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Nasdaq · USD

PLSE

PULSE BIOSCIENCES, INC.

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Tapewire entity
1151
SEC CIK
0001625101
Parsed reports
222

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202630
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2024 Filed Jul 9, 2024 13:16 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseWarrant (right to buy) · Derivative 2,593,912 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022358 · rdgdoc.xml · derivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,593,912

Underlying: Common Stock · 2,593,912 shares

Expires 2029-07-03

F2 · derivative.exercise_price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:16 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 49,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022358 · rdgdoc.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 2

Disclosed balance after: 400,877

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F4 · ownership.nature: Shares and warrants are held by Blazon Corporation, of which the Reporting Person is the sole shareholder.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:16 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 69,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022358 · rdgdoc.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 1

Disclosed balance after: 561,089

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F3 · ownership.nature: Shares and warrants are held by Genius 24C Inc., of which the Reporting Person is the sole shareholder.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:16 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 5,187,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022358 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,172,003

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:20 UTC PurchaseWarrant (right to buy) · Derivative 30,121 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022360 · rdgdoc.xml · derivative · entry 6

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,121

Underlying: Common Stock · 30,121 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:20 UTC PurchaseWarrant (right to buy) · Derivative 30,121 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022360 · rdgdoc.xml · derivative · entry 5

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,121

Underlying: Common Stock · 30,121 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:20 UTC OtherCommon Stock 60,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022360 · rdgdoc.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 665,153

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:12 UTC
Danahy Kevin PatrickChief Commercial Officer
PurchaseWarrant (right to buy) · Derivative 325 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022356 · rdgdoc.xml · derivative · entry 3

Danahy Kevin Patrick · CIK 0001913245 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325

Underlying: Common Stock · 325 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:12 UTC
Danahy Kevin PatrickChief Commercial Officer
PurchaseWarrant (right to buy) · Derivative 325 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022356 · rdgdoc.xml · derivative · entry 2

Danahy Kevin Patrick · CIK 0001913245 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325

Underlying: Common Stock · 325 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 13:12 UTC
Danahy Kevin PatrickChief Commercial Officer
OtherCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022356 · rdgdoc.xml · nonDerivative · entry 1

Danahy Kevin Patrick · CIK 0001913245 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,537

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:33 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 16,247 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021125 · rdgdoc.xml · derivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,247

Underlying: Common Stock · 16,247 shares

Expires 2034-06-06

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 5, 2024.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:33 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021125 · rdgdoc.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on July 6, 2024.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:38 UTC GrantStock Option (right to buy) · Derivative 11,649 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021129 · rdgdoc.xml · derivative · entry 2

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,649

Underlying: Common Stock · 11,649 shares

Expires 2034-06-06

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 5, 2024.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:38 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021129 · rdgdoc.xml · derivative · entry 1

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on July 6, 2024.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:40 UTC GrantStock Option (right to buy) · Derivative 8,247 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021131 · rdgdoc.xml · derivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,247

Underlying: Common Stock · 8,247 shares

Expires 2034-06-06

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 5, 2024.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:40 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021131 · rdgdoc.xml · derivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on July 6, 2024.

Read SEC document
June 06, 2024 Filed Jun 24, 2024 23:35 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001437749-24-021127 · rdgdoc.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on July 6, 2024.

Read SEC document
May 20, 2024 Filed May 22, 2024 14:07 UTC
Barrett Burke ThomasDirector · President and CEO
PurchaseCommon Stock 10,000 $8.56 $85,600.00
Disclosure

SEC source: 0001437749-24-017966 · rdgdoc.xml · nonDerivative · entry 1

Barrett Burke Thomas · CIK 0002023875 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: Volume-weighted average price.

Read SEC document
May 12, 2024 Filed Jun 24, 2024 19:31 UTC
Barrett Burke ThomasDirector · President and CEO
GrantStock Option (right to buy) · Derivative 700,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001437749-24-021123 · rdgdoc.xml · derivative · entry 2

Barrett Burke Thomas · CIK 0002023875 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2034-05-12

F2 · derivative.exercise_date: The shares subject to this option are subject to five tranches of performance-based vesting criteria tied to Issuer's market capitalization, with no vesting until the Issuer's market capitalization exceeds $1 billion, in all cases, subject to the Reporting Person's continued service through each vesting milestone.

Read SEC document
May 12, 2024 Filed Jun 24, 2024 19:31 UTC
Barrett Burke ThomasDirector · President and CEO
GrantStock Option (right to buy) · Derivative 700,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001437749-24-021123 · rdgdoc.xml · derivative · entry 1

Barrett Burke Thomas · CIK 0002023875 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2034-05-12

F1 · derivative.exercise_date: The shares will vest in four equal annual installments on each of the first four annual anniversaries of the grant date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:37 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 17,999 $9.15 $164,690.85
Disclosure

SEC source: 0001437749-23-034484 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,984,179

F1 · price: Volume-weighted average price.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 23:03 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 90,118 $9.36 $843,504.48
Disclosure

SEC source: 0001437749-23-034371 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,966,180

F1 · price: Volume-weighted average price.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:28 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 116,656 $9.54 $1,112,898.24
Disclosure

SEC source: 0001437749-23-034250 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,876,062

F1 · price: Volume-weighted average price.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:13 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 74,852 $9.19 $687,889.88
Disclosure

SEC source: 0001437749-23-034104 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,759,406

F1 · price: Volume-weighted average price.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 00:38 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 9,933 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001437749-23-034041 · rdgdoc.xml · derivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,933 shares

Expires 2033-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a quarterly basis following the Company's 2023 Annual Stockholder Meeting.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 00:38 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 82,813 $9.06 $750,285.78
Disclosure

SEC source: 0001437749-23-034041 · rdgdoc.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,684,554

F1 · price: Volume-weighted average price.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 00:38 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionCommon Stock 9,933 $5.95 $59,101.35
Disclosure

SEC source: 0001437749-23-034041 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,601,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 01:34 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 66,021 $9.34 $616,636.14
Disclosure

SEC source: 0001437749-23-033920 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 351,565

F1 · price: Volume-weighted average price.

F2 · ownership.nature: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:54 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,347 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001437749-23-033803 · rdgdoc.xml · derivative · entry 6

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,347 shares

Expires 2030-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a quarterly basis following the Company's 2020 Annual Stockholder Meeting.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:54 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001437749-23-033803 · rdgdoc.xml · derivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2030-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a monthly basis following the Company's 2020 Annual Stockholder Meeting.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:54 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 27,000 $10.38 $280,260.00
Disclosure

SEC source: 0001437749-23-033803 · rdgdoc.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 285,544

F1 · price: Volume-weighted average price.

F2 · ownership.nature: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:54 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionCommon Stock 20,347 $10.66 $216,899.02
Disclosure

SEC source: 0001437749-23-033803 · rdgdoc.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,591,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:54 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionCommon Stock 20,000 $10.66 $213,200.00
Disclosure

SEC source: 0001437749-23-033803 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,571,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 01:31 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 45,600 $9.07 $413,592.00
Disclosure

SEC source: 0001437749-23-033705 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 258,544

F1 · price: Volume-weighted average price.

F2 · ownership.nature: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.

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November 30, 2023 Filed Dec 5, 2023 00:37 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 152,944 $9.06 $1,385,672.64
Disclosure

SEC source: 0001437749-23-033556 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 212,944

F1 · price: Volume-weighted average price.

F2 · ownership.nature: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:36 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 1,667 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001437749-23-033434 · rdgdoc.xml · derivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,667 shares

Expires 2033-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting.

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November 29, 2023 Filed Dec 2, 2023 00:36 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 60,000 $9.21 $552,600.00
Disclosure

SEC source: 0001437749-23-033434 · rdgdoc.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 60,000

F1 · price: Volume-weighted average price.

F2 · ownership.nature: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:36 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 158,600 $9.44 $1,497,184.00
Disclosure

SEC source: 0001437749-23-033434 · rdgdoc.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,551,461

F1 · price: Volume-weighted average price.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:36 UTC
DUGGAN ROBERT WDirector · 10% owner
Exercise / conversionCommon Stock 1,667 $5.95 $9,918.65
Disclosure

SEC source: 0001437749-23-033434 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,392,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 00:25 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 124,397 $8.98 $1,117,085.06
Disclosure

SEC source: 0001437749-23-033276 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,391,194

F1 · price: Volume-weighted average price.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 01:56 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 10,000 $6.11 $61,100.00
Disclosure

SEC source: 0001437749-23-032670 · rdgdoc.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,266,797

Read SEC document
November 17, 2023 Filed Nov 21, 2023 01:56 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 10,000 $6.09 $60,900.00
Disclosure

SEC source: 0001437749-23-032670 · rdgdoc.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,256,797

Read SEC document
November 17, 2023 Filed Nov 21, 2023 01:56 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 241 $6.10 $1,470.10
Disclosure

SEC source: 0001437749-23-032670 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,246,797

Read SEC document
November 16, 2023 Filed Nov 17, 2023 14:11 UTC
Danahy Kevin PatrickChief Executive Officer
PurchaseCommon Stock 12 $6.50 $78.00
Disclosure

SEC source: 0001437749-23-032410 · rdgdoc.xml · nonDerivative · entry 3

Danahy Kevin Patrick · CIK 0001913245 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,887

Read SEC document
November 16, 2023 Filed Nov 17, 2023 14:11 UTC
Danahy Kevin PatrickChief Executive Officer
PurchaseCommon Stock 600 $6.51 $3,906.00
Disclosure

SEC source: 0001437749-23-032410 · rdgdoc.xml · nonDerivative · entry 2

Danahy Kevin Patrick · CIK 0001913245 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,875

Read SEC document
November 16, 2023 Filed Nov 17, 2023 14:11 UTC
Danahy Kevin PatrickChief Executive Officer
PurchaseCommon Stock 4,781 $6.52 $31,171.64
Disclosure

SEC source: 0001437749-23-032410 · rdgdoc.xml · nonDerivative · entry 1

Danahy Kevin Patrick · CIK 0001913245 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,275

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC
Levinson Mitchell E.Chief Strategy Officer
PurchaseCommon Stock 1,039 $6.13 $6,372.39
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 10

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member (4)

Disclosed balance after: 1,039

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC
Levinson Mitchell E.Chief Strategy Officer
PurchaseCommon Stock 2,400 $5.80 $13,926.24
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 9

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (3)

Disclosed balance after: 3,234

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC
Levinson Mitchell E.Chief Strategy Officer
PurchaseCommon Stock 100 $5.90 $590.00
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 8

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (3)

Disclosed balance after: 834

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC
Levinson Mitchell E.Chief Strategy Officer
PurchaseCommon Stock 2,400 $5.85 $14,029.68
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 7

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (2)

Disclosed balance after: 3,234

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.