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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 9

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 56 $90.93 $5,092.08
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 8

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 7

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 131 $90.93 $11,911.83
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 6

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 5

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 65 $90.93 $5,910.45
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 152 $90.93 $13,821.36
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 19

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 18

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 17

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionRestricted Stock Units · Derivative 130 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 16

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 7 $90.93 $636.51
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 14

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 13

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 292 $90.93 $26,551.56
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 12

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 11

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 220 $90.93 $20,004.60
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 10

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 9

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 35 $90.93 $3,182.55
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 8

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 7

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 131 $90.93 $11,911.83
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 6

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 5

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 18 $90.93 $1,636.74
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 65 $90.93 $5,910.45
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,452

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · derivative · entry 19

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · derivative · entry 18

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 335 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · derivative · entry 17

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 390 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · derivative · entry 16

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 18 $90.93 $1,636.74
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 14

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 13

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775

F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Disposition to issuerCommon Stock 292 $90.93 $26,551.56
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 12

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,734

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 11

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Disposition to issuerCommon Stock 283 $90.93 $25,733.19
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 10

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,734

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 9

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 69 $90.93 $6,274.17
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 8

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,734

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 7

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Disposition to issuerCommon Stock 168 $90.93 $15,276.24
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 6

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 168 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 5

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 81 $90.93 $7,365.33
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 4

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 3

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Disposition to issuerCommon Stock 195 $90.93 $17,731.35
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 2

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,522

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:53 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012650 · doc4.xml · nonDerivative · entry 1

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:07 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012677 · doc4.xml · derivative · entry 20

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:07 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012677 · doc4.xml · derivative · entry 19

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:07 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012677 · doc4.xml · derivative · entry 18

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:07 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 260 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012677 · doc4.xml · derivative · entry 17

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:07 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 16 $90.93 $1,454.88
Disclosure

SEC source: 0001209191-19-012677 · doc4.xml · nonDerivative · entry 16

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.