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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2017 Filed Feb 23, 2017 21:43 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Tax withholdingCommon Stock 1,492 $79.77 $119,016.84
Disclosure

SEC source: 0001209191-17-013817 · doc4.xml · nonDerivative · entry 2

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,229

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:43 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
GrantCommon Stock 3,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013817 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:39 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantRestricted Stock Units · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013808 · doc4.xml · derivative · entry 5

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 880 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:39 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 63 $79.77 $5,025.51
Disclosure

SEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 4

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:39 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 3

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,473

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:39 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 633 $79.77 $50,494.41
Disclosure

SEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 2

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,340

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:39 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantCommon Stock 1,358 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 1

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

Read SEC document
February 19, 2017 Filed May 23, 2017 20:30 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
SaleCommon Stock 1,841 $84.75 $156,024.75
Disclosure

SEC source: 0001209191-17-034625 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 6,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 23

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,629

Underlying: Common Stock · 6,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 22

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,238

Underlying: Common Stock · 7,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 8,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 21

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,616

Underlying: Common Stock · 8,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 8,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 20

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Tax withholdingCommon Stock 630 $78.70 $49,581.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 18

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,658

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
GrantCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 17

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,288

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,463 $78.70 $115,138.10
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 16

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,953

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 3,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 15

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 3,272 $78.70 $257,506.40
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 14

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,145

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 3,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 13

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,703 $78.70 $134,026.10
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 12

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,145

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 3,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 11

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 3,810 $78.70 $299,847.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 10

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,039

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 9

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,926 $78.70 $151,576.20
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 8

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,039

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,308 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 7

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 4,308 $78.70 $339,039.60
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 6

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,657

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,308 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 5

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,830 $78.70 $144,021.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 4

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,657

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 3

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 4,093 $78.70 $322,119.10
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,394

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionRestricted Stock Units · Derivative 521 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · derivative · entry 23

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionRestricted Stock Units · Derivative 520 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · derivative · entry 22

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionRestricted Stock Units · Derivative 514 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · derivative · entry 21

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionRestricted Stock Units · Derivative 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · derivative · entry 20

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Tax withholdingCommon Stock 42 $78.70 $3,305.40
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 18

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,984

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 17

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,026

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Tax withholdingCommon Stock 114 $78.70 $8,971.80
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 16

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 15

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Disposition to issuerCommon Stock 261 $78.70 $20,540.70
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 14

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 13

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Tax withholdingCommon Stock 114 $78.70 $8,971.80
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 12

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 11

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Disposition to issuerCommon Stock 260 $78.70 $20,462.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 10

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,655

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 9

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Tax withholdingCommon Stock 113 $78.70 $8,893.10
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 8

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,655

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 7

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Disposition to issuerCommon Stock 257 $78.70 $20,225.90
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 6

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 5

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Tax withholdingCommon Stock 90 $78.70 $7,083.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 4

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 23:02 UTC
FROETSCHER DANIEL TSVP, Trans, Distr & Cust-APS
Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013472 · doc4.xml · nonDerivative · entry 3

FROETSCHER DANIEL T · CIK 0001521333 · SVP, Trans, Distr & Cust-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.