Tapewire

Nasdaq · USD

PRCH

Porch Group, Inc.

Export transactions ↓
Tapewire entity
4527
SEC CIK
0001784535
Parsed reports
312

Last 12 months

Inside the activity.

0 purchase rows · 70 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 2026032
May 2026019
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 2026011

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2023 Filed Jun 13, 2023 00:06 UTC GrantCommon Stock 75,188 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009676 · form4-06132023_120625.xml · nonDerivative · entry 1

TULLOCH MAURICE · CIK 0001877426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,705

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:12 UTC
Lam RachelDirector
GrantCommon Stock 77,068 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009682 · form4-06132023_120617.xml · nonDerivative · entry 1

Lam Rachel · CIK 0001579232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,775

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:08 UTC GrantCommon Stock 82,097 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009678 · form4-06132023_120610.xml · nonDerivative · entry 1

Pickerill Alan R · CIK 0001716426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,493

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:09 UTC GrantCommon Stock 89,548 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009681 · form4-06132023_120645.xml · nonDerivative · entry 1

Vengalil Regi · CIK 0001837531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,122

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:09 UTC GrantCommon Stock 65,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009680 · form4-06132023_120614.xml · nonDerivative · entry 1

Kell Sean Davis · CIK 0001916515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,428

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:08 UTC GrantCommon Stock 43,249 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009679 · form4-06132023_120642.xml · nonDerivative · entry 1

Reierson Amanda L · CIK 0001950180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,249

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:07 UTC GrantCommon Stock 43,249 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009677 · form4-06132023_120634.xml · nonDerivative · entry 1

Velasquez Camilla · CIK 0001904232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,249

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for Board and Committee service under the Porch Group, Inc. Non-Employee Director Compensation Policy. Each RSU represents a right to receive one share of Porch Group, Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. The shares underlying the RSUs shall have resale restrictions pursuant to which two-thirds of the vested shares underlying the RSUs may not be sold after the Annual Grant Vesting Date. The resale restrictions expire in equal increments on the first and second anniversaries of the Annual Grant Vesting Date.

Read SEC document
May 17, 2023 Filed May 22, 2023 10:02 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 134,462 $1.18 $159,149.22
Disclosure

SEC source: 0001415889-23-008453 · form4-05222023_100537.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,590,542

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.07 to $1.23 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 17, 2023 00:14 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 58,006 $1.05 $61,057.12
Disclosure

SEC source: 0001415889-23-008143 · form4-05172023_120553.xml · nonDerivative · entry 3

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,456,080

F1 · kind: Open market purchase.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.01 to $1.095 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2023 Filed May 17, 2023 00:14 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 63,796 $1.15 $73,339.88
Disclosure

SEC source: 0001415889-23-008143 · form4-05172023_120553.xml · nonDerivative · entry 2

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,398,074

F1 · kind: Open market purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.19 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2023 Filed May 17, 2023 00:14 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 87,638 $1.10 $96,568.31
Disclosure

SEC source: 0001415889-23-008143 · form4-05172023_120553.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,334,278

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.17 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 01:00 UTC SaleCommon Stock, par value $0.0001 2,600,000 $1.27 $3,302,000.00
Disclosure

SEC source: 0001493152-23-012664 · ownership.xml · nonDerivative · entry 1

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 9,667,707

F2 · kind: Represents the sale of shares in a privately negotiated sale transaction. The Reporting Person's sales reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported transactions by the Reporting Person (the "Previous Transactions"). Because the sale reported herein occurred at a price lower than the price the Reporting Person sold shares in the Previous Transactions, there are no additional recoverable profits subject to disgorgement in connection with the sale reported herein.

F2 · price: Represents the sale of shares in a privately negotiated sale transaction. The Reporting Person's sales reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported transactions by the Reporting Person (the "Previous Transactions"). Because the sale reported herein occurred at a price lower than the price the Reporting Person sold shares in the Previous Transactions, there are no additional recoverable profits subject to disgorgement in connection with the sale reported herein.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
April 07, 2023 Filed Apr 7, 2023 21:31 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
GrantPerformance-based Restricted Stock Units · Derivative 874,237 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006375 · form4-04072023_090459.xml · derivative · entry 3

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874,237

Underlying: Common Stock · 874,237 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

F3 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

F3 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

Read SEC document
April 07, 2023 Filed Apr 7, 2023 21:31 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
GrantCommon Stock 582,825 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006375 · form4-04072023_090459.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,246,640

F1 · shares: Represents a grant of restricted stock units ("PRSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. 25% of the RSUs shall vest on April 5, 2024, then 1/6th of the remaining RSUs shall vest every 6 months for the next 36 months, subject to the Reporting Person's employment or service with the Issuer as contemplated in the RSU Award Agreement.

Read SEC document
April 07, 2023 Filed Apr 7, 2023 21:20 UTC
Tabak ShawnCHIEF FINANCIAL OFFICER
GrantPerformance-based Restricted Stock Units · Derivative 61,992 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006372 · form4-04072023_050403.xml · derivative · entry 2

Tabak Shawn · CIK 0001954327 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,992

Underlying: Common Stock · 61,992 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

F2 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

F2 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

Read SEC document
April 07, 2023 Filed Apr 7, 2023 21:20 UTC
Tabak ShawnCHIEF FINANCIAL OFFICER
GrantCommon Stock 41,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006372 · form4-04072023_050403.xml · nonDerivative · entry 1

Tabak Shawn · CIK 0001954327 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,733

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. 25% of the RSUs shall vest on April 5, 2024, then 1/6th of the remaining RSUs shall vest every 6 months for the next 36 months, subject to the Reporting Person's employment or service with the Issuer as contemplated in the RSU Award Agreement.

Read SEC document
April 07, 2023 Filed Apr 7, 2023 21:20 UTC
Neagle MatthewCHIEF OPERATING OFFICER
GrantPerformance-based Restricted Stock Units · Derivative 413,276 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006371 · form4-04072023_050401.xml · derivative · entry 2

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,276

Underlying: Common Stock · 413,276 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

F2 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

F2 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PRSUs"). Each PRSU represents a right to receive one share of the Issuer's common stock upon vesting. The PRSUs are earned based on the achievement of specified share price goals for specified time periods during a three-year performance period ending April 7, 2026. The Reporting Person could earn 0-200% of the amount reported depending on the level of performance achieved. The PRSUs reported represent 50% of the full award, additional shares could be earned upon achievement of profit (25%) and revenue (25%) performance goals. The PRSUs will vest upon the certification of achievement by the Compensation Committee of the Board of Directors of the Issuer following the end of the performance period, subject to the Reporting Person's employment or service with the Issuer as contemplated in the PRSU Award Agreement.

Read SEC document
April 07, 2023 Filed Apr 7, 2023 21:20 UTC
Neagle MatthewCHIEF OPERATING OFFICER
GrantCommon Stock 275,517 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006371 · form4-04072023_050401.xml · nonDerivative · entry 1

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321,740

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. 25% of the RSUs shall vest on April 5, 2024, then 1/6th of the remaining RSUs shall vest every 6 months for the next 36 months, subject to the Reporting Person's employment or service with the Issuer as contemplated in the RSU Award Agreement.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:29 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
Tax withholdingCommon Stock 14,108 $1.43 $20,174.44
Disclosure

SEC source: 0001415889-23-006169 · form4-04052023_120446.xml · nonDerivative · entry 3

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,663,815

F3 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's February 10, 2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:29 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
Tax withholdingCommon Stock 12,854 $1.43 $18,381.22
Disclosure

SEC source: 0001415889-23-006169 · form4-04052023_120446.xml · nonDerivative · entry 2

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,677,923

F2 · shares: These shares represent shares withheld on the 25% vesting of the Reporting Person's May 20, 2022 RSU grant. The RSUs will continue to vest ratably every 6 months over 36 months with the vesting period commencing on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:29 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
Tax withholdingCommon Stock 3,527 $1.43 $5,043.61
Disclosure

SEC source: 0001415889-23-006169 · form4-04052023_120446.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,690,777

F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's February 10, 2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:29 UTC
Neagle MatthewCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 15,106 $1.43 $21,601.58
Disclosure

SEC source: 0001415889-23-006168 · form4-04052023_120456.xml · nonDerivative · entry 3

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,046,223

F3 · shares: These shares represent shares withheld on the vesting of 25% of the Reporting Person's May 20, 2022 RSU grant. The RSUs will continue to vest ratably every 6 months over 36 months with the vesting period commencing on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:29 UTC
Neagle MatthewCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 3,202 $1.43 $4,578.86
Disclosure

SEC source: 0001415889-23-006168 · form4-04052023_120456.xml · nonDerivative · entry 2

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061,329

F2 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:29 UTC
Neagle MatthewCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 2,096 $1.43 $2,997.28
Disclosure

SEC source: 0001415889-23-006168 · form4-04052023_120456.xml · nonDerivative · entry 1

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064,531

F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 13:00 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 184,093 $1.28 $235,234.04
Disclosure

SEC source: 0001415889-23-005248 · form4-03212023_090301.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,694,304

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.19 to $1.38 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 25, 2023 Filed Feb 15, 2023 02:05 UTC SaleEquity Swap (right to buy) · Derivative 407,874 Not disclosed Strike: $3.14 Not disclosed
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 9

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common stock, par value $0.0001 · 407,874 shares

Expires 2025-12-31

F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 25, 2023 Filed Feb 15, 2023 02:05 UTC PurchaseCommon stock, par value $0.0001 407,874 $2.31 $940,965.32
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 4

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,267,707

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.42 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 24, 2023 Filed Feb 15, 2023 02:05 UTC SaleEquity Swap (right to buy) · Derivative 760,000 Not disclosed Strike: $3.34 Not disclosed
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 8

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 407,874

Underlying: Common stock, par value $0.0001 · 760,000 shares

Expires 2025-12-31

F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 24, 2023 Filed Feb 15, 2023 02:05 UTC PurchaseCommon stock, par value $0.0001 760,000 $2.46 $1,871,880.00
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 3

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,859,833

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.785 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 02:05 UTC SaleEquity Swap (right to buy) · Derivative 730,750 Not disclosed Strike: $3.46 Not disclosed
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 7

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,167,874

Underlying: Common stock, par value $0.0001 · 730,750 shares

Expires 2025-12-31

F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 02:05 UTC PurchaseCommon stock, par value $0.0001 530,750 $2.60 $1,377,296.25
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 2

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,099,833

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.75 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 20, 2023 Filed Feb 15, 2023 02:05 UTC SaleEquity Swap (right to buy) · Derivative 172,816 Not disclosed Strike: $3.34 Not disclosed
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 6

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common stock, par value $0.0001 · 172,816 shares

Expires 2025-12-30

F7 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 30, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of Issuer's common stock on January 20, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F7 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 30, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of Issuer's common stock on January 20, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 20, 2023 Filed Feb 15, 2023 02:05 UTC SaleEquity Swap (right to buy) · Derivative 527,184 Not disclosed Strike: $3.34 Not disclosed
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · derivative · entry 5

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,898,624

Underlying: Common stock, par value $0.0001 · 527,184 shares

Expires 2025-12-31

F6 · security: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F6 · price: On November 23, 2022 the Reporting Person entered into an equity swap agreement with a third party. The reported equity swap was on a basket of securities, which included shares of the Issuer's common stock. Under the equity swap, the third party was obligated to pay to the Reporting Person the aggregate increase, if any, in value of the basket of securities between November 23, 2022 and December 31, 2025. In connection with the optional partial early termination of the equity swap agreement, the third party became obligated to pay to the Reporting Person the excess of the price per share of the Issuer's common stock on each of January 20, 2023, January 23, 2023, January 24, 2023 and January 25, 2023 over the price per share of the Issuer's common stock on November 23, 2022.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 20, 2023 Filed Feb 15, 2023 02:05 UTC PurchaseCommon stock, par value $0.0001 474,220 $2.46 $1,168,003.86
Disclosure

SEC source: 0001493152-23-005095 · ownership.xml · nonDerivative · entry 1

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,569,083

F8 · security: The amount of any recoverable short swing profit from the Reporting Person resulting from the reported transactions will be calculated pursuant to Rule 16b-6(c)(2), and will be remitted to the Issuer.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.295 to $2.565 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F1 · ownership.nature: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:47 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
Tax withholdingCommon Stock 17,616 $1.88 $33,118.08
Disclosure

SEC source: 0001415889-23-000313 · form4-01042023_090127.xml · nonDerivative · entry 2

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,510,211

F2 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 2/10/2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:47 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
Tax withholdingCommon Stock 4,405 $1.88 $8,281.40
Disclosure

SEC source: 0001415889-23-000313 · form4-01042023_090127.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,527,827

F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 2/10/2022 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:49 UTC
Neagle MatthewCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 3,244 $1.88 $6,098.72
Disclosure

SEC source: 0001415889-23-000314 · form4-01042023_090140.xml · nonDerivative · entry 2

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,627

F2 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 36 months, with the vesting period commencing on October 1, 2021.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:49 UTC
Neagle MatthewCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 2,124 $1.88 $3,993.12
Disclosure

SEC source: 0001415889-23-000314 · form4-01042023_090140.xml · nonDerivative · entry 1

Neagle Matthew · CIK 0001837336 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,871

F1 · shares: These shares represent shares withheld on the quarterly vesting of the Reporting Person's 11/16/2021 RSU grant. The RSUs will continue to vest ratably on a quarterly basis over 30 months, with the vesting period commencing on October 1, 2021.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 01:22 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 37,800 $1.99 $75,195.54
Disclosure

SEC source: 0001415889-22-012794 · form4-12202022_011219.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,532,232

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.975 to $1.995 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 01:26 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 2,500 $1.99 $4,985.00
Disclosure

SEC source: 0001415889-22-012567 · form4-12152022_011230.xml · nonDerivative · entry 3

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,494,432

F1 · kind: Open market purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 01:26 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 62,500 $1.98 $124,056.25
Disclosure

SEC source: 0001415889-22-012567 · form4-12152022_011230.xml · nonDerivative · entry 2

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,491,932

F1 · kind: Open market purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 01:26 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 147,892 $1.89 $278,806.00
Disclosure

SEC source: 0001415889-22-012567 · form4-12152022_011230.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429,432

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.81 to $1.91 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 09, 2022 Filed Dec 10, 2022 00:39 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 189,497 $1.80 $340,469.26
Disclosure

SEC source: 0001415889-22-012356 · form4-12102022_121202.xml · nonDerivative · entry 2

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,281,540

F1 · kind: Open market purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.83 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2022 Filed Dec 10, 2022 00:39 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 88,776 $1.81 $161,039.66
Disclosure

SEC source: 0001415889-22-012356 · form4-12102022_121202.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,092,043

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.78 to $1.85 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:42 UTC
Tabak ShawnCHIEF FINANCIAL OFFICER
GrantCommon Stock 145,405 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012087 · form4-12062022_121204.xml · nonDerivative · entry 1

Tabak Shawn · CIK 0001954327 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,405

F1 · shares: Represents 25% of the on hire award of restricted stock units (RSUs) having the value of $900,000 to be granted in four (4) equal installments annually under the 2020 Stock Incentive Plan. Each RSU represents a right to receive one share of the Issuer's common stock upon vesting in equal installments every six months from date of grant.

Read SEC document
November 23, 2022 Filed Nov 29, 2022 01:22 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 1,100 $1.67 $1,835.79
Disclosure

SEC source: 0001415889-22-011808 · form4-11292022_011112.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003,267

F1 · kind: Open market purchase.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.69 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:36 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 152,309 $1.56 $237,175.57
Disclosure

SEC source: 0001415889-22-011709 · form4-11232022_011118.xml · nonDerivative · entry 3

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002,167

F1 · kind: Open market purchase.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.48 to $1.63 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 01:36 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 46,508 $1.63 $75,812.69
Disclosure

SEC source: 0001415889-22-011709 · form4-11232022_011118.xml · nonDerivative · entry 2

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,849,858

F1 · kind: Open market purchase.

F4 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were purchased in multiple transactions at prices ranging from $1.56 to $1.67, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 01:36 UTC
Ehrlichman MattDirector · CEO, CHAIRMAN AND FOUNDER · 10% owner
PurchaseCommon Stock 58,132 $1.66 $96,650.26
Disclosure

SEC source: 0001415889-22-011709 · form4-11232022_011118.xml · nonDerivative · entry 1

Ehrlichman Matt · CIK 0001515184 · Director · CEO, CHAIRMAN AND FOUNDER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803,350

F1 · kind: Open market purchase.

F2 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were purchased in multiple transactions at prices ranging from $1.64 to $1.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: The number of securities differs by 3 from the amount previously reported on the reporting person's Form 4 due to prior rounding errors.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 02:45 UTC PurchaseCommon Stock 72,463 $1.42 $103,056.88
Disclosure

SEC source: 0001415889-22-011461 · form4-11162022_091101.xml · nonDerivative · entry 1

Kell Sean Davis · CIK 0001916515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,303

F1 · kind: Open market purchase.

F2 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were purchased in multiple transactions. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.