PNW

SEC source: 0001209191-18-055747 · doc4.xml · nonDerivative · entry 1

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,562

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

SEC source: 0001209191-18-055750 · doc4.xml · nonDerivative · entry 4

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,384

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-055750 · doc4.xml · nonDerivative · entry 3

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

SEC source: 0001209191-18-055750 · doc4.xml · nonDerivative · entry 2

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-055750 · doc4.xml · nonDerivative · entry 1

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 4

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,886

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 3

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,233

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,204

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,562

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

SEC source: 0001209191-18-055743 · doc4.xml · nonDerivative · entry 6

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 11,630

F4 · kind: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust.

F4 · price: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust.

SEC source: 0001209191-18-055743 · doc4.xml · nonDerivative · entry 5

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust.

F4 · price: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust.

SEC source: 0001209191-18-055743 · doc4.xml · nonDerivative · entry 4

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-055743 · doc4.xml · nonDerivative · entry 3

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

SEC source: 0001209191-18-055743 · doc4.xml · nonDerivative · entry 2

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-055743 · doc4.xml · nonDerivative · entry 1

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

SEC source: 0001209191-22-049647 · doc4.xml · nonDerivative · entry 1

MUNRO KATHRYN L · CIK 0001114878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,180

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.92 to $77.01, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-18-034451 · doc4.xml · nonDerivative · entry 1

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,496

SEC source: 0001209191-18-031585 · doc4.xml · nonDerivative · entry 1

Wagener David · CIK 0001491163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,775

SEC source: 0001209191-18-031583 · doc4.xml · derivative · entry 1

Sims Paula J · CIK 0001358752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 1,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

SEC source: 0001209191-18-031581 · doc4.xml · nonDerivative · entry 1

NORDSTROM BRUCE J · CIK 0001114879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,364

SEC source: 0001209191-18-031577 · doc4.xml · derivative · entry 1

MUNRO KATHRYN L · CIK 0001114878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 1,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

SEC source: 0001209191-18-031573 · doc4.xml · nonDerivative · entry 1

LOPEZ HUMBERTO S · CIK 0001027967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,457

SEC source: 0001209191-18-031570 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 1,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

SEC source: 0001209191-18-031568 · doc4.xml · derivative · entry 1

GALLAGHER MICHAEL L · CIK 0001104058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 1,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

SEC source: 0001209191-18-031564 · doc4.xml · nonDerivative · entry 3

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 15,521

F1 · kind: The reporting person gifted the shares received on May 16, 2018 to a revocable family trust.

SEC source: 0001209191-18-031564 · doc4.xml · nonDerivative · entry 2

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person gifted the shares received on May 16, 2018 to a revocable family trust.

SEC source: 0001209191-18-031564 · doc4.xml · nonDerivative · entry 1

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

SEC source: 0001209191-18-031566 · doc4.xml · derivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 1,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 16, 2018 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

SEC source: 0001209191-18-020178 · doc4.xml · nonDerivative · entry 1

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,137

SEC source: 0001209191-18-019925 · doc4.xml · nonDerivative · entry 1

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

SEC source: 0001209191-18-018577 · doc4.xml · nonDerivative · entry 1

MUNRO KATHRYN L · CIK 0001114878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,630

SEC source: 0001209191-18-016810 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,010

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.43 to $78.06, inclusive. The reporting person undertakes to provide PNW, any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-18-016810 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,741

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.43 to $77.42, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-18-015041 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 33,826

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.68 to $80.25, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-18-015053 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523

SEC source: 0001209191-18-012580 · doc4.xml · derivative · entry 27

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 2,332 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F12 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F12 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

SEC source: 0001209191-18-012580 · doc4.xml · derivative · entry 26

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

SEC source: 0001209191-18-012580 · doc4.xml · derivative · entry 25

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

SEC source: 0001209191-18-012580 · doc4.xml · derivative · entry 24

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

SEC source: 0001209191-18-012580 · doc4.xml · derivative · entry 23

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 22

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 10,368

F7 · kind: The reporting person gifted the shares received on February 20, 2018 to a revocable family trust.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 21

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F7 · kind: The reporting person gifted the shares received on February 20, 2018 to a revocable family trust.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 20

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 19

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 18

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 17

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 16

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 15

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 14

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

SEC source: 0001209191-18-012580 · doc4.xml · nonDerivative · entry 13

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.