PODC

SEC source: 0001213900-24-081070 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,339

SEC source: 0001213900-24-080813 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,563

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.93 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-080423 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,563

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.779 to $1.82 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-078194 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,339

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.73 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-077759 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,539

SEC source: 0001213900-24-077459 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,539

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.61 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-108990 · ownership.xml · nonDerivative · entry 4

LiveOne, Inc. · CIK 0001491419 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,532,057

F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances.

SEC source: 0001213900-24-071251 · ownership.xml · derivative · entry 3

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock, $0.00001 par value · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

SEC source: 0001213900-24-071251 · ownership.xml · nonDerivative · entry 2

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,401

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-24-071251 · ownership.xml · nonDerivative · entry 1

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-24-062157 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,539

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.54 to $1.59 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-108990 · ownership.xml · nonDerivative · entry 3

LiveOne, Inc. · CIK 0001491419 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,308,057

F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances.

SEC source: 0001213900-24-054990 · ownership.xml · nonDerivative · entry 3

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,539

SEC source: 0001213900-24-054990 · ownership.xml · nonDerivative · entry 2

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,948

SEC source: 0001213900-24-054990 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,539

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.63 to $1.67 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-051459 · ownership.xml · nonDerivative · entry 3

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,839

SEC source: 0001213900-24-051459 · ownership.xml · nonDerivative · entry 2

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,839

SEC source: 0001213900-24-051459 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,839

SEC source: 0001213900-24-052212 · ownership.xml · derivative · entry 3

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Common Stock, $0.00001 par value · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

SEC source: 0001213900-24-052212 · ownership.xml · nonDerivative · entry 2

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,180

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-24-052212 · ownership.xml · nonDerivative · entry 1

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-24-050512 · ownership.xml · nonDerivative · entry 2

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,839

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.92 to $1.99 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-050512 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,839

SEC source: 0001213900-24-050166 · ownership.xml · nonDerivative · entry 2

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 163,079

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.95 to $2.05, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2

F3 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

SEC source: 0001213900-24-050166 · ownership.xml · nonDerivative · entry 1

MERRIMAN D JONATHAN · CIK 0001022711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,839

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.80 to $1.95, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-24-108990 · ownership.xml · nonDerivative · entry 2

LiveOne, Inc. · CIK 0001491419 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,108,057

F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances.

SEC source: 0001213900-24-108990 · ownership.xml · nonDerivative · entry 1

LiveOne, Inc. · CIK 0001491419 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,084,724

F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances.

SEC source: 0001213900-24-019199 · ownership.xml · nonDerivative · entry 5

McNamara Sue · CIK 0002011164 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,750

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019197 · ownership.xml · nonDerivative · entry 5

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,255

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F4 · price: The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-24-019199 · ownership.xml · nonDerivative · entry 4

McNamara Sue · CIK 0002011164 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,250

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019197 · ownership.xml · nonDerivative · entry 4

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,496

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019199 · ownership.xml · nonDerivative · entry 3

McNamara Sue · CIK 0002011164 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,945

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019197 · ownership.xml · nonDerivative · entry 3

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,718

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019199 · ownership.xml · nonDerivative · entry 2

McNamara Sue · CIK 0002011164 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,604

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019199 · ownership.xml · nonDerivative · entry 1

McNamara Sue · CIK 0002011164 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-24-019197 · ownership.xml · nonDerivative · entry 2

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,482

F3 · shares: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

F3 · price: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein.

SEC source: 0001213900-24-019197 · ownership.xml · nonDerivative · entry 1

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-24-019199 · ownership.xml · derivative · entry 6

McNamara Sue · CIK 0002011164 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock, $0.00001 par value · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 125,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 9, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 125,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 9, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

SEC source: 0001213900-24-019197 · ownership.xml · derivative · entry 6

Gray Christopher · CIK 0002010808 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock, $0.00001 par value · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

SEC source: 0001213900-24-008078 · ownership.xml · derivative · entry 1

Sullivan Aaron · CIK 0001941801 · CFO, Treas & Secr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, $0.00001 par value · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of January 24, 2024 (the "EA"), entered into between the Reporting Person and LiveOne, Inc., the Issuer's parent ("LiveOne"). 50,000 of the RSUs shall vest during the first open trading window under the Issuer's Insider Trading Policy which occurs after October 1, 2024 (anticipated to be in November 2024) (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 12,500 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on October 1, 2025 (inclusive), (continued to Footnote 2)

F2 · derivative.exercise_date: (continued from Footnote 1) subject to the Reporting Person's continued employment with LiveOne through each applicable vesting date and subject to earlier full vesting upon a PodcastOne Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PodcastOne Change of Control and (iii) such other earlier settlement as provided in the EA.

F1 · derivative.expiration_date: Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of January 24, 2024 (the "EA"), entered into between the Reporting Person and LiveOne, Inc., the Issuer's parent ("LiveOne"). 50,000 of the RSUs shall vest during the first open trading window under the Issuer's Insider Trading Policy which occurs after October 1, 2024 (anticipated to be in November 2024) (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 12,500 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on October 1, 2025 (inclusive), (continued to Footnote 2)

F2 · derivative.expiration_date: (continued from Footnote 1) subject to the Reporting Person's continued employment with LiveOne through each applicable vesting date and subject to earlier full vesting upon a PodcastOne Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PodcastOne Change of Control and (iii) such other earlier settlement as provided in the EA.