Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Marsh AndrewDirector · President & CEO
|
GrantCommon Stock | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110506 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748,680 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001104659-20-110505 · a4.xml · derivative · entry 3 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 87,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110505 · a4.xml · derivative · entry 2 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 87,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110505 · a4.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,519 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:04 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-107371 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:04 UTC |
Schmid KeithCOO & Sr. VP
|
SaleCommon Stock | 200,000 | $13.00 | $2,600,000.00 |
DisclosureSEC source: 0001104659-20-107371 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:04 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionCommon Stock | 200,000 | $5.39 | $1,078,000.00 |
DisclosureSEC source: 0001104659-20-107371 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:03 UTC |
HELMER MAUREEN ODirector
|
SaleCommon Stock | 75,000 | $13.28 | $996,232.50 |
DisclosureSEC source: 0001104659-20-107370 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,103 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.88 to $13.615, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 23:11 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 35,352 | $11.90 | $420,540.32 |
DisclosureSEC source: 0001104659-20-103544 · a4.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,519 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.37 to $12.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
SalePlug Power Common Stock | 104,412 | $12.98 | $1,354,902.32 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 7 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,680 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.77 to $13.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · derivative · entry 9 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 33,334 options vested on August 31, 2018, 33,333 options vested on August 31, 2019 and 33,333 options vested on August 31, 2020. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
SalePlug Power Common Stock | 33,333 | $13.11 | $436,995.63 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · nonDerivative · entry 6 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,231 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionPlug Power Common Stock | 33,333 | $2.14 | $71,332.62 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · nonDerivative · entry 5 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionRestricted Stock Unit · Derivative | 83,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F4 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC |
Schmid KeithCOO & Sr. VP
|
Tax withholdingPlug Power Common Stock | 39,710 | $13.07 | $519,009.70 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,220 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionPlug Power Common Stock | 83,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionRestricted Stock Unit · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101453 · a4.xml · derivative · entry 6 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F4 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Tax withholdingPlug Power Common Stock | 31,967 | $13.07 | $417,808.69 |
DisclosureSEC source: 0001104659-20-101453 · a4.xml · nonDerivative · entry 4 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,056 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionPlug Power Common Stock | 66,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101453 · a4.xml · nonDerivative · entry 3 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 166,666 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · derivative · entry 10 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 166,666 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 500,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · derivative · entry 9 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 166,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F7 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
SalePlug Power Common Stock | 166,666 | $12.95 | $2,158,524.70 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,092 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionPlug Power Common Stock | 166,666 | $1.96 | $326,665.36 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Tax withholdingPlug Power Common Stock | 80,284 | $13.07 | $1,049,311.88 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,092 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionPlug Power Common Stock | 166,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · derivative · entry 8 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 13,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F5 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 40,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 40,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Tax withholdingPlug Power Common Stock | 6,047 | $13.07 | $79,034.29 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · nonDerivative · entry 4 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,231 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionPlug Power Common Stock | 13,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · nonDerivative · entry 3 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 66,667 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · derivative · entry 10 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Common Stock · 66,667 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Exercise / conversionRestricted Stock Unit · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · derivative · entry 9 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F7 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
SalePlug Power Common Stock | 66,667 | $12.96 | $864,250.99 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 7 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,871 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Exercise / conversionPlug Power Common Stock | 66,667 | $1.96 | $130,667.32 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 6 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Tax withholdingPlug Power Common Stock | 31,314 | $13.07 | $409,273.98 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 5 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,871 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Exercise / conversionPlug Power Common Stock | 66,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 4 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 27, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
SalePlug Power Common Stock | 35,353 | $13.01 | $460,030.91 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 3 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,519 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $13.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 108,333 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · derivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,667 Underlying: Common Stock · 108,333 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 108,333 options vested on August 19, 2020, 108,333 options vest on August 19, 2021, and 108,334 options vest on August 19, 2022. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 108,333 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · derivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,667 Underlying: Common Stock · 108,333 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 108,333 options vested on August 19, 2020, 108,333 options vest on August 19, 2021, and 108,334 options vest on August 19, 2022. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC |
Marsh AndrewDirector · President & CEO
|
SalePlug Power Common Stock | 36,376 | $14.12 | $513,694.60 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.02 to $14.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC |
Marsh AndrewDirector · President & CEO
|
SalePlug Power Common Stock | 180,290 | $13.69 | $2,467,665.29 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,788 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $14.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionPlug Power Common Stock | 108,333 | $2.62 | $283,832.46 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionPlug Power Common Stock | 108,333 | $2.23 | $241,582.59 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:07 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionRestricted Stock Unit · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · derivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F3 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:07 UTC |
Schmid KeithCOO & Sr. VP
|
Tax withholdingPlug Power Common Stock | 39,757 | $13.65 | $542,683.05 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,596 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:07 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionPlug Power Common Stock | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionRestricted Stock Unit · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101453 · a4.xml · derivative · entry 5 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F3 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Tax withholdingPlug Power Common Stock | 39,959 | $13.65 | $545,440.35 |
DisclosureSEC source: 0001104659-20-101453 · a4.xml · nonDerivative · entry 2 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,357 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionPlug Power Common Stock | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101453 · a4.xml · nonDerivative · entry 1 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 216,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · derivative · entry 8 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,333 Underlying: Common Stock · 216,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F6 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 650,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 650,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Tax withholdingPlug Power Common Stock | 104,369 | $13.65 | $1,424,636.85 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,710 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionPlug Power Common Stock | 216,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.