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Nasdaq · USD

PRCT

PROCEPT BioRobotics Corp

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Tapewire entity
4831
SEC CIK
0001588978
Parsed reports
198

Last 12 months

Inside the activity.

8 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202678
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202610
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2024 Filed Sep 5, 2024 23:13 UTC SaleCommon Stock 6,222 $74.91 $466,079.44
Disclosure

SEC source: 0001628280-24-039573 · wk-form4_1725578026.xml · nonDerivative · entry 6

Desai Antal Rohit · CIK 0001881616 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 30, 2024.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.25 to $75.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 23:13 UTC SaleCommon Stock 100 $78.91 $7,891.00
Disclosure

SEC source: 0001628280-24-039573 · wk-form4_1725578026.xml · nonDerivative · entry 5

Desai Antal Rohit · CIK 0001881616 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,963

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 30, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 23:13 UTC SaleCommon Stock 1,000 $78.00 $77,999.00
Disclosure

SEC source: 0001628280-24-039573 · wk-form4_1725578026.xml · nonDerivative · entry 4

Desai Antal Rohit · CIK 0001881616 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,063

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 30, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.90 to $78.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 03, 2024 Filed Sep 5, 2024 23:13 UTC SaleCommon Stock 3,629 $77.23 $280,257.87
Disclosure

SEC source: 0001628280-24-039573 · wk-form4_1725578026.xml · nonDerivative · entry 3

Desai Antal Rohit · CIK 0001881616 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,063

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 30, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.85 to $77.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 23:13 UTC SaleCommon Stock 19,725 $76.32 $1,505,368.61
Disclosure

SEC source: 0001628280-24-039573 · wk-form4_1725578026.xml · nonDerivative · entry 2

Desai Antal Rohit · CIK 0001881616 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,692

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 30, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.85 to $76.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 23:13 UTC SaleCommon Stock 10,766 $75.17 $809,294.22
Disclosure

SEC source: 0001628280-24-039573 · wk-form4_1725578026.xml · nonDerivative · entry 1

Desai Antal Rohit · CIK 0001881616 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,417

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.85 to $75.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2024 Filed Aug 23, 2024 20:19 UTC
Zadno RezaDirector · President, CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 23,484 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0001628280-24-038355 · wk-form4_1724444339.xml · derivative · entry 2

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,249,609

Underlying: Common Stock · 23,484 shares

Expires 2030-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option was granted on February 20, 2020 and vested over a four year period.

Read SEC document
July 31, 2024 Filed Aug 23, 2024 20:19 UTC
Zadno RezaDirector · President, CEO
Exercise / conversionCommon Stock 23,484 $4.37 $102,625.08
Disclosure

SEC source: 0001628280-24-038355 · wk-form4_1724444339.xml · nonDerivative · entry 1

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2024 Filed Jul 19, 2024 21:27 UTC GrantStock Option (Right to Buy) · Derivative 4,115 $0.00 Strike: $66.75 $0.00
Disclosure

SEC source: 0001628280-24-032344 · wk-form4_1721424436.xml · derivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,115

Underlying: Common Stock · 4,115 shares

Expires 2025-07-17

F2 · derivative.exercise_date: This Stock Option was granted on July 18, 2024, and one-third of the shares subject to the Stock Option shall vest on July 18, 2025, with one-third of the remaining shares subject to the Stock Option vesting annually on each of the second and third anniversary thereof, subject to the Reporting Person continuing as a service provider through such date.

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July 18, 2024 Filed Jul 19, 2024 21:27 UTC GrantCommon Stock 2,358 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-032344 · wk-form4_1721424436.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,358

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-third of the RSUs shall vest on July 18, 2025, with one-third of the remaining RSUs vesting annually on each of the second and third anniversary thereof, subject to the Reporting Person continuing as a service provider through such date.

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June 17, 2024 Filed Jun 18, 2024 21:32 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 1,048 $63.30 $66,337.98
Disclosure

SEC source: 0001628280-24-028866 · wk-form4_1718746356.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,472

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/13/2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.66 to $63.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 21:32 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 8,952 $62.04 $555,425.94
Disclosure

SEC source: 0001628280-24-028866 · wk-form4_1718746356.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,520

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/13/2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.64 to $62.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 22:44 UTC
Shiblaq HishamEVP, Chief Comm. Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 26,046 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001628280-24-027911 · wk-form4_1718232237.xml · derivative · entry 3

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,450

Underlying: Common Stock · 26,046 shares

Expires 2029-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/9/2024.

F2 · derivative.exercise_date: The Stock option was granted on April 5, 2019 and vested 10/46th on the ten month anniversary of the vesting commencement date of March 25, 2019 and the remaining vested monthly over a three year period thereafter.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 22:44 UTC
Shiblaq HishamEVP, Chief Comm. Officer
SaleCommon Stock 26,046 $68.24 $1,777,498.85
Disclosure

SEC source: 0001628280-24-027911 · wk-form4_1718232237.xml · nonDerivative · entry 2

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,860

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/9/2024.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 22:44 UTC
Shiblaq HishamEVP, Chief Comm. Officer
Exercise / conversionCommon Stock 26,046 $4.56 $118,769.76
Disclosure

SEC source: 0001628280-24-027911 · wk-form4_1718232237.xml · nonDerivative · entry 1

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/9/2024.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:33 UTC
Desai Antal RohitDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027068 · wk-form4_1717706010.xml · derivative · entry 2

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:33 UTC
Desai Antal RohitDirector · 10% owner
GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027068 · wk-form4_1717706010.xml · nonDerivative · entry 1

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,183

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:28 UTC GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027048 · wk-form4_1717705709.xml · derivative · entry 2

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:28 UTC GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027048 · wk-form4_1717705709.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,007

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:27 UTC
Wood Larry LDirector
GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027045 · wk-form4_1717705635.xml · derivative · entry 2

Wood Larry L · CIK 0001440660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:27 UTC
Wood Larry LDirector
GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027045 · wk-form4_1717705635.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,430

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:25 UTC GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027040 · wk-form4_1717705537.xml · derivative · entry 2

MOLL FREDERIC H · CIK 0001260157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:25 UTC GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027040 · wk-form4_1717705537.xml · nonDerivative · entry 1

MOLL FREDERIC H · CIK 0001260157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,609

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:32 UTC GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027061 · wk-form4_1717705944.xml · derivative · entry 4

Harris Taylor C. · CIK 0001560168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F3 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:32 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 81,550 $0.00 Strike: $5.18 $0.00
Disclosure

SEC source: 0001628280-24-027061 · wk-form4_1717705944.xml · derivative · entry 3

Harris Taylor C. · CIK 0001560168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,923

Underlying: Common Stock · 81,550 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock option was granted on December 16, 2020 and vests on each monthly anniversary of the grant date over a 4 year period, subject continued employment or service to the Issuer through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:32 UTC GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027061 · wk-form4_1717705944.xml · nonDerivative · entry 2

Harris Taylor C. · CIK 0001560168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,712

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:32 UTC Exercise / conversionCommon Stock 81,550 $5.18 $422,429.00
Disclosure

SEC source: 0001628280-24-027061 · wk-form4_1717705944.xml · nonDerivative · entry 1

Harris Taylor C. · CIK 0001560168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:31 UTC GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027057 · wk-form4_1717705873.xml · derivative · entry 2

Dodrill Amy M. · CIK 0001778116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:31 UTC GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027057 · wk-form4_1717705873.xml · nonDerivative · entry 1

Dodrill Amy M. · CIK 0001778116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,088

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:30 UTC
Garrett MaryDirector
GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027052 · wk-form4_1717705794.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:30 UTC
Garrett MaryDirector
GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027052 · wk-form4_1717705794.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,847

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:24 UTC GrantStock Option (Right to Buy) · Derivative 2,526 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0001628280-24-027037 · wk-form4_1717705462.xml · derivative · entry 2

Sandoval Elisabeth · CIK 0001632295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:24 UTC GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027037 · wk-form4_1717705462.xml · nonDerivative · entry 1

Sandoval Elisabeth · CIK 0001632295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,023

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 20, 2024 Filed May 23, 2024 01:31 UTC
Desai Antal RohitDirector · 10% owner
OtherCommon Stock 164,063 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001579 · form4.xml · nonDerivative · entry 2

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mallard Fund, L.P.

Disclosed balance after: 180,527

F3 · kind: On May 20, 2024, Mallard Fund, L.P. distributed shares on a pro rata basis, for no consideration, including 37 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F3 · balance_after: On May 20, 2024, Mallard Fund, L.P. distributed shares on a pro rata basis, for no consideration, including 37 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F1 · ownership.nature: CPMG, Inc. is the general partner and investment manager of each of White Tailed Ptarmigan, LP, Kestrel Fund, L.P. and Mallard Fund, L.P. (collectively, the "CPMG Funds"). Antal Desai, a member of the Issuer's board of directors and a shareholder and managing partner of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by the CPMG Funds. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by the CPMG Funds except to the extent of any pecuniary interest therein.

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May 20, 2024 Filed May 23, 2024 01:31 UTC
Desai Antal RohitDirector · 10% owner
OtherCommon Stock 1,949,104 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001579 · form4.xml · nonDerivative · entry 1

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By White Tailed Ptarmigan, LP

Disclosed balance after: 711,547

F2 · kind: On May 20, 2024, White Tailed Ptarmigan, LP distributed shares on a pro rata basis, for no consideration, including 163,030 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F2 · balance_after: On May 20, 2024, White Tailed Ptarmigan, LP distributed shares on a pro rata basis, for no consideration, including 163,030 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F1 · ownership.nature: CPMG, Inc. is the general partner and investment manager of each of White Tailed Ptarmigan, LP, Kestrel Fund, L.P. and Mallard Fund, L.P. (collectively, the "CPMG Funds"). Antal Desai, a member of the Issuer's board of directors and a shareholder and managing partner of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by the CPMG Funds. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by the CPMG Funds except to the extent of any pecuniary interest therein.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · derivative · entry 11

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,894

Underlying: Common Stock · 25,000 shares

Expires 2031-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Stock option was granted on June 22, 2021 and vests 25% on the six month anniversary of June 22, 2021 and the remainder vests on each monthly anniversary over a four year period, subject continued employment or service to the Issuer through the applicable vesting date.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 3,965 $0.00 Strike: $5.18 $0.00
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · derivative · entry 10

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,160

Underlying: Common Stock · 3,965 shares

Expires 2030-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Stock option was granted on August 10, 2020 and vests 12.5% on the six month anniversary of August 1, 2020 and the remainder on each monthly anniversary over a three and a half year period, subject continued employment or service to the Issuer through the applicable vesting date.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 1,467 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · derivative · entry 9

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,230

Underlying: Common Stock · 1,467 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock option was granted on December 12, 2019 and vests on each monthly anniversary of the grant date over a four year period, subject continued employment or service to the Issuer through the applicable vesting date.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 133 $64.04 $8,517.32
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 8

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,472

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.02 to $64.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 14,437 $63.38 $915,017.06
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 7

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,605

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 13,935 $62.79 $874,978.65
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 6

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,042

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 1,536 $61.28 $94,126.08
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 5

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,977

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 391 $60.84 $23,788.44
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 4

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,513

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.67 to $60.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionCommon Stock 25,000 $7.27 $181,750.00
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionCommon Stock 3,965 $5.18 $20,538.70
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2024 Filed May 4, 2024 01:40 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionCommon Stock 1,467 $4.56 $6,689.52
Disclosure

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2024 Filed May 8, 2024 01:45 UTC
Desai Antal RohitDirector · 10% owner
OtherCommon Stock 1,785,127 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001299 · form4.xml · nonDerivative · entry 1

Desai Antal Rohit · CIK 0001881616 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By White Tailed Ptarmigan, LP

Disclosed balance after: 2,823,681

F2 · kind: On May 3, 2024, White Tailed Ptarmigan, LP distributed shares on a pro rata basis, for no consideration, including 421,061 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F2 · balance_after: On May 3, 2024, White Tailed Ptarmigan, LP distributed shares on a pro rata basis, for no consideration, including 421,061 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F1 · ownership.nature: Antal Desai, a member of the Issuer's board of directors, and Kent McGaughy, Jr., each of whom is a shareholder and managing partner of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by each of White Tailed Ptarmigan, LP, Kestrel Fund, L.P. and Mallard Fund, L.P. (collectively, the "CPMG Funds"). Mr. Desai disclaims beneficial ownership of the shares beneficially owned by the CPMG Funds except to the extent of any pecuniary interest therein. Kent McGaughy, Jr., CPMG, Inc. and White Tailed Ptarmigan, LP jointly report their beneficial ownership of these shares on a separate Form 4.

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May 03, 2024 Filed May 7, 2024 21:46 UTC
CPMG Inc10% owner
OtherCommon Stock 1,785,127 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001300 · form4.xml · nonDerivative · entry 1

McGaughy R Kent Jr · CIK 0001402856 · 10% owner

CPMG Inc · CIK 0001372218 · 10% owner

White Tailed Ptarmigan, LP · CIK 0001882743 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By White Tailed Ptarmigan, LP

Disclosed balance after: 2,823,681

F2 · kind: On May 3, 2024, White Tailed Ptarmigan, LP distributed shares on a pro rata basis, for no consideration, including 421,061 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F2 · balance_after: On May 3, 2024, White Tailed Ptarmigan, LP distributed shares on a pro rata basis, for no consideration, including 421,061 shares that were distributed in transactions exempt from Section 16 under Rule 16a-13.

F1 · ownership.nature: CPMG, Inc. is the general partner and investment manager of each of White Tailed Ptarmigan, LP, Kestrel Fund, L.P. and Mallard Fund, L.P. (collectively, the "CPMG Funds"). In such capacities, CPMG, Inc. may be deemed to have voting and investment control over the shares beneficially owned by the CPMG Funds. Antal Desai, a member of the Issuer's board of directors, and Kent McGaughy, Jr., each of whom is a shareholder and managing partner of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by the CPMG Funds. Each of Mr. Desai and Mr. McGaughy, Jr. disclaims beneficial ownership of the shares beneficially owned by the CPMG Funds except to the extent of any pecuniary interest therein. Antal Desai reports his beneficial ownership of these shares on a separate Form 4.

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May 01, 2024 Filed May 4, 2024 01:41 UTC SaleCommon Stock 20,000 $60.00 $1,200,000.00
Disclosure

SEC source: 0001628280-24-020434 · wk-form4_1714786884.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,631

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2023.

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April 18, 2024 Filed Apr 19, 2024 23:07 UTC
Wood Larry LDirector
GrantStock Option (Right to Buy) · Derivative 5,284 $0.00 Strike: $51.08 $0.00
Disclosure

SEC source: 0001628280-24-017007 · wk-form4_1713568017.xml · derivative · entry 2

Wood Larry L · CIK 0001440660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,284

Underlying: Common Stock · 5,284 shares

Expires 2034-04-17

F2 · derivative.exercise_date: This Stock Option was granted on April 18, 2024, and one-third of the shares subject to the Stock Option shall vest on April 18, 2025, with one-third of the remaining shares subject to the Stock Option vesting annually on each of the second and third anniversary thereof, subject to the Reporting Person continuing as a service provider through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.