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PNNT

PENNANTPARK INVESTMENT CORP

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Tapewire entity
6162
SEC CIK
0001383414
Parsed reports
73

Last 12 months

Inside the activity.

2 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202515
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2026 Filed Mar 12, 2026 20:05 UTC
Allorto Richard T JRCFO and Treasurer
PurchaseCommon Stock 15,000 $4.88 $73,200.00
Disclosure

SEC source: 0001193125-26-104100 · ownership.xml · nonDerivative · entry 1

Allorto Richard T JR · CIK 0001395260 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
December 08, 2025 Filed Dec 9, 2025 21:54 UTC
Flug JeffreyDirector
SaleCommon Stock 121,533 $5.92 $719,122.91
Disclosure

SEC source: 0001193125-25-312894 · ownership.xml · nonDerivative · entry 2

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 32,382

Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:54 UTC
Flug JeffreyDirector
SaleCommon Stock 20,000 $5.85 $117,040.00
Disclosure

SEC source: 0001193125-25-312894 · ownership.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 153,915

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:32 UTC
Flug JeffreyDirector
SaleCommon Stock 23,303 $5.78 $134,605.12
Disclosure

SEC source: 0001193125-25-309765 · ownership.xml · nonDerivative · entry 2

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 173,915

Read SEC document
December 03, 2025 Filed Dec 5, 2025 21:32 UTC
Flug JeffreyDirector
SaleCommon Stock 10,000 $5.75 $57,511.00
Disclosure

SEC source: 0001193125-25-309765 · ownership.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 197,218

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:02 UTC
Flug JeffreyDirector
SaleCommon Stock 21,100 $6.04 $127,422.90
Disclosure

SEC source: 0001193125-25-305527 · ownership.xml · nonDerivative · entry 2

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 207,218

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:11 UTC PurchaseCommon Stock 4,235 $5.91 $25,016.15
Disclosure

SEC source: 0001193125-25-306688 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,722

Read SEC document
November 28, 2025 Filed Dec 2, 2025 23:02 UTC
Flug JeffreyDirector
SaleCommon Stock 15,000 $6.06 $90,943.50
Disclosure

SEC source: 0001193125-25-305527 · ownership.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 228,318

Read SEC document
November 26, 2025 Filed Dec 2, 2025 01:40 UTC
Flug JeffreyDirector
SaleCommon Stock 25,000 $6.03 $150,702.50
Disclosure

SEC source: 0001193125-25-304268 · ownership.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 243,318

F1 · balance_after: The totals shown in this column reflect updates to correct previous administrative errors in the amount of securities beneficially owned by the reporting person.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:05 UTC PurchaseCommon Stock 1,515 $6.59 $9,985.06
Disclosure

SEC source: 0000950170-25-076904 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,487

Read SEC document
May 14, 2025 Filed May 16, 2025 12:30 UTC PurchaseCommon Stock 3,640 $6.88 $25,043.20
Disclosure

SEC source: 0000950170-25-073106 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,972

Read SEC document
November 27, 2024 Filed Dec 3, 2024 13:17 UTC PurchaseCommon Stock 3,675 $6.80 $24,971.63
Disclosure

SEC source: 0000950170-24-132461 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,332

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:05 UTC
Allorto Richard T JRCFO and Treasurer
PurchaseCommon Stock 5,000 $6.80 $33,978.50
Disclosure

SEC source: 0000950170-24-031459 · ownership.xml · nonDerivative · entry 1

Allorto Richard T JR · CIK 0001395260 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
February 26, 2024 Filed Feb 29, 2024 11:54 UTC PurchaseCommon Stock 1,166 $6.86 $7,996.43
Disclosure

SEC source: 0000950170-24-022629 · ownership.xml · nonDerivative · entry 3

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,333

Read SEC document
February 26, 2024 Filed Feb 29, 2024 11:54 UTC PurchaseCommon Stock 1,166 $6.85 $7,987.10
Disclosure

SEC source: 0000950170-24-022629 · ownership.xml · nonDerivative · entry 2

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,657

Read SEC document
February 26, 2024 Filed Feb 29, 2024 11:54 UTC PurchaseCommon Stock 4,956 $6.86 $33,983.29
Disclosure

SEC source: 0000950170-24-022629 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,491

Read SEC document
February 13, 2024 Filed Feb 14, 2024 12:35 UTC PurchaseCommon Stock 3,800 $6.67 $25,344.86
Disclosure

SEC source: 0001209191-24-003313 · doc4.xml · nonDerivative · entry 2

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,535

Read SEC document
February 09, 2024 Filed Feb 14, 2024 12:35 UTC PurchaseCommon Stock 7,450 $6.70 $49,910.53
Disclosure

SEC source: 0001209191-24-003313 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,735

F1 · ownership.direct: Includes 2,254 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing

Read SEC document
December 05, 2023 Filed Dec 7, 2023 13:43 UTC PurchaseCommon Stock 1,565 $6.38 $9,983.29
Disclosure

SEC source: 0001209191-23-057685 · doc4.xml · nonDerivative · entry 2

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,031

Read SEC document
December 04, 2023 Filed Dec 7, 2023 13:43 UTC PurchaseCommon Stock 1,557 $6.42 $9,988.16
Disclosure

SEC source: 0001209191-23-057685 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,466

Read SEC document
November 22, 2023 Filed Nov 28, 2023 12:18 UTC PurchaseCommon Stock 1,545 $6.47 $9,988.43
Disclosure

SEC source: 0001209191-23-056749 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,909

Read SEC document
August 22, 2023 Filed Aug 24, 2023 01:46 UTC PurchaseCommon Stock 3,865 $6.45 $24,929.25
Disclosure

SEC source: 0001209191-23-047148 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,364

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:04 UTC PurchaseCommon Stock 960 $6.82 $6,547.20
Disclosure

SEC source: 0001209191-23-046048 · doc4.xml · nonDerivative · entry 2

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,499

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:04 UTC PurchaseCommon Stock 10,000 $6.84 $68,435.00
Disclosure

SEC source: 0001209191-23-046048 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,539

F1 · ownership.direct: Includes 3,972.50 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:46 UTC PurchaseCommon Stock 4,000 $5.86 $23,436.00
Disclosure

SEC source: 0001209191-23-036751 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,710

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:46 UTC PurchaseCommon Stock 4,000 $5.86 $23,440.00
Disclosure

SEC source: 0001209191-23-036751 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,710

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:49 UTC PurchaseCommon Stock 5,000 $5.55 $27,750.00
Disclosure

SEC source: 0001209191-23-034394 · doc4.xml · nonDerivative · entry 3

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,710

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:49 UTC PurchaseCommon Stock 5,000 $5.52 $27,604.00
Disclosure

SEC source: 0001209191-23-034394 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,710

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:49 UTC PurchaseCommon Stock 15,000 $5.49 $82,296.00
Disclosure

SEC source: 0001209191-23-034394 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,710

Read SEC document
May 18, 2023 Filed May 19, 2023 06:41 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 24,000 $5.59 $134,224.80
Disclosure

SEC source: 0001209191-23-030865 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 1,113,423

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
May 17, 2023 Filed May 18, 2023 07:02 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 23,000 $5.53 $127,270.50
Disclosure

SEC source: 0001209191-23-030472 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 1,089,423

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
May 16, 2023 Filed May 17, 2023 07:52 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 21,000 $5.42 $113,836.80
Disclosure

SEC source: 0001209191-23-030006 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 1,066,423

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
May 15, 2023 Filed May 16, 2023 06:47 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 25,000 $5.37 $134,155.00
Disclosure

SEC source: 0001209191-23-029640 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 1,045,423

F1 · ownership.nature: (1) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
May 15, 2023 Filed May 17, 2023 11:58 UTC
Allorto Richard T JRCFO and Treasurer
PurchaseCommon Stock 10,000 $5.35 $53,500.00
Disclosure

SEC source: 0001209191-23-030008 · doc4.xml · nonDerivative · entry 1

Allorto Richard T JR · CIK 0001395260 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 12, 2023 Filed May 16, 2023 10:42 UTC PurchaseCommon Stock 9,560 $5.22 $49,903.20
Disclosure

SEC source: 0001209191-23-029638 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,566

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:30 UTC PurchaseCommon Stock 8,930 $5.60 $50,008.00
Disclosure

SEC source: 0001209191-23-018187 · doc4.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,006

Read SEC document
February 17, 2023 Filed Feb 17, 2023 16:44 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 27,000 $5.75 $155,225.70
Disclosure

SEC source: 0001209191-23-010682 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 1,020,423

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:10 UTC
Flug JeffreyDirector
OtherCommon Stock 137,887 $5.70 $785,955.90
Disclosure

SEC source: 0000899243-23-005681 · doc4.xml · nonDerivative · entry 2

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by various related trusts and an LLC

Disclosed balance after: 289,669

F1 · kind: Reflects transfer of shares for estate planning purposes to a family trust for cash and cash equivalents pursuant to a substitution of assets, using the average high/low trading price on the transfer date of $5.70. The reporting person disclaims beneficial ownership of the securities held by the trust and by a LLC named Gulf Five LLC except in each case to the extent of his respective pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:10 UTC
Flug JeffreyDirector
OtherCommon Stock 137,887 $5.70 $785,955.90
Disclosure

SEC source: 0000899243-23-005681 · doc4.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,891

F1 · kind: Reflects transfer of shares for estate planning purposes to a family trust for cash and cash equivalents pursuant to a substitution of assets, using the average high/low trading price on the transfer date of $5.70. The reporting person disclaims beneficial ownership of the securities held by the trust and by a LLC named Gulf Five LLC except in each case to the extent of his respective pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 16:06 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 25,000 $5.73 $143,197.50
Disclosure

SEC source: 0001209191-23-009092 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 993,423

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:05 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 30,000 $5.61 $168,423.00
Disclosure

SEC source: 0001209191-23-008686 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 968,423

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 12:00 UTC
Flug JeffreyDirector
OtherCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011093 · doc4.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 151,782

F1 · kind: The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On February 17, 2022, the reporting person caused the trust to distribute 9,500 shares of common stock of PennantPark Investment Corporation to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:05 UTC PurchaseCommon Stock 5,000 $4.45 $22,250.00
Disclosure

SEC source: 0001209191-20-064617 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,710

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:05 UTC PurchaseCommon Stock 2,500 $4.40 $11,000.00
Disclosure

SEC source: 0001209191-20-064617 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,710

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:42 UTC PurchaseCommon Stock 5,000 $4.42 $22,100.00
Disclosure

SEC source: 0001209191-20-064077 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,210

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:42 UTC PurchaseCommon Stock 9,490 $4.47 $42,464.90
Disclosure

SEC source: 0001209191-20-064077 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,210

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:05 UTC PurchaseCommon Stock 3,010 $4.48 $13,493.83
Disclosure

SEC source: 0001209191-20-063450 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,720

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:05 UTC PurchaseCommon Stock 5,000 $4.52 $22,600.00
Disclosure

SEC source: 0001209191-20-063450 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,710

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:10 UTC OtherCommon Stock 177,281 $4.62 $819,038.22
Disclosure

SEC source: 0001209191-20-061929 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 177,581

F1 · kind: On December 3, 2020, a family trust of which the reporting person is trustee acquired 177,281 shares of common stock of PennantPark Investment Corporation from the reporting person at a price of $4.62 per share, the closing price traded on the Nasdaq Stock Market on such date.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:10 UTC OtherCommon Stock 177,281 $4.62 $819,038.22
Disclosure

SEC source: 0001209191-20-061929 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,710

F1 · kind: On December 3, 2020, a family trust of which the reporting person is trustee acquired 177,281 shares of common stock of PennantPark Investment Corporation from the reporting person at a price of $4.62 per share, the closing price traded on the Nasdaq Stock Market on such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.