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PULSE BIOSCIENCES, INC.

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1151
SEC CIK
0001625101
Parsed reports
222

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202630
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2019 Filed May 17, 2019 20:18 UTC GrantStock Option (right to buy) · Derivative 9,210 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-19-030902 · doc4.xml · derivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,210

Underlying: Common Stock · 9,210 shares

Expires 2029-05-16

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:18 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-19-030902 · doc4.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2019 Filed May 17, 2019 16:14 UTC GrantStock Option (right to buy) · Derivative 9,900 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-19-030882 · doc4.xml · derivative · entry 2

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock · 9,900 shares

Expires 2029-05-16

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2019 Filed May 17, 2019 16:14 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-19-030882 · doc4.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:17 UTC GrantStock Option (right to buy) · Derivative 13,814 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-19-030896 · doc4.xml · derivative · entry 2

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,814

Underlying: Common Stock · 13,814 shares

Expires 2029-05-16

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:17 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-19-030896 · doc4.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:18 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-19-020376 · doc4.xml · derivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-03-18

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on the one-year anniversary of the grant date, and the remaining shares will vest monthly over the following two years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:13 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 4,444 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-003033 · doc4.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires 2029-01-07

F1 · derivative.exercise_date: The shares subject to the option will fully vest on the date of the Issuer's Annual Meeting to be held in 2019, subject to the Reporting Person's continued service through such vesting date.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 16:14 UTC GrantStock Option (right to buy) · Derivative 3,498 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-003036 · doc4.xml · derivative · entry 1

FOGARTY THOMAS J M D · CIK 0001032298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

Underlying: Common Stock · 3,498 shares

Expires 2029-01-07

F1 · derivative.exercise_date: The shares subject to the option will fully vest on the date of the Issuer's Annual Meeting to be held in 2019, subject to the Reporting Person's continued service through such vesting date.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:16 UTC GrantStock Option (right to buy) · Derivative 2,364 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-003042 · doc4.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364

Underlying: Common Stock · 2,364 shares

Expires 2029-01-07

F1 · derivative.exercise_date: The shares subject to the option will fully vest on the date of the Issuer's Annual Meeting to be held in 2019, subject to the Reporting Person's continued service through such vesting date.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 16:12 UTC GrantStock Option (right to buy) · Derivative 2,931 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-003029 · doc4.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931

Underlying: Common Stock · 2,931 shares

Expires 2029-01-07

F1 · derivative.exercise_date: The shares subject to the option will fully vest on the date of the Issuer's Annual Meeting to be held in 2019, subject to the Reporting Person's continued service through such vesting date.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:15 UTC GrantStock Option (right to buy) · Derivative 4,066 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-003039 · doc4.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires 2029-01-07

F1 · derivative.exercise_date: The shares subject to the option will fully vest on the date of the Issuer's Annual Meeting to be held in 2019, subject to the Reporting Person's continued service through such vesting date.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:05 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 232,044 $12.57 $2,915,818.50
Disclosure

SEC source: 0001209191-18-062920 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 267,044

F1 · kind: The Reporting Person acquired the shares pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering, as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · ownership.nature: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:05 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 2,914,182 $12.57 $36,619,028.18
Disclosure

SEC source: 0001209191-18-062920 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,776,604

F1 · kind: The Reporting Person acquired the shares pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering, as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:59 UTC
UECKER DARRINDirector · CEO and President
Tax withholdingCommon Stock 7,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035292 · doc4.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,981

F1 · shares: The shares reflected on this Form 4 represent shares surrendered exclusively for the payment of tax obligations as set forth in Mr. Uecker's June 2017 RSU grant agreement previously disclosed and filed on Form 8-K. Mr. Uecker has not sold or in any other way disposed of shares in any manner other than pursuant to the contractual provisions of the RSU agreement.

F2 · price: The market close price of $16.10 per share on June 1, 2018 was used to calculate the number of withheld shares.

F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 23, 2018 Filed May 24, 2018 22:35 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-033150 · doc4.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:36 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-033152 · doc4.xml · derivative · entry 1

FOGARTY THOMAS J M D · CIK 0001032298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 23, 2018 Filed May 24, 2018 22:41 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-033158 · doc4.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:35 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-033146 · doc4.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 23, 2018 Filed May 24, 2018 22:38 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-033155 · doc4.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 11, 2018 Filed May 16, 2018 00:07 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 21,353 $23.16 $494,535.48
Disclosure

SEC source: 0001209191-18-030347 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,862,422

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:49 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 20,556 $22.44 $461,276.64
Disclosure

SEC source: 0001209191-17-065527 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,841,069

Read SEC document
December 13, 2017 Filed Dec 15, 2017 21:19 UTC PurchaseCommon Stock 1,100 $23.98 $26,378.00
Disclosure

SEC source: 0001209191-17-065914 · doc4.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dependent Minor

Disclosed balance after: 95,574

Read SEC document
December 12, 2017 Filed Dec 14, 2017 01:30 UTC PurchaseCommon Stock 1,000 $23.98 $23,979.00
Disclosure

SEC source: 0001209191-17-065525 · doc4.xml · nonDerivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dependent Minor

Disclosed balance after: 94,474

F2 · price: This is the weighted average purchase price of the shares, which ranged from $23.92 to $24.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:30 UTC PurchaseCommon Stock 3,000 $22.76 $68,289.00
Disclosure

SEC source: 0001209191-17-065525 · doc4.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dependent Minor

Disclosed balance after: 93,474

F1 · price: This is the weighted average purchase price of the shares, which ranged from $22.59 to $22.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 21:42 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001209191-17-059423 · doc4.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2027-11-02

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on November 2, 2018, and the remaining shares will vest in equal monthly installments thereafter over the following two year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:43 UTC GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001209191-17-059427 · doc4.xml · derivative · entry 1

FOGARTY THOMAS J M D · CIK 0001032298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2027-11-02

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on November 2, 2018, and the remaining shares will vest in equal monthly installments thereafter over the following two year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 21:45 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001209191-17-059432 · doc4.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-11-02

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on February 9, 2018, and the remaining shares will vest in equal monthly installments thereafter over the following two year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:42 UTC GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001209191-17-059424 · doc4.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2027-11-02

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on November 2, 2018, and the remaining shares will vest in equal monthly installments thereafter over the following two year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 21:44 UTC GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001209191-17-059429 · doc4.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2027-11-02

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on November 2, 2018, and the remaining shares will vest in equal monthly installments thereafter over the following two year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 20:43 UTC PurchaseCommon Stock 22,901 $22.79 $521,867.99
Disclosure

SEC source: 0001209191-17-057753 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820,513

F1 · price: This is the weighted average purchase price of the shares, which ranged from $22.68 to $22.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 24, 2017 Filed Sep 26, 2017 22:32 UTC PurchaseCommon Stock 2,000,000 $15.02 $30,040,000.00
Disclosure

SEC source: 0001209191-17-054063 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797,612

Read SEC document
September 18, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 7,497 $15.50 $116,175.01
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 9

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797,612

F9 · price: This is the weighted average purchase price of the shares, which ranged from $15.4463 to $15.569 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 23,703 $15.12 $358,282.70
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 8

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790,115

F8 · price: This is the weighted average purchase price of the shares, which ranged from $14.4015 to $15.3999 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 01:07 UTC PurchaseCommon Stock 7,775 $15.02 $116,790.61
Disclosure

SEC source: 0001209191-17-053234 · doc4.xml · nonDerivative · entry 3

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,500

F3 · price: This is the weighted average purchase price of the shares, which ranged from $14.68 to $15.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 500 $16.22 $8,107.50
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 7

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766,412

F7 · price: This is the weighted average purchase price of the shares, which ranged from $16.195 to $16.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 125,000 $15.70 $1,963,087.50
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 6

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765,912

F6 · price: This is the weighted average purchase price of the shares, which ranged from $15.18 to $16.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 71,598 $14.38 $1,029,514.80
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640,912

F5 · price: This is the weighted average purchase price of the shares, which ranged from $14.16 to $15.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 14, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 47,450 $14.57 $691,332.27
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,569,314

F4 · price: This is the weighted average purchase price of the shares, which ranged from $14.265 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 14, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 53,820 $13.90 $748,135.67
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521,864

F3 · price: This is the weighted average purchase price of the shares, which ranged from $13.255 to $14.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
September 14, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 30,050 $12.77 $383,858.70
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,468,044

F2 · price: This is the weighted average purchase price of the shares, which ranged from $12.14 to $13.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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September 14, 2017 Filed Sep 19, 2017 01:06 UTC PurchaseCommon Stock 50,300 $11.66 $586,608.66
Disclosure

SEC source: 0001209191-17-053232 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,437,994

F1 · price: This is the weighted average purchase price of the shares, which ranged from $11.1366 to $12.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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September 14, 2017 Filed Sep 18, 2017 21:06 UTC PurchaseCommon Stock 445 $12.15 $5,408.09
Disclosure

SEC source: 0001209191-17-053233 · doc4.xml · nonDerivative · entry 4

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 445

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September 14, 2017 Filed Sep 18, 2017 21:06 UTC PurchaseCommon Stock 445 $12.21 $5,435.23
Disclosure

SEC source: 0001209191-17-053233 · doc4.xml · nonDerivative · entry 3

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 445

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September 14, 2017 Filed Sep 18, 2017 21:06 UTC PurchaseCommon Stock 445 $12.21 $5,433.01
Disclosure

SEC source: 0001209191-17-053233 · doc4.xml · nonDerivative · entry 2

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 445

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September 14, 2017 Filed Sep 18, 2017 21:06 UTC PurchaseCommon Stock 2,500 $12.36 $30,893.75
Disclosure

SEC source: 0001209191-17-053233 · doc4.xml · nonDerivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 2,500

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September 14, 2017 Filed Sep 19, 2017 01:07 UTC PurchaseCommon Stock 9,000 $13.55 $121,937.40
Disclosure

SEC source: 0001209191-17-053234 · doc4.xml · nonDerivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,725

F2 · price: This is the weighted average purchase price of the shares, which ranged from $12.9397 to $13.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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September 14, 2017 Filed Sep 19, 2017 01:07 UTC PurchaseCommon Stock 13,000 $12.23 $158,941.90
Disclosure

SEC source: 0001209191-17-053234 · doc4.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,725

F1 · price: This is the weighted average purchase price of the shares, which ranged from $11.8658 to $12.5499 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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August 03, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 68,964 $23.70 $1,634,722.66
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 8

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,387,694

F8 · price: This is the weighted average purchase price of the shares, which ranged from $23.121 to $23.916 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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August 03, 2017 Filed Aug 4, 2017 21:46 UTC PurchaseCommon Stock 5,000 $23.00 $115,015.00
Disclosure

SEC source: 0001209191-17-047762 · doc4.xml · nonDerivative · entry 4

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dependent Minor

Disclosed balance after: 90,474

F4 · price: This is the weighted average purchase price of the shares, which ranged from $22.78 to $23.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.