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NYSE · USD

PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed May 17, 2019 19:16 UTC GrantStock Units · Derivative 1,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030807 · doc4.xml · derivative · entry 1

MUNRO KATHRYN L · CIK 0001114878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 1,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 15, 2019 Filed May 17, 2019 19:14 UTC GrantCommon Stock 1,263 $95.19 $120,224.97
Disclosure

SEC source: 0001209191-19-030805 · doc4.xml · nonDerivative · entry 1

LOPEZ HUMBERTO S · CIK 0001027967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,674

Read SEC document
May 15, 2019 Filed May 17, 2019 19:12 UTC GrantStock Units · Derivative 1,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030803 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 1,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 15, 2019 Filed May 17, 2019 19:11 UTC GrantStock Units · Derivative 1,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030801 · doc4.xml · derivative · entry 1

GALLAGHER MICHAEL L · CIK 0001104058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 1,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 15, 2019 Filed May 17, 2019 19:09 UTC GrantStock Units · Derivative 1,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030799 · doc4.xml · derivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 1,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:47 UTC SaleCommon Stock 5,000 $95.90 $479,500.00
Disclosure

SEC source: 0001209191-19-030053 · doc4.xml · nonDerivative · entry 1

GALLAGHER MICHAEL L · CIK 0001104058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,786

Read SEC document
May 03, 2019 Filed May 7, 2019 23:00 UTC SaleCommon Stock 3,014 $94.12 $283,677.68
Disclosure

SEC source: 0001209191-19-028096 · doc4.xml · nonDerivative · entry 1

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 13,024

Read SEC document
March 14, 2019 Filed Mar 18, 2019 23:00 UTC
Easterly Donna MVP, HR & Ethics, APS
SaleCommon Stock 2,358 $95.67 $225,589.86
Disclosure

SEC source: 0001209191-19-020112 · doc4.xml · nonDerivative · entry 1

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Read SEC document
March 11, 2019 Filed Mar 13, 2019 23:04 UTC SaleCommon Stock 3,374 $93.44 $315,266.56
Disclosure

SEC source: 0001209191-19-019231 · doc4.xml · nonDerivative · entry 1

NORDSTROM BRUCE J · CIK 0001114879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,989

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:09 UTC
GULDNER JEFFREY B.EVP, Public Policy
SaleCommon Stock 1,395 $92.46 $128,981.70
Disclosure

SEC source: 0001209191-19-018871 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,409

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:52 UTC SaleCommon Stock 3,000 $92.89 $278,670.00
Disclosure

SEC source: 0001209191-19-015846 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 37,858

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:15 UTC
Danner Denise RVP, Controller & CAO
SaleCommon Stock 3,278 $92.88 $304,460.64
Disclosure

SEC source: 0001209191-19-015177 · doc4.xml · nonDerivative · entry 1

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:10 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
SaleCommon Stock 30,001 $92.85 $2,785,592.85
Disclosure

SEC source: 0001209191-19-015170 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,010

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.58 to $93.21, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 20:49 UTC
Nickloy Lee R.VP and Treasurer
SaleCommon Stock 1,000 $93.50 $93,500.00
Disclosure

SEC source: 0001209191-19-014427 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 583 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · derivative · entry 20

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · derivative · entry 19

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 595 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · derivative · entry 18

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 606 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · derivative · entry 17

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
GiftCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 16

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 8,703

F5 · kind: The reporting person gifted the shares received on February 20, 2019 to a revocable family trust.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
GiftCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 15

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: The reporting person gifted the shares received on February 20, 2019 to a revocable family trust.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Tax withholdingCommon Stock 31 $90.93 $2,818.83
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 14

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 13

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Disposition to issuerCommon Stock 583 $90.93 $53,012.19
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 12

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionCommon Stock 583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 11

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Disposition to issuerCommon Stock 753 $90.93 $68,470.29
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 10

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 9

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Tax withholdingCommon Stock 126 $90.93 $11,457.18
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 8

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 7

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Disposition to issuerCommon Stock 298 $90.93 $27,097.14
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 6

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 5

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Tax withholdingCommon Stock 128 $90.93 $11,639.04
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 4

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 3

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Disposition to issuerCommon Stock 303 $90.93 $27,551.79
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 2

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:48 UTC
BEMENT ROBERT SEVP & CNO, PVGS, APS
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012634 · doc4.xml · nonDerivative · entry 1

BEMENT ROBERT S · CIK 0001577760 · EVP & CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · derivative · entry 7

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

Underlying: Common Stock · 1,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares will vest on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares will vest on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
Tax withholdingCommon Stock 5 $90.93 $454.65
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 Restricted Stock Unit grant.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 Restricted Stock Unit grant.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
Tax withholdingCommon Stock 283 $90.93 $25,733.19
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
Disposition to issuerCommon Stock 616 $90.93 $56,012.88
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · derivative · entry 18

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · derivative · entry 17

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · derivative · entry 16

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · derivative · entry 15

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 15 $90.93 $1,363.95
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 14

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 13

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946

F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 227 $90.93 $20,641.11
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 12

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 11

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:11 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 220 $90.93 $20,004.60
Disclosure

SEC source: 0001209191-19-012686 · doc4.xml · nonDerivative · entry 10

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.