Last 12 months
Inside the activity.
0 purchase rows · 70 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 32 |
| May 2026 | 0 | 19 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 11 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2023 Filed Jun 13, 2023 00:06 UTC |
TULLOCH MAURICEDirector
|
GrantCommon Stock | 75,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009676 · form4-06132023_120625.xml · nonDerivative · entry 1 TULLOCH MAURICE · CIK 0001877426 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,705 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:12 UTC |
Lam RachelDirector
|
GrantCommon Stock | 77,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009682 · form4-06132023_120617.xml · nonDerivative · entry 1 Lam Rachel · CIK 0001579232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,775 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:08 UTC |
Pickerill Alan RDirector
|
GrantCommon Stock | 82,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009678 · form4-06132023_120610.xml · nonDerivative · entry 1 Pickerill Alan R · CIK 0001716426 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,493 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:09 UTC |
Vengalil RegiDirector
|
GrantCommon Stock | 89,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009681 · form4-06132023_120645.xml · nonDerivative · entry 1 Vengalil Regi · CIK 0001837531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,122 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:09 UTC |
Kell Sean DavisDirector
|
GrantCommon Stock | 65,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009680 · form4-06132023_120614.xml · nonDerivative · entry 1 Kell Sean Davis · CIK 0001916515 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,428 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:08 UTC |
Reierson Amanda LDirector
|
GrantCommon Stock | 43,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009679 · form4-06132023_120642.xml · nonDerivative · entry 1 Reierson Amanda L · CIK 0001950180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,249 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:07 UTC |
Velasquez CamillaDirector
|
GrantCommon Stock | 43,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009677 · form4-06132023_120634.xml · nonDerivative · entry 1 Velasquez Camilla · CIK 0001904232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,249 F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date. Read SEC document |
| May 17, 2023 Filed May 22, 2023 10:02 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 134,462 | $1.18 | $159,149.22 |
DisclosureSEC source: 0001415889-23-008453 · form4-05222023_100537.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,590,542 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.07 to $1.23 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2023 Filed May 17, 2023 00:14 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 58,006 | $1.05 | $61,057.12 |
DisclosureSEC source: 0001415889-23-008143 · form4-05172023_120553.xml · nonDerivative · entry 3 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,456,080 F1 · kind: Open market purchase. F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.01 to $1.095 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2023 Filed May 17, 2023 00:14 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 63,796 | $1.15 | $73,339.88 |
DisclosureSEC source: 0001415889-23-008143 · form4-05172023_120553.xml · nonDerivative · entry 2 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,398,074 F1 · kind: Open market purchase. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.19 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:14 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 87,638 | $1.10 | $96,568.31 |
DisclosureSEC source: 0001415889-23-008143 · form4-05172023_120553.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,334,278 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.17 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 01:00 UTC |
Park West Asset Management LLC10% owner
|
SaleCommon Stock, par value $0.0001 | 2,600,000 | $1.27 | $3,302,000.00 |
DisclosureSEC source: 0001493152-23-012664 · ownership.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,667,707 F2 · kind: Represents the sale of shares in a privately negotiated sale transaction. The Reporting Person's sales reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported transactions by the Reporting Person (the "Previous Transactions"). Because the sale reported herein occurred at a price lower than the price the Reporting Person sold shares in the Previous Transactions, there are no additional recoverable profits subject to disgorgement in connection with the sale reported herein. F2 · price: Represents the sale of shares in a privately negotiated sale transaction. The Reporting Person's sales reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported transactions by the Reporting Person (the "Previous Transactions"). Because the sale reported herein occurred at a price lower than the price the Reporting Person sold shares in the Previous Transactions, there are no additional recoverable profits subject to disgorgement in connection with the sale reported herein. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:31 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
GrantPerformance-based Restricted Stock Units · Derivative | 874,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006375 · form4-04072023_090459.xml · derivative · entry 3 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 874,237 Underlying: Common Stock · 874,237 shares Expires not disclosed F3 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. F3 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. F3 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:31 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
GrantCommon Stock | 582,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006375 · form4-04072023_090459.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,246,640 F1 · shares: Represents a grant of restricted stock units ("PRSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. 25% of the RSUs shall vest on April 5, 2024, then 1/6th of the remaining RSUs shall vest every 6 months for the next 36 months, subject to the Reporting Person's employment or service with the Issuer as contemplated in the RSU Award Agreement. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:20 UTC |
Tabak ShawnCHIEF FINANCIAL OFFICER
|
GrantPerformance-based Restricted Stock Units · Derivative | 61,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006372 · form4-04072023_050403.xml · derivative · entry 2 Tabak Shawn · CIK 0001954327 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,992 Underlying: Common Stock · 61,992 shares Expires not disclosed F2 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. F2 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. F2 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:20 UTC |
Tabak ShawnCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 41,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006372 · form4-04072023_050403.xml · nonDerivative · entry 1 Tabak Shawn · CIK 0001954327 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,733 F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. 25% of the RSUs shall vest on April 5, 2024, then 1/6th of the remaining RSUs shall vest every 6 months for the next 36 months, subject to the Reporting Person's employment or service with the Issuer as contemplated in the RSU Award Agreement. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:20 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
GrantPerformance-based Restricted Stock Units · Derivative | 413,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006371 · form4-04072023_050401.xml · derivative · entry 2 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,276 Underlying: Common Stock · 413,276 shares Expires not disclosed F2 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. F2 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. F2 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:20 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
GrantCommon Stock | 275,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006371 · form4-04072023_050401.xml · nonDerivative · entry 1 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,321,740 F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. 25% of the RSUs shall vest on April 5, 2024, then 1/6th of the remaining RSUs shall vest every 6 months for the next 36 months, subject to the Reporting Person's employment or service with the Issuer as contemplated in the RSU Award Agreement. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:29 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
Tax withholdingCommon Stock | 14,108 | $1.43 | $20,174.44 |
DisclosureSEC source: 0001415889-23-006169 · form4-04052023_120446.xml · nonDerivative · entry 3 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,663,815 F3 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's February 10, 2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:29 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
Tax withholdingCommon Stock | 12,854 | $1.43 | $18,381.22 |
DisclosureSEC source: 0001415889-23-006169 · form4-04052023_120446.xml · nonDerivative · entry 2 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,677,923 F2 · shares: These shares represent shares withheld on the 25% vesting of the Reporting Person's May 20, 2022 RSU grant. The RSUs will continue to vest ratably every 6 months over 36 months with the vesting period commencing on April 1, 2023. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:29 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
Tax withholdingCommon Stock | 3,527 | $1.43 | $5,043.61 |
DisclosureSEC source: 0001415889-23-006169 · form4-04052023_120446.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,690,777 F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's February 10, 2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:29 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 15,106 | $1.43 | $21,601.58 |
DisclosureSEC source: 0001415889-23-006168 · form4-04052023_120456.xml · nonDerivative · entry 3 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,046,223 F3 · shares: These shares represent shares withheld on the vesting of 25% of the Reporting Person's May 20, 2022 RSU grant. The RSUs will continue to vest ratably every 6 months over 36 months with the vesting period commencing on April 1, 2023. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:29 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 3,202 | $1.43 | $4,578.86 |
DisclosureSEC source: 0001415889-23-006168 · form4-04052023_120456.xml · nonDerivative · entry 2 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,061,329 F2 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:29 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 2,096 | $1.43 | $2,997.28 |
DisclosureSEC source: 0001415889-23-006168 · form4-04052023_120456.xml · nonDerivative · entry 1 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,064,531 F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 13:00 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 184,093 | $1.28 | $235,234.04 |
DisclosureSEC source: 0001415889-23-005248 · form4-03212023_090301.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,694,304 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.19 to $1.38 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 25, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
SaleEquity Swap (right to buy) · Derivative | 407,874 | Not disclosed Strike: $3.14 | Not disclosed |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 9 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common stock, par value $0.0001 · 407,874 shares Expires 2025-12-31 F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 25, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
PurchaseCommon stock, par value $0.0001 | 407,874 | $2.31 | $940,965.32 |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 4 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,267,707 F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.42 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 24, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
SaleEquity Swap (right to buy) · Derivative | 760,000 | Not disclosed Strike: $3.34 | Not disclosed |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 8 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 407,874 Underlying: Common stock, par value $0.0001 · 760,000 shares Expires 2025-12-31 F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 24, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
PurchaseCommon stock, par value $0.0001 | 760,000 | $2.46 | $1,871,880.00 |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 3 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,859,833 F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.785 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 23, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
SaleEquity Swap (right to buy) · Derivative | 730,750 | Not disclosed Strike: $3.46 | Not disclosed |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 7 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,167,874 Underlying: Common stock, par value $0.0001 · 730,750 shares Expires 2025-12-31 F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 23, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
PurchaseCommon stock, par value $0.0001 | 530,750 | $2.60 | $1,377,296.25 |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,099,833 F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.75 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 20, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
SaleEquity Swap (right to buy) · Derivative | 172,816 | Not disclosed Strike: $3.34 | Not disclosed |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 6 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common stock, par value $0.0001 · 172,816 shares Expires 2025-12-30 F7 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 30, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of Issuer's common stock on January 20, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F7 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 30, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of Issuer's common stock on January 20, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 20, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
SaleEquity Swap (right to buy) · Derivative | 527,184 | Not disclosed Strike: $3.34 | Not disclosed |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 5 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,898,624 Underlying: Common stock, par value $0.0001 · 527,184 shares Expires 2025-12-31 F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 20, 2023 Filed Feb 15, 2023 02:05 UTC |
Park West Asset Management LLC10% owner
|
PurchaseCommon stock, par value $0.0001 | 474,220 | $2.46 | $1,168,003.86 |
DisclosureSEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,569,083 F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.295 to $2.565 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:47 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
Tax withholdingCommon Stock | 17,616 | $1.88 | $33,118.08 |
DisclosureSEC source: 0001415889-23-000313 · form4-01042023_090127.xml · nonDerivative · entry 2 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,510,211 F2 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 2/10/2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:47 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
Tax withholdingCommon Stock | 4,405 | $1.88 | $8,281.40 |
DisclosureSEC source: 0001415889-23-000313 · form4-01042023_090127.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,527,827 F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 2/10/2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:49 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 3,244 | $1.88 | $6,098.72 |
DisclosureSEC source: 0001415889-23-000314 · form4-01042023_090140.xml · nonDerivative · entry 2 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066,627 F2 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:49 UTC |
Neagle MatthewCHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 2,124 | $1.88 | $3,993.12 |
DisclosureSEC source: 0001415889-23-000314 · form4-01042023_090140.xml · nonDerivative · entry 1 Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,871 F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:22 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 37,800 | $1.99 | $75,195.54 |
DisclosureSEC source: 0001415889-22-012794 · form4-12202022_011219.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,532,232 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.975 to $1.995 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 01:26 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.99 | $4,985.00 |
DisclosureSEC source: 0001415889-22-012567 · form4-12152022_011230.xml · nonDerivative · entry 3 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,494,432 F1 · kind: Open market purchase. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 01:26 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 62,500 | $1.98 | $124,056.25 |
DisclosureSEC source: 0001415889-22-012567 · form4-12152022_011230.xml · nonDerivative · entry 2 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,491,932 F1 · kind: Open market purchase. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 01:26 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 147,892 | $1.89 | $278,806.00 |
DisclosureSEC source: 0001415889-22-012567 · form4-12152022_011230.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,429,432 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.81 to $1.91 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2022 Filed Dec 10, 2022 00:39 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 189,497 | $1.80 | $340,469.26 |
DisclosureSEC source: 0001415889-22-012356 · form4-12102022_121202.xml · nonDerivative · entry 2 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,281,540 F1 · kind: Open market purchase. F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.83 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 00:39 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 88,776 | $1.81 | $161,039.66 |
DisclosureSEC source: 0001415889-22-012356 · form4-12102022_121202.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092,043 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.78 to $1.85 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 00:42 UTC |
Tabak ShawnCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 145,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012087 · form4-12062022_121204.xml · nonDerivative · entry 1 Tabak Shawn · CIK 0001954327 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,405 F1 · shares: Represents 25% of the on hire award of restricted stock units (RSUs) having the value of $900,000 to be granted in four (4) equal installments annually under the 2020 Stock Incentive Plan. Each RSU represents a right to receive one share of the Issuer's common stock upon vesting in equal installments every six months from date of grant. Read SEC document |
| November 23, 2022 Filed Nov 29, 2022 01:22 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 1,100 | $1.67 | $1,835.79 |
DisclosureSEC source: 0001415889-22-011808 · form4-11292022_011112.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,003,267 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.69 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 01:36 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 152,309 | $1.56 | $237,175.57 |
DisclosureSEC source: 0001415889-22-011709 · form4-11232022_011118.xml · nonDerivative · entry 3 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,002,167 F1 · kind: Open market purchase. F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.48 to $1.63 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 01:36 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 46,508 | $1.63 | $75,812.69 |
DisclosureSEC source: 0001415889-22-011709 · form4-11232022_011118.xml · nonDerivative · entry 2 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,849,858 F1 · kind: Open market purchase. F4 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were purchased in multiple transactions at prices ranging from $1.56 to $1.67, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2022 Filed Nov 23, 2022 01:36 UTC |
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
|
PurchaseCommon Stock | 58,132 | $1.66 | $96,650.26 |
DisclosureSEC source: 0001415889-22-011709 · form4-11232022_011118.xml · nonDerivative · entry 1 Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,803,350 F1 · kind: Open market purchase. F2 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were purchased in multiple transactions at prices ranging from $1.64 to $1.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the range set forth in this footnote. F3 · balance_after: The number of securities differs by 3 from the amount previously reported on the reporting person's Form 4 due to prior rounding errors. Read SEC document |
| November 14, 2022 Filed Nov 17, 2022 02:45 UTC |
Kell Sean DavisDirector
|
PurchaseCommon Stock | 72,463 | $1.42 | $103,056.88 |
DisclosureSEC source: 0001415889-22-011461 · form4-11162022_091101.xml · nonDerivative · entry 1 Kell Sean Davis · CIK 0001916515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,303 F1 · kind: Open market purchase. F2 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were purchased in multiple transactions. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.