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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Disposition to issuerCommon Stock 131 $77.20 $10,113.20
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 12

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 11

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 58 $77.20 $4,477.60
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 10

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 9

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Disposition to issuerCommon Stock 130 $77.20 $10,036.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 8

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 7

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 137 $77.20 $10,576.40
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 6

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 5

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 43 $77.20 $3,319.60
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 4

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 3

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 399 $77.20 $30,802.80
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 2

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,195

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 1

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,594

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
GrantRestricted Stock Units · Derivative 908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 25

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 908 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 24

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 23

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 22

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · derivative · entry 21

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 23 $77.20 $1,775.60
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 20

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 51 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 19

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,546

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 220 $77.20 $16,984.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 18

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 17

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 55 $77.20 $4,246.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 16

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 15

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 131 $77.20 $10,113.20
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 14

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 13

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 64 $77.20 $4,940.80
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 12

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 11

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 152 $77.20 $11,734.40
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 10

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 9

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 77 $77.20 $5,944.40
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 8

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 7

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 180 $77.20 $13,896.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 6

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 5

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 48 $77.20 $3,705.60
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 452 $77.20 $34,894.40
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012525 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

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February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
GrantRestricted Stock Units · Derivative 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 24

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 1,168 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 23

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 22

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 130 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 21

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 104 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 20

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 14 $77.20 $1,080.80
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 18

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 17

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 220 $77.20 $16,984.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 16

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 15

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 61 $77.20 $4,709.20
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 14

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 13

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 131 $77.20 $10,113.20
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 12

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 11

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.