Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2022 Filed Jan 11, 2022 21:07 UTC |
Mastrocola LaurenPrincipal Accounting Officer
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003158 · tm222494-2_4seq1.xml · nonDerivative · entry 1 Mastrocola Lauren · CIK 0001827639 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,418 F1 · shares: Ms. Mastrocola was awarded 6,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in equal annual installments over a four-year period beginning on January 7, 2023, subject to the reporting person's continued service through each vesting date. The restricted stock units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:33 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 400,000 | $17.50 | $7,000,000.00 |
DisclosureSEC source: 0000899243-21-039704 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.50 to $18.48, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F4 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 05, 2021 Filed Oct 5, 2021 21:43 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 23,946 | $19.15 | $458,565.90 |
DisclosureSEC source: 0000899243-21-039264 · doc4.xml · nonDerivative · entry 2 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 400,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.00 to $19.305, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:43 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 22,600 | $19.13 | $432,338.00 |
DisclosureSEC source: 0000899243-21-039264 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 423,946 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.835 to $19.31, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:24 UTC |
Kelly Timothy EdwinChief Financial Officer
|
PurchaseCommon Stock | 3,905 | $19.48 | $76,069.40 |
DisclosureSEC source: 0001689548-21-000083 · wf-form4_163061428028171.xml · nonDerivative · entry 1 Kelly Timothy Edwin · CIK 0001863297 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,905 Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:30 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 771 | $20.04 | $15,450.84 |
DisclosureSEC source: 0000899243-21-034149 · doc4.xml · nonDerivative · entry 2 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 446,546 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.06, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:30 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 351,625 | $19.00 | $6,680,875.00 |
DisclosureSEC source: 0000899243-21-034149 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 447,317 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.00 to $19.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 22:33 UTC |
Souza MarcioDirector · Chief Executive Officer
|
PurchaseCommon Stock | 9,542 | $15.79 | $150,668.18 |
DisclosureSEC source: 0001689548-21-000077 · wf-form4_162941239513679.xml · nonDerivative · entry 1 Souza Marcio · CIK 0001707657 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,792 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 21:01 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 3,000 | $15.88 | $47,640.00 |
DisclosureSEC source: 0000899243-21-033841 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 798,942 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.86 to $15.895, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F4 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:31 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 10,060 | $13.92 | $140,035.20 |
DisclosureSEC source: 0000899243-21-032969 · doc4.xml · nonDerivative · entry 2 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 801,942 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.85 to $14.0325, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:31 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 17,222 | $15.03 | $258,846.66 |
DisclosureSEC source: 0000899243-21-032969 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 812,002 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.00 to $15.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 23:35 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 22,300 | $14.99 | $334,277.00 |
DisclosureSEC source: 0000899243-21-031824 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 829,224 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.82 to $15.205, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F4 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:09 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 40,000 | $15.78 | $631,200.00 |
DisclosureSEC source: 0000899243-21-031302 · doc4.xml · nonDerivative · entry 2 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 851,524 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.55 to $15.82, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:09 UTC |
BSOF Parallel Master Fund L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 15,854 | $15.68 | $248,590.72 |
DisclosureSEC source: 0000899243-21-031302 · doc4.xml · nonDerivative · entry 1 BSOF Parallel Master Fund L.P. · CIK 0001736665 · 10% owner Blackstone Strategic Opportunity Associates L.L.C. · CIK 0001728529 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Inc · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 891,524 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.60 to $15.98, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by BSOF Parallel Master Fund L.P. Blackstone Strategic Opportunity Associates L.L.C. is the general partner of BSOF Parallel Master Fund L.P. Blackstone Holdings II L.P. is the sole member of Blackstone Strategic Opportunity Associates L.L.C. Blackstone Alternative Solutions L.L.C. is the investment manager of BSOF Parallel Master Fund L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C. F5 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:05 UTC |
MITCHELL DEAN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,343 | $0.00 Strike: $20.42 | $0.00 |
DisclosureSEC source: 0001689548-21-000062 · wf-form4_162327272030058.xml · derivative · entry 1 MITCHELL DEAN J · CIK 0001199297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,343 Underlying: Common Stock · 22,343 shares Expires 2031-06-08 F1 · derivative.exercise_date: The shares subject to this option shall vest in twelve (12) equal monthly installments over one (1) year commencing on June 8, 2021. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:04 UTC |
Vitorovic StefanDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,343 | $0.00 Strike: $20.42 | $0.00 |
DisclosureSEC source: 0001689548-21-000061 · wf-form4_162327265301167.xml · derivative · entry 1 Vitorovic Stefan · CIK 0001826967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,343 Underlying: Common Stock · 22,343 shares Expires 2031-06-08 F1 · derivative.exercise_date: The shares subject to this option shall vest in twelve (12) equal monthly installments over one (1) year commencing on June 8, 2021. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:03 UTC |
YOUNG WILLIAM DDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,343 | $0.00 Strike: $20.42 | $0.00 |
DisclosureSEC source: 0001689548-21-000060 · wf-form4_162327257160147.xml · derivative · entry 1 YOUNG WILLIAM D · CIK 0001217420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,343 Underlying: Common Stock · 22,343 shares Expires 2031-06-08 F1 · derivative.exercise_date: The shares subject to this option shall vest in twelve (12) equal monthly installments over one (1) year commencing on June 8, 2021. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:01 UTC |
Norden GregoryDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,343 | $0.00 Strike: $20.42 | $0.00 |
DisclosureSEC source: 0001689548-21-000059 · wf-form4_162327248575187.xml · derivative · entry 1 Norden Gregory · CIK 0001405104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,343 Underlying: Common Stock · 22,343 shares Expires 2031-06-08 F1 · derivative.exercise_date: The shares subject to this option shall vest in twelve (12) equal monthly installments over one (1) year commencing on June 8, 2021. Read SEC document |
| May 25, 2021 Filed May 26, 2021 21:02 UTC |
Kelly Timothy EdwinChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001689548-21-000050 · wf-form4_162206290973846.xml · derivative · entry 1 Kelly Timothy Edwin · CIK 0001863297 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: The shares underlying this stock option vest over a four-year period, with 25% shares vesting on the one-year anniversary of the vesting commencement date of May 25, 2021 and the remaining 75% shares vesting in 36 equal monthly installments following such first anniversary, subject to the reporting person's continued service through each vesting date. Read SEC document |
| May 13, 2021 Filed Jul 7, 2021 21:16 UTC |
YOUNG WILLIAM DDirector
|
OtherCommon Stock | 28,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000069 · wf-form4_162569259680052.xml · nonDerivative · entry 1 YOUNG WILLIAM D · CIK 0001217420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,473 F1 · kind: Pro rata distribution from Clarus Lifesciences III, L.P., of which the reporting person is a limited partner. Read SEC document |
| May 12, 2021 Filed May 15, 2021 01:46 UTC |
Clarus Lifesciences III, L.P.10% owner
Clarus Ventures III GP, L.P.10% owner
|
OtherCommon Stock | 2,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-019575 · doc4.xml · nonDerivative · entry 1 Clarus Lifesciences III, L.P. · CIK 0001597143 · 10% owner Clarus Ventures III GP, L.P. · CIK 0001620148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,894,109 F1 · kind: Reflects a pro rata distribution to the partners of Clarus Lifesciences III, L.P., including 956,098 of which were distributed to Clarus Ventures III GP, L.P., its general partner, which distributed such 956,098 shares to its partners. F1 · price: Reflects a pro rata distribution to the partners of Clarus Lifesciences III, L.P., including 956,098 of which were distributed to Clarus Ventures III GP, L.P., its general partner, which distributed such 956,098 shares to its partners. F2 · ownership.nature: Reflects securities held directly by Clarus Lifesciences III, L.P. Clarus Ventures III GP, L.P. is the general partner of Clarus Lifesciences III, L.P. Blackstone Clarus III L.L.C. is the general partner of Clarus Ventures III GP, L.P. The sole member of Blackstone Clarus III L.L.C. is Blackstone Holdings II L.P. F4 · ownership.nature: The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2021 Filed Jul 7, 2021 21:15 UTC |
Norden GregoryDirector
|
OtherCommon Stock | 2,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000068 · wf-form4_162569250878909.xml · nonDerivative · entry 1 Norden Gregory · CIK 0001405104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,826 F1 · kind: Pro rata distribution from Clarus Lifesciences III, L.P., of which the reporting person is a limited partner. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:30 UTC |
Cudkowicz Merit EsterDirector
|
GrantStock Option (Right to Buy) · Derivative | 38,579 | $0.00 Strike: $31.65 | $0.00 |
DisclosureSEC source: 0001689548-21-000033 · wf-form4_161981459998804.xml · derivative · entry 1 Cudkowicz Merit Ester · CIK 0001856299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,579 Underlying: Common Stock · 38,579 shares Expires 2031-04-28 F1 · derivative.exercise_date: The shares subject to this option shall vest in thirty-six (36) equal monthly installments over three (3) years commencing on April 28, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 20:24 UTC |
Chodakewitz JeffreyDirector
|
GrantStock Option (Right to Buy) · Derivative | 38,579 | $0.00 Strike: $30.37 | $0.00 |
DisclosureSEC source: 0001689548-21-000020 · wf-form4_161851822364094.xml · derivative · entry 1 Chodakewitz Jeffrey · CIK 0001610876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,579 Underlying: Common Stock · 38,579 shares Expires 2031-04-13 F1 · derivative.exercise_date: The shares subject to this option shall vest in thirty-six (36) equal monthly installments over three (3) years commencing on April 13, 2021. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:55 UTC |
Souza MarcioDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 184,800 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001689548-21-000010 · wf-form4_161359893080474.xml · derivative · entry 2 Souza Marcio · CIK 0001707657 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,800 Underlying: Common Stock · 184,800 shares Expires 2031-02-12 F2 · derivative.exercise_date: The shares underlying this stock option vest over a four-year period, with 25% vesting on the one-year anniversary of the vesting commencement date of February 12, 2021 and the remaining 75% vesting in 36 equal monthly installments following such first anniversary, subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:55 UTC |
Souza MarcioDirector · Chief Executive Officer
|
GrantCommon Stock | 52,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000010 · wf-form4_161359893080474.xml · nonDerivative · entry 1 Souza Marcio · CIK 0001707657 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,250 F1 · shares: Mr. Souza was awarded 52,800 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in equal annual installments over a four-year period beginning on the one-year anniversary of the vesting commencement date of February 12, 2021. The restricted stock units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:57 UTC |
Nemiroff AlexGeneral Counsel and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 43,400 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001689548-21-000012 · wf-form4_161359901747711.xml · derivative · entry 2 Nemiroff Alex · CIK 0001827760 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,400 Underlying: Common Stock · 43,400 shares Expires 2031-02-12 F2 · derivative.exercise_date: The shares underlying this stock option vest over a four-year period, with 25% vesting on the one-year anniversary of the vesting commencement date of February 12, 2021 and the remaining 75% vesting in 36 equal monthly installments following such first anniversary, subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:57 UTC |
Nemiroff AlexGeneral Counsel and Secretary
|
GrantCommon Stock | 12,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000012 · wf-form4_161359901747711.xml · nonDerivative · entry 1 Nemiroff Alex · CIK 0001827760 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,400 F1 · shares: Mr. Nemiroff was awarded 12,400 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in equal annual installments over a four-year period beginning on the one-year anniversary of the vesting commencement date of February 12, 2021. The restricted stock units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:57 UTC |
Sweeny NicoleChief Commercial Officer
|
GrantStock Option (Right to Buy) · Derivative | 58,880 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001689548-21-000013 · wf-form4_161359904369402.xml · derivative · entry 2 Sweeny Nicole · CIK 0001827505 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,880 Underlying: Common Stock · 58,880 shares Expires 2031-02-12 F2 · derivative.exercise_date: The shares underlying this stock option vest over a four-year period, with 25% vesting on the one-year anniversary of the vesting commencement date of February 12, 2021 and the remaining 75% vesting in 36 equal monthly installments following such first anniversary, subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:57 UTC |
Sweeny NicoleChief Commercial Officer
|
GrantCommon Stock | 16,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000013 · wf-form4_161359904369402.xml · nonDerivative · entry 1 Sweeny Nicole · CIK 0001827505 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,800 F1 · shares: Ms. Sweeny was awarded 16,800 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in equal annual installments over a four-year period beginning on the one-year anniversary of the vesting commencement date of February 12, 2021. The restricted stock units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:56 UTC |
Mastrocola LaurenPrincipal Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 48,700 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001689548-21-000011 · wf-form4_161359894605862.xml · derivative · entry 2 Mastrocola Lauren · CIK 0001827639 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,700 Underlying: Common Stock · 48,700 shares Expires 2031-02-12 F2 · derivative.exercise_date: The shares underlying this stock option vest over a four-year period, with 27,175 shares vesting on the one-year anniversary of the vesting commencement date of February 12, 2021 and the remaining 21,525 shares vesting in 36 equal monthly installments following such first anniversary, subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:56 UTC |
Mastrocola LaurenPrincipal Accounting Officer
|
GrantCommon Stock | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000011 · wf-form4_161359894605862.xml · nonDerivative · entry 1 Mastrocola Lauren · CIK 0001827639 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,418 F1 · shares: Ms. Mastrocola was awarded 8,200 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in equal annual installments over a four-year period beginning on the one-year anniversary of the vesting commencement date of February 12, 2021. The restricted stock units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:55 UTC |
Ravina BernardChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 65,800 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001689548-21-000009 · wf-form4_161359890175184.xml · derivative · entry 2 Ravina Bernard · CIK 0001711276 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,800 Underlying: Common Stock · 65,800 shares Expires 2031-02-12 F2 · derivative.exercise_date: The shares underlying this stock option vest over a four-year period, with 25% vesting on the one-year anniversary of the vesting commencement date of February 12, 2021 and the remaining 75% vesting in 36 equal monthly installments following such first anniversary, subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:55 UTC |
Ravina BernardChief Medical Officer
|
GrantCommon Stock | 24,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001689548-21-000009 · wf-form4_161359890175184.xml · nonDerivative · entry 1 Ravina Bernard · CIK 0001711276 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,533 F1 · shares: Dr. Ravina was awarded 24,512 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest over a four-year period, with 10,412 shares vesting on February 12, 2022, 4,700 shares vesting on February 12, 2023, 4,700 shares vesting on February 12, 2024 and 4,700 shares vesting on February 12, 2025. The restricted stock units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:13 UTC |
Ravina BernardChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $2.27 Strike: $2.27 | $102,150.00 |
DisclosureSEC source: 0001628280-21-000107 · wf-form4_160989198758164.xml · derivative · entry 2 Ravina Bernard · CIK 0001711276 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,479 Underlying: Common Stock · 45,000 shares Expires 2028-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of this option vested and became exercisable on August 21, 2019, with the remainder vesting in 36 equal monthly installments thereafter. This option was initially for 195,500 shares and the Reporting Person has exercised his option to purchase 56,021 shares since such grant date. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:13 UTC |
Ravina BernardChief Medical Officer
|
Exercise / conversionCommon Stock | 45,000 | $2.27 | $102,150.00 |
DisclosureSEC source: 0001628280-21-000107 · wf-form4_160989198758164.xml · nonDerivative · entry 1 Ravina Bernard · CIK 0001711276 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 10, 2020 23:51 UTC |
Souza MarcioDirector · Chief Executive Officer
|
PurchaseCommon Stock | 3,846 | $26.08 | $100,303.68 |
DisclosureSEC source: 0000899243-20-030741 · doc4.xml · nonDerivative · entry 1 Souza Marcio · CIK 0001707657 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,450 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:32 UTC |
Mastrocola LaurenPrincipal Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,218 | $3.30 Strike: $3.30 | $40,319.40 |
DisclosureSEC source: 0000899243-20-030396 · doc4.xml · derivative · entry 2 Mastrocola Lauren · CIK 0001827639 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,710 Underlying: Common Stock · 12,218 shares Expires 2029-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of this option vested and became exercisable on January 1, 2020, with the remainder vesting in 36 equal monthly installments thereafter. This option was initially for 27,928 shares and the Reporting Person has exercised her option to purchase 12,218 shares. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:32 UTC |
Mastrocola LaurenPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 12,218 | $3.30 | $40,319.40 |
DisclosureSEC source: 0000899243-20-030396 · doc4.xml · nonDerivative · entry 1 Mastrocola Lauren · CIK 0001827639 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:40 UTC |
Souza MarcioDirector · Chief Executive Officer
|
ConversionSeries C -1 Preferred Stock · Derivative | 44,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-028742 · doc4.xml · derivative · entry 2 Souza Marcio · CIK 0001707657 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C-1 Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.exercise_date: The Series C-1 Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.expiration_date: The Series C-1 Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:40 UTC |
Souza MarcioDirector · Chief Executive Officer
|
ConversionCommon Stock | 20,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-028742 · doc4.xml · nonDerivative · entry 1 Souza Marcio · CIK 0001707657 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C-1 Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:37 UTC |
Vitorovic StefanDirector
|
ConversionSeries C -1 Preferred Stock · Derivative | 881,835 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-028740 · doc4.xml · derivative · entry 5 Vitorovic Stefan · CIK 0001826967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 412,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.exercise_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.expiration_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F2 · ownership.nature: These shares are held directly by Vida Ventures, LLC, a United States limited liability company. The Reporting Person is a managing director of Vida Ventures, LLC and is also a member of the board of directors of the Issuer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein, if any. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:37 UTC |
Vitorovic StefanDirector
|
ConversionSeries C Preferred Stock · Derivative | 171,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-028740 · doc4.xml · derivative · entry 4 Vitorovic Stefan · CIK 0001826967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 80,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.exercise_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.expiration_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F2 · ownership.nature: These shares are held directly by Vida Ventures, LLC, a United States limited liability company. The Reporting Person is a managing director of Vida Ventures, LLC and is also a member of the board of directors of the Issuer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein, if any. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:37 UTC |
Vitorovic StefanDirector
|
ConversionSeries B -1 Preferred Stock · Derivative | 551,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-028740 · doc4.xml · derivative · entry 3 Vitorovic Stefan · CIK 0001826967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 257,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.exercise_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.expiration_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F2 · ownership.nature: These shares are held directly by Vida Ventures, LLC, a United States limited liability company. The Reporting Person is a managing director of Vida Ventures, LLC and is also a member of the board of directors of the Issuer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein, if any. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:37 UTC |
Vitorovic StefanDirector
|
ConversionSeries B Preferred Stock · Derivative | 4,150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-028740 · doc4.xml · derivative · entry 2 Vitorovic Stefan · CIK 0001826967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,939,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.exercise_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F1 · derivative.expiration_date: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F2 · ownership.nature: These shares are held directly by Vida Ventures, LLC, a United States limited liability company. The Reporting Person is a managing director of Vida Ventures, LLC and is also a member of the board of directors of the Issuer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein, if any. Read SEC document |
| October 20, 2020 Filed Oct 20, 2020 20:37 UTC |
Vitorovic StefanDirector
|
ConversionCommon Stock | 2,689,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-028740 · doc4.xml · nonDerivative · entry 1 Vitorovic Stefan · CIK 0001826967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,689,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All series of Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-2.14 basis upon the closing of the Issuer's initial public offering on October 20, 2020 and had no expiration date. F2 · ownership.nature: These shares are held directly by Vida Ventures, LLC, a United States limited liability company. The Reporting Person is a managing director of Vida Ventures, LLC and is also a member of the board of directors of the Issuer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein, if any. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 21:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionSERIES C-1 REDEEMABLE CONVERTIBLE PREFERRED STOCK · Derivative | 352,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-055483 · doc4.xml · derivative · entry 5 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 164,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.exercise_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.expiration_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 21:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionSERIES C REDEEMABLE CONVERTIBLE PREFERRED STOCK · Derivative | 171,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-055483 · doc4.xml · derivative · entry 4 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 80,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.exercise_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.expiration_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 21:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionSERIES B-1 REDEEMABLE CONVERTIBLE PREFERRED STOCK · Derivative | 551,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-055483 · doc4.xml · derivative · entry 3 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 257,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.exercise_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.expiration_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 21:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionSERIES B REDEEMABLE CONVERTIBLE PREFERRED STOCK · Derivative | 4,150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-055483 · doc4.xml · derivative · entry 2 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,939,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · price: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.exercise_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. F1 · derivative.expiration_date: The Series B Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series C Redeemable Convertible Preferred Stock and Series C-1 Redeemable Convertible Preferred Stock automatically converted on a 2.14-for-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. The preferred stock had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.