PNBK

SEC source: 0001437749-26-031803 · rdgdoc.xml · derivative · entry 4

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,884

Underlying: Voting Common Stock · 1,147,031 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 1, 2026, upon the expiration of the restricted period on 1,147,031 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective October 1, 2025 (previously disclosed in a Form 4 filed on October 23, 2025), 1,147,031 RSUs settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-031803 · rdgdoc.xml · nonDerivative · entry 2

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,901,531

F2 · kind: Represents 583,609 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.00 per share, representing the closing price of the Issuer's Common Stock on September 25, 2026. The withheld shares were not delivered to the Reporting Person.

F2 · price: Represents 583,609 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.00 per share, representing the closing price of the Issuer's Common Stock on September 25, 2026. The withheld shares were not delivered to the Reporting Person.

SEC source: 0001437749-26-031803 · rdgdoc.xml · nonDerivative · entry 1

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,485,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 1, 2026, upon the expiration of the restricted period on 1,147,031 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective October 1, 2025 (previously disclosed in a Form 4 filed on October 23, 2025), 1,147,031 RSUs settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On October 1, 2026, upon the expiration of the restricted period on 1,147,031 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective October 1, 2025 (previously disclosed in a Form 4 filed on October 23, 2025), 1,147,031 RSUs settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-030090 · rdgdoc.xml · nonDerivative · entry 1

De Tomasi Mario · CIK 0002078030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,941

F1 · kind: On September 8, 2026, the Reporting Person purchased 63,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

F1 · shares: On September 8, 2026, the Reporting Person purchased 63,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

F1 · price: On September 8, 2026, the Reporting Person purchased 63,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

SEC source: 0001437749-26-029048 · rdgdoc.xml · derivative · entry 3

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280,915

Underlying: Voting Common Stock · 28,857 shares

Expires 2027-08-26

F2 · kind: On August 26, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted 28,857 Restricted Stock Units ("RSUs") as a quarterly equity award for the second quarter of 2026. Such RSUs will vest in twelve (12) equal monthly installments commencing on August 26, 2026 and ending on August 26, 2027. Pursuant to the terms of the Employment Agreement, the RSUs are subject to a one-year restricted period expiring on August 26, 2027 and will be settled on the date of expiration of the restricted period.

SEC source: 0001437749-26-025194 · rdgdoc.xml · derivative · entry 1

De Tomasi Mario · CIK 0002078030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,941

Underlying: Common Stock · 88,496 shares

Expires 2029-07-01

F1 · kind: On July 29, 2026, the Reporting Person was granted RSUs equal to 88,494 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).

SEC source: 0001437749-26-025193 · rdgdoc.xml · derivative · entry 1

Roth Jonathan Paul · CIK 0002124289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,524

Underlying: Common Stock · 66,372 shares

Expires 2029-07-01

F1 · kind: On July 29, 2026, the Reporting Person was granted RSUs equal to 66,372 shares of Common Stock of the Issuer, which will vest over three years (22,124 shares, 22,124 shares, and 22,124 shares respectively as of July 1, 2027, 2028 and 2029).

SEC source: 0001437749-26-025192 · rdgdoc.xml · derivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,941

Underlying: Common Stock · 88,496 shares

Expires 2029-07-01

F1 · kind: On July 29, 2026, the Reporting Person was granted RSUs equal to 88,496 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).

SEC source: 0001437749-26-025191 · rdgdoc.xml · derivative · entry 1

Magzanyan Anahit · CIK 0002076474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,941

Underlying: Common Stock · 88,496 shares

Expires 2029-07-01

F1 · kind: On July 29, 2026, the Reporting Person was granted RSUs equal to 88,496 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).

SEC source: 0001437749-26-022627 · rdgdoc.xml · derivative · entry 4

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,252,058

Underlying: Voting Common Stock · 552,927 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2026, upon the expiration of the restricted period on 552,927 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective July 1, 2025 (previously disclosed in a Form 4 filed on August 14, 2025), 552,927 RSUS settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022627 · rdgdoc.xml · nonDerivative · entry 2

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,338,109

F2 · kind: Represents 303,861 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.20 per share, representing the closing price of the Issuer's Common Stock on July 1, 2026. The withheld shares were not delivered to the Reporting Person.

F2 · price: Represents 303,861 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.20 per share, representing the closing price of the Issuer's Common Stock on July 1, 2026. The withheld shares were not delivered to the Reporting Person.

SEC source: 0001437749-26-022627 · rdgdoc.xml · nonDerivative · entry 1

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,641,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2026, upon the expiration of the restricted period on 552,927 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective July 1, 2025 (previously disclosed in a Form 4 filed on August 14, 2025), 552,927 RSUS settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On July 1, 2026, upon the expiration of the restricted period on 552,927 restricted stock units ("RSUs") granted to the reporting person pursuant to an award agreement effective July 1, 2025 (previously disclosed in a Form 4 filed on August 14, 2025), 552,927 RSUS settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022601 · rdgdoc.xml · derivative · entry 2

De Tomasi Mario · CIK 0002078030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 22,222 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022601 · rdgdoc.xml · nonDerivative · entry 1

De Tomasi Mario · CIK 0002078030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022600 · rdgdoc.xml · derivative · entry 2

Roth Jonathan Paul · CIK 0002124289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,152

Underlying: Common Stock · 12,575 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 12,575 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022600 · rdgdoc.xml · nonDerivative · entry 1

Roth Jonathan Paul · CIK 0002124289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 12,575 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 12,575 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022599 · rdgdoc.xml · derivative · entry 2

Seabold Jeffrey T · CIK 0001514243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,667

Underlying: Common Stock · 133,333 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 400,000 shares of Common Stock of the Issuer, which will vest over three years (133,333 shares, 133,333 shares, and 133,334 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 133,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022599 · rdgdoc.xml · nonDerivative · entry 1

Seabold Jeffrey T · CIK 0001514243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 400,000 shares of Common Stock of the Issuer, which will vest over three years (133,333 shares, 133,333 shares, and 133,334 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 133,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 400,000 shares of Common Stock of the Issuer, which will vest over three years (133,333 shares, 133,333 shares, and 133,334 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 133,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022598 · rdgdoc.xml · derivative · entry 3

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 22,222 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022598 · rdgdoc.xml · nonDerivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022597 · rdgdoc.xml · derivative · entry 2

Magzanyan Anahit · CIK 0002076474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 22,222 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-022597 · rdgdoc.xml · nonDerivative · entry 1

Magzanyan Anahit · CIK 0002076474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-018861 · rdgdoc.xml · nonDerivative · entry 1

De Tomasi Mario · CIK 0002078030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,719

F1 · kind: On May 27, 2026, the Reporting Person purchased 85,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

F1 · shares: On May 27, 2026, the Reporting Person purchased 85,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

F1 · price: On May 27, 2026, the Reporting Person purchased 85,000 shares of the Issuer's common stock on the open market at an average price of $0.96 per share.

SEC source: 0001437749-26-018295 · rdgdoc.xml · nonDerivative · entry 1

De Tomasi Mario · CIK 0002078030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,719

F1 · kind: On May 20, 2026, the Reporting Person purchased 87,719 shares of the Issuer's common stock on the open market at an average price of $1.15 per share.

F1 · shares: On May 20, 2026, the Reporting Person purchased 87,719 shares of the Issuer's common stock on the open market at an average price of $1.15 per share.

F1 · price: On May 20, 2026, the Reporting Person purchased 87,719 shares of the Issuer's common stock on the open market at an average price of $1.15 per share.

SEC source: 0001437749-26-018627 · rdgdoc.xml · derivative · entry 1

Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,650

Underlying: Common Stock · 74,983 shares

Expires 2029-05-20

F2 · derivative.exercise_price: N/A

F1 · kind: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer dated April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 74,983 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date (24,994 shares, 24,994 shares, and 24,995 shares respectively as of May 20, 2027, 2028 and 2029).

SEC source: 0001437749-26-018626 · rdgdoc.xml · derivative · entry 1

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,650

Underlying: Common Stock · 74,983 shares

Expires 2029-05-20

F2 · derivative.exercise_price: N/A

F1 · kind: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer dated April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 74,983 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date (24,994 shares, 24,994 shares, and 24,995 shares respectively as of May 20, 2027, 2028 and 2029).

SEC source: 0001437749-26-021114 · rdgdoc.xml · derivative · entry 2

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,804,985

Underlying: Voting Common Stock · Not disclosed shares

Expires 2027-05-20

F2 · derivative.exercise_price: N/A

F1 · kind: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted Restricted Stock Units ("RSUs") equal to: (i) 575 shares of Common Stock as a quarterly equity award for Q4 2025, and (ii) 104,452 shares of Common Stock as a quarterly equity award for Q1 2026 (collectively, the "May 2026 RSU Grants"). Each of the May 2026 RSU Grants will vest in twelve (12) equal monthly installments commencing on May 20, 2026 and ending on May 20, 2027. Pursuant to the terms of the Employment Agreement, the May 2026 RSU Grants are subject to a one-year restricted period expiring on May 20, 2027 and will be settled on the date of expiration of the restricted period.

SEC source: 0001437749-26-021114 · rdgdoc.xml · derivative · entry 1

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700,533

Underlying: Voting Common Stock · 575 shares

Expires 2027-05-20

F2 · derivative.exercise_price: N/A

F1 · kind: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted Restricted Stock Units ("RSUs") equal to: (i) 575 shares of Common Stock as a quarterly equity award for Q4 2025, and (ii) 104,452 shares of Common Stock as a quarterly equity award for Q1 2026 (collectively, the "May 2026 RSU Grants"). Each of the May 2026 RSU Grants will vest in twelve (12) equal monthly installments commencing on May 20, 2026 and ending on May 20, 2027. Pursuant to the terms of the Employment Agreement, the May 2026 RSU Grants are subject to a one-year restricted period expiring on May 20, 2027 and will be settled on the date of expiration of the restricted period.

SEC source: 0001437749-26-014645 · rdgdoc.xml · derivative · entry 4

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock · 333,333 shares

Expires 2026-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014645 · rdgdoc.xml · nonDerivative · entry 2

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,557

F2 · kind: Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

F2 · price: Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

SEC source: 0001437749-26-014645 · rdgdoc.xml · nonDerivative · entry 1

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014644 · rdgdoc.xml · derivative · entry 3

Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock · 333,333 shares

Expires 2026-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014644 · rdgdoc.xml · nonDerivative · entry 2

Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,557

F2 · kind: Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

F2 · price: Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

SEC source: 0001437749-26-014644 · rdgdoc.xml · nonDerivative · entry 1

Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014643 · rdgdoc.xml · derivative · entry 3

Miranda Angie · CIK 0002069353 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires 2026-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 7, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 150,000 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014643 · rdgdoc.xml · nonDerivative · entry 2

Miranda Angie · CIK 0002069353 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,282

F2 · kind: Represents 56,718 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

F2 · price: Represents 56,718 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

SEC source: 0001437749-26-014643 · rdgdoc.xml · nonDerivative · entry 1

Miranda Angie · CIK 0002069353 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 7, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 150,000 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On August 7, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 150,000 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014953 · rdgdoc.xml · derivative · entry 4

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock · 333,333 shares

Expires 2026-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-014953 · rdgdoc.xml · nonDerivative · entry 2

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,650

F2 · kind: Represents 123,683 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

F2 · price: Represents 123,683 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person.

SEC source: 0001437749-26-014953 · rdgdoc.xml · nonDerivative · entry 1

Salas Carlos P · CIK 0001301045 · Director · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

F1 · price: On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.

SEC source: 0001437749-26-010737 · rdgdoc.xml · derivative · entry 3

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Voting Common Stock · 4,049,593 shares

Expires 2026-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered to the reporting person, with 1,960,550 shares withheld to cover the reporting person's tax obligations in connection with the vesting of the RSUs in accordance with the issuer's tax withholding policy and applicable tax withholding requirements.

SEC source: 0001437749-26-010737 · rdgdoc.xml · nonDerivative · entry 1

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,089,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered to the reporting person, with 1,960,550 shares withheld to cover the reporting person's tax obligations in connection with the vesting of the RSUs in accordance with the issuer's tax withholding policy and applicable tax withholding requirements.

F1 · price: On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered to the reporting person, with 1,960,550 shares withheld to cover the reporting person's tax obligations in connection with the vesting of the RSUs in accordance with the issuer's tax withholding policy and applicable tax withholding requirements.

SEC source: 0001437749-26-013335 · rdgdoc.xml · nonDerivative · entry 4

Magzanyan Anahit · CIK 0002076474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,290

F4 · kind: On March 3, 2026, the Reporting Person purchased 400 shares of the Issuer's common stock on the open market at an average price of $1.32 per share.

F4 · price: On March 3, 2026, the Reporting Person purchased 400 shares of the Issuer's common stock on the open market at an average price of $1.32 per share.

SEC source: 0001437749-25-031558 · rdgdoc.xml · derivative · entry 3

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,749,551

Underlying: Voting Common Stock · 1,147,031 shares

Expires 2026-10-01

F2 · derivative.exercise_price: The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

F2 · shares: The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

SEC source: 0001437749-25-031558 · rdgdoc.xml · nonDerivative · entry 2

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steven and Ainslie Sugarman Living Trust

Disclosed balance after: 9,019,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was paid in connection with the conversion.

F1 · price: Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was paid in connection with the conversion.

F2 · ownership.nature: The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

SEC source: 0001437749-25-031558 · rdgdoc.xml · nonDerivative · entry 1

Sugarman Steven · CIK 0001504590 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steven and Ainslie Sugarman Living Trust

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was paid in connection with the conversion.

F1 · price: Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was paid in connection with the conversion.

F2 · ownership.nature: The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

SEC source: 0001437749-26-013335 · rdgdoc.xml · nonDerivative · entry 3

Magzanyan Anahit · CIK 0002076474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,890

F3 · kind: On August 19, 2025, the Reporting Person purchased 500 shares of the Issuer's common stock on the open market at an average price of $1.59 per share.

F3 · price: On August 19, 2025, the Reporting Person purchased 500 shares of the Issuer's common stock on the open market at an average price of $1.59 per share.

SEC source: 0001628280-25-040408 · wk-form4_1755202891.xml · nonDerivative · entry 1

Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · shares: On August 13, 2025, the Reporting Person received an award agreement effective as of April 30, 2025 granting Restricted Stock Units equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date.

F1 · price: On August 13, 2025, the Reporting Person received an award agreement effective as of April 30, 2025 granting Restricted Stock Units equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date.

SEC source: 0001628280-25-040407 · wk-form4_1755202883.xml · nonDerivative · entry 1

Sugarman Steven · CIK 0001504590 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,927

F1 · kind: On August 13, 2025, the Reporting Person received an award agreement effective July 1, 2025 for Restricted Stock Units (RSUs) equal to 552,927 shares of Common Stock, par value $0.01 per share of Patriot National Bancorp, Inc. (the Issuer). The RSUs were granted pursuant to an Employment Agreement between the Reporting Person and the Issuer, effective as of March 20, 2025. The RSUs vest in 12 equal monthly installments commencing on July 1, 2025 and ending on July 1, 2026. Vested RSUs represent the right to be settled on July 1, 2026.

F1 · price: On August 13, 2025, the Reporting Person received an award agreement effective July 1, 2025 for Restricted Stock Units (RSUs) equal to 552,927 shares of Common Stock, par value $0.01 per share of Patriot National Bancorp, Inc. (the Issuer). The RSUs were granted pursuant to an Employment Agreement between the Reporting Person and the Issuer, effective as of March 20, 2025. The RSUs vest in 12 equal monthly installments commencing on July 1, 2025 and ending on July 1, 2026. Vested RSUs represent the right to be settled on July 1, 2026.

SEC source: 0001628280-25-040406 · wk-form4_1755202876.xml · nonDerivative · entry 1

Miranda Angie · CIK 0002069353 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

F1 · shares: On August 7, 2025, the Reporting Person received an award agreement effective as of April 30, 2025 granting Restricted Stock Units equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date.

F1 · price: On August 7, 2025, the Reporting Person received an award agreement effective as of April 30, 2025 granting Restricted Stock Units equal to 450,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date.