Tapewire

Nasdaq · USD

PLSE

PULSE BIOSCIENCES, INC.

Export transactions ↓
Tapewire entity
1151
SEC CIK
0001625101
Parsed reports
222

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202630
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2022 Filed Jun 10, 2022 22:57 UTC PurchaseWarrant (right to buy) · Derivative 7,365 Not disclosed Strike: $2.05 Not disclosed
Disclosure

SEC source: 0001387131-22-006921 · uecker-form4_060922.xml · derivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,365

Underlying: Common Stock · 7,365 shares

Expires 2027-06-09

F2 · derivative.exercise_price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 22:57 UTC OtherCommon Stock 7,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-22-006921 · uecker-form4_060922.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,376

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 22:59 UTC PurchaseWarrant (right to buy) · Derivative 86,668 Not disclosed Strike: $2.05 Not disclosed
Disclosure

SEC source: 0001387131-22-006923 · zangeneh-form4_060922.xml · derivative · entry 5

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,668

Underlying: Common Stock · 86,668 shares

Expires 2027-06-09

F2 · derivative.exercise_price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 22:59 UTC OtherCommon Stock 86,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-22-006923 · zangeneh-form4_060922.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,168

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:51 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 110,467 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064001 · tm2216672-1_4seq1.xml · derivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,467

Underlying: Common Stock · 110,467 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on August 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:51 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064001 · tm2216672-1_4seq1.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on June 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:54 UTC GrantStock Option (right to buy) · Derivative 35,047 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064006 · tm2216672-5_4seq1.xml · derivative · entry 2

Spray Shelley D · CIK 0001895909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,047

Underlying: Common Stock · 35,047 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on August 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:54 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064006 · tm2216672-5_4seq1.xml · derivative · entry 1

Spray Shelley D · CIK 0001895909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on June 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:54 UTC GrantStock Option (right to buy) · Derivative 79,206 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064005 · tm2216672-4_4seq1.xml · derivative · entry 2

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,206

Underlying: Common Stock · 79,206 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on August 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:54 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064005 · tm2216672-4_4seq1.xml · derivative · entry 1

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on June 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:52 UTC GrantStock Option (right to buy) · Derivative 56,075 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064002 · tm2216672-2_4seq1.xml · derivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,075

Underlying: Common Stock · 56,075 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on August 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:52 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064002 · tm2216672-2_4seq1.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on June 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:53 UTC GrantStock Option (right to buy) · Derivative 116,005 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064004 · tm2216672-3_4seq1.xml · derivative · entry 2

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,005

Underlying: Common Stock · 116,005 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on August 19, 2022.

Read SEC document
May 19, 2022 Filed May 24, 2022 00:53 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-22-064004 · tm2216672-3_4seq1.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on June 19, 2022.

Read SEC document
February 14, 2022 Filed Mar 22, 2022 20:11 UTC
Danahy Kevin PatrickChief Commercial Office
GrantStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $6.41 Not disclosed
Disclosure

SEC source: 0001104659-22-036559 · tm2210083-2_4seq1.xml · derivative · entry 1

Danahy Kevin Patrick · CIK 0001913245 · Chief Commercial Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2032-02-14

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on February 14, 2022 under the Issuer's 2017 Inducement Equity Incentive Plan. The shares subject to the option are subject to a mix of time-based and performance-based vesting criteria. 200,000 shares will vest in equal annual installments over the following four years on the anniversary of the grant date and 100,000 shares will vest in two equal annual installments on the third and fourth anniversaries of the grant date, in all cases, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
December 14, 2021 Filed Feb 28, 2022 18:42 UTC
GARDINER SANDRA A.CFO & EVP Admin. and Finance
GrantStock Option (right to buy) · Derivative 25,961 $0.00 Strike: $13.94 $0.00
Disclosure

SEC source: 0000899243-22-008015 · doc4.xml · derivative · entry 1

GARDINER SANDRA A. · CIK 0001218574 · CFO & EVP Admin. and Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,922

Underlying: Common Stock · 25,961 shares

Expires 2029-11-18

F1 · derivative.underlying_shares: On November 18, 2019, the reporting person was granted an option to purchase 103,842 shares of the issuer's common stock. The option vests based upon the achievement of performance objectives, with vesting targets no less than 25% vesting per year upon achievement of said objectives established by the Compensation Committee of the issuer, subject to the reporting person's continued service through each vesting date. The performance objectives for 2021 were met, resulting in the vesting of the option as to 25,961 shares.

F2 · balance_after: Represents the options which vested on the 2020 vesting date and the options which vested on the 2021 vesting date.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 16:06 UTC GrantStock Option (right to buy) · Derivative 32,500 $0.00 Strike: $21.70 $0.00
Disclosure

SEC source: 0001104659-21-144422 · tm2134098-2_4seq1.xml · derivative · entry 1

Spray Shelley D · CIK 0001895909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2031-11-24

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on November 24, 2022, and the remaining shares will vest in equal monthly installments thereafter over the following two-year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 16:11 UTC GrantStock Option (right to buy) · Derivative 32,500 $0.00 Strike: $20.33 $0.00
Disclosure

SEC source: 0001209191-21-059813 · doc4.xml · derivative · entry 1

DEBUONO LAUREEN · CIK 0001034447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2031-10-04

F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on October 4, 2022, and the remaining shares will vest in equal monthly installments thereafter over the following two year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 16:22 UTC
Levinson Mitchell E.Director · Chief Strategy Officer
GrantStock Option (right to buy) · Derivative 65,510 $0.00 Strike: $21.12 $0.00
Disclosure

SEC source: 0001209191-21-052766 · doc4.xml · derivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,510

Underlying: Common Stock · 65,510 shares

Expires 2031-08-19

F1 · derivative.exercise_date: 50% of the shares subject to the option will vest in equal annual installments on the second, third and fourth anniversary of the grant date, and the other 50% of the shares subject to the option will vest upon the achievement of performance objectives established by the Compensation Committee of the Issuer, with vesting targets set at 25% (8,188 option shares) over the following four years on the anniversary of the grant date. All vesting is subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:48 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 3,048,780 $16.40 $49,999,992.00
Disclosure

SEC source: 0001209191-21-045022 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,708,561

F1 · kind: Shares were acquired pursuant to the terms of that certain purchase agreement by and between the Reporting Person and the Issuer, of which consideration included the satisfaction of a loan from the Reporting Person to the Issuer.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:37 UTC
Ebbers EdEVP & GM, Dermatology
Tax withholdingCommon Stock 1,485 $18.76 $27,858.60
Disclosure

SEC source: 0001209191-21-037810 · doc4.xml · nonDerivative · entry 1

Ebbers Ed · CIK 0001643353 · EVP & GM, Dermatology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,300

F1 · kind: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability pursuant to the contractual provisions of the June 2018 Restricted Stock Unit grant agreement previously disclosed.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:04 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 11,605 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035005 · doc4.xml · derivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605

Underlying: Common Stock · 11,605 shares

Expires 2031-05-20

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:04 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035005 · doc4.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 17:06 UTC GrantStock Option (right to buy) · Derivative 45,987 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035007 · doc4.xml · derivative · entry 2

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,987

Underlying: Common Stock · 45,987 shares

Expires 2031-05-20

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 17:06 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035007 · doc4.xml · derivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:08 UTC GrantStock Option (right to buy) · Derivative 9,069 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035012 · doc4.xml · derivative · entry 2

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

Underlying: Common Stock · 9,069 shares

Expires 2031-05-20

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:08 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035012 · doc4.xml · derivative · entry 1

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:09 UTC GrantStock Option (right to buy) · Derivative 8,026 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035015 · doc4.xml · derivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,026

Underlying: Common Stock · 8,026 shares

Expires 2031-05-20

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:09 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035015 · doc4.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 17:05 UTC GrantStock Option (right to buy) · Derivative 8,026 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035006 · doc4.xml · derivative · entry 2

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,026

Underlying: Common Stock · 8,026 shares

Expires 2031-05-20

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 17:05 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035006 · doc4.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:07 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001209191-21-035010 · doc4.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 22:18 UTC
GARDINER SANDRA A.CFO & EVP Admin. and Finance
GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001209191-21-022928 · doc4.xml · derivative · entry 3

GARDINER SANDRA A. · CIK 0001218574 · CFO & EVP Admin. and Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2031-03-22

F3 · derivative.exercise_date: The shares subject to the option will vest in equal annual installments over the following four years on the anniversary of March 1, 2021, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 22:15 UTC
UECKER DARRINDirector · CEO and President
GrantStock Option (right to buy) · Derivative 54,750 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001209191-21-022926 · doc4.xml · derivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,750

Underlying: Common Stock · 54,750 shares

Expires 2031-03-22

F2 · derivative.exercise_date: The shares subject to the option will vest in equal annual installments over the following four years on the anniversary of March 1, 2021, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 22:17 UTC
Ebbers EdEVP & GM, Dermatology
GrantStock Option (right to buy) · Derivative 15,875 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001209191-21-022927 · doc4.xml · derivative · entry 2

Ebbers Ed · CIK 0001643353 · EVP & GM, Dermatology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 15,875 shares

Expires 2031-03-22

F2 · derivative.exercise_date: The shares subject to the option will vest in equal annual installments over the following four years on the anniversary of March 1, 2021, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 23, 2021 Filed Mar 24, 2021 22:18 UTC
GARDINER SANDRA A.CFO & EVP Admin. and Finance
GrantStock Option (right to buy) · Derivative 8,750 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001209191-21-022928 · doc4.xml · derivative · entry 2

GARDINER SANDRA A. · CIK 0001218574 · CFO & EVP Admin. and Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2030-05-18

F2 · shares: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.

F2 · derivative.exercise_date: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.

Read SEC document
February 23, 2021 Filed Mar 24, 2021 22:15 UTC
UECKER DARRINDirector · CEO and President
GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001209191-21-022926 · doc4.xml · derivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2030-05-18

F1 · shares: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.

F1 · derivative.exercise_date: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.

Read SEC document
February 23, 2021 Filed Mar 24, 2021 22:17 UTC
Ebbers EdEVP & GM, Dermatology
GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001209191-21-022927 · doc4.xml · derivative · entry 1

Ebbers Ed · CIK 0001643353 · EVP & GM, Dermatology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2030-05-18

F1 · shares: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.

F1 · derivative.exercise_date: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:12 UTC
UECKER DARRINDirector · CEO and President
OtherWarrant (right to buy) · Derivative 1,284 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-21-005359 · doc4.xml · derivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,284 shares

Expires 2025-06-15

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:12 UTC
UECKER DARRINDirector · CEO and President
OtherCommon Stock 1,284 $7.01 $9,000.84
Disclosure

SEC source: 0001209191-21-005359 · doc4.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,893

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherWarrant (right to buy) · Derivative 19 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · derivative · entry 9

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 0

Underlying: Common Stock · 19 shares

Expires 2025-06-15

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherWarrant (right to buy) · Derivative 19 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · derivative · entry 8

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 0

Underlying: Common Stock · 19 shares

Expires 2025-06-15

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherWarrant (right to buy) · Derivative 19 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · derivative · entry 7

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 0

Underlying: Common Stock · 19 shares

Expires 2025-06-15

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherWarrant (right to buy) · Derivative 107 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · derivative · entry 6

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

Underlying: Common Stock · 107 shares

Expires 2025-06-15

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherCommon Stock 19 $7.01 $133.19
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · nonDerivative · entry 5

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 591

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherCommon Stock 19 $7.01 $133.19
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · nonDerivative · entry 4

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 591

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherCommon Stock 19 $7.01 $133.19
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · nonDerivative · entry 3

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate family member

Disclosed balance after: 591

Read SEC document
January 20, 2021 Filed Jan 27, 2021 21:02 UTC OtherCommon Stock 107 $7.01 $750.07
Disclosure

SEC source: 0001209191-21-005805 · doc4.xml · nonDerivative · entry 2

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,321

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:32 UTC OtherWarrant (right to buy) · Derivative 307 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001209191-21-004669 · doc4.xml · derivative · entry 6

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 0

Underlying: Common Stock · 307 shares

Expires 2025-06-15

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:32 UTC OtherCommon Stock 307 $7.01 $2,152.07
Disclosure

SEC source: 0001209191-21-004669 · doc4.xml · nonDerivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 107,074

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.