364.xml · nonDerivative · entry 1

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,594

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022498 · wk-form4_1686948588.xml · derivative · entry 2

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022498 · wk-form4_1686948588.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,631

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022502 · wk-form4_1686948758.xml · derivative · entry 2

MOLL FREDERIC H · CIK 0001260157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022502 · wk-form4_1686948758.xml · nonDerivative · entry 1

MOLL FREDERIC H · CIK 0001260157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,233

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022491 · wk-form4_1686948399.xml · derivative · entry 2

Harris Taylor C. · CIK 0001560168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022491 · wk-form4_1686948399.xml · nonDerivative · entry 1

Harris Taylor C. · CIK 0001560168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,786

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022500 · wk-form4_1686948639.xml · derivative · entry 2

Dodrill Amy M. · CIK 0001778116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022500 · wk-form4_1686948639.xml · nonDerivative · entry 1

Dodrill Amy M. · CIK 0001778116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,712

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022497 · wk-form4_1686948514.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022497 · wk-form4_1686948514.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,471

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022495 · wk-form4_1686948472.xml · derivative · entry 2

Sandoval Elisabeth · CIK 0001632295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022495 · wk-form4_1686948472.xml · nonDerivative · entry 1

Sandoval Elisabeth · CIK 0001632295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,647

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-017281 · wf-form4_168375128984925.xml · derivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,452

Underlying: Common Stock · 12,123 shares

Expires 2028-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock option was granted on September 28, 2018 and vests each monthly anniversary of July 9, 2018, the vesting commencement date, over a four year period, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-23-017281 · wf-form4_168375128984925.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001588978-23-000014 · wf-form4_168306198426245.xml · derivative · entry 2

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,278,241

Underlying: Common Stock · 19,995 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock option was granted on February 20, 2020 and vests 25% on the anniversary of the vesting commencement date of February 1, 2020 and the remaining shares vest on each monthly anniversary over a 3 year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001588978-23-000014 · wf-form4_168306198426245.xml · nonDerivative · entry 1

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-011393 · wf-form4_168133054598278.xml · nonDerivative · entry 1

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,414

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 9, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35 to $35.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-23-010897 · wf-form4_168073036847237.xml · derivative · entry 2

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,236

Underlying: Common Stock · 20,022 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock option was granted on February 20, 2020 and 25% of the Stock option vests on the first anniversary of February 1, 2020, the vesting commencement date, and the remaining shares vest on each monthly anniversary over a 3 year period thereafter, subject to continued employment or service to the Issuer through the applicable vesting date.