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Nasdaq · USD

PLSE

PULSE BIOSCIENCES, INC.

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Tapewire entity
1151
SEC CIK
0001625101
Parsed reports
222

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202630
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2017 Filed Aug 4, 2017 21:46 UTC PurchaseCommon Stock 9,500 $23.89 $226,955.00
Disclosure

SEC source: 0001209191-17-047762 · doc4.xml · nonDerivative · entry 3

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,725

F3 · price: This is the weighted average purchase price of the shares, which ranged from $23.80 to $24.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 21:46 UTC PurchaseCommon Stock 6,000 $23.23 $139,362.00
Disclosure

SEC source: 0001209191-17-047762 · doc4.xml · nonDerivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,225

F2 · price: This is the weighted average purchase price of the shares, which ranged from $22.80 to $23.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 38,290 $25.12 $961,883.09
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 7

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318,730

F7 · price: This is the weighted average purchase price of the shares, which ranged from $24.89 to $25.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 14,710 $24.37 $358,512.12
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 6

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280,440

F6 · price: This is the weighted average purchase price of the shares, which ranged from $23.885 to $24.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 21:46 UTC PurchaseCommon Stock 8,290 $25.15 $208,468.63
Disclosure

SEC source: 0001209191-17-047762 · doc4.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,225

F1 · price: This is the weighted average purchase price of the shares, which ranged from $24.97 to $25.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 6,868 $24.02 $164,955.62
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265,730

F5 · price: This is the weighted average purchase price of the shares, which ranged from $24.00 to $24.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 80,618 $23.48 $1,892,588.17
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258,862

F4 · price: This is the weighted average purchase price of the shares, which ranged from $22.998 to $23.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 8,000 $22.75 $181,984.00
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,178,244

F3 · price: This is the weighted average purchase price of the shares, which ranged from $21.94 to $22.939 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 17,010 $20.95 $356,274.45
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170,244

F2 · price: This is the weighted average purchase price of the shares, which ranged from $20.646 to $21.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:36 UTC PurchaseCommon Stock 42,990 $20.20 $868,398.00
Disclosure

SEC source: 0001209191-17-047540 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153,234

F1 · price: This is the weighted average purchase price of the shares, which ranged from $19.64 to $20.626 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:07 UTC
UECKER DARRINDirector · CEO and President
GrantStock Option (right to buy) · Derivative 195,000 $0.00 Strike: $30.99 $0.00
Disclosure

SEC source: 0001209191-17-038858 · doc4.xml · derivative · entry 3

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2027-06-07

F3 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a four year period that began on February 15, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:07 UTC
UECKER DARRINDirector · CEO and President
GrantStock Option (right to buy) · Derivative 187,286 $0.00 Strike: $30.99 $0.00
Disclosure

SEC source: 0001209191-17-038858 · doc4.xml · derivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,286

Underlying: Common Stock · 187,286 shares

Expires 2027-06-07

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a four year period that began on June 21, 2016, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:07 UTC
UECKER DARRINDirector · CEO and President
GrantCommon Stock 160,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038858 · doc4.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,974

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on June 1, 2018, subject to the Reporting Person's continued service as of that date.

Read SEC document
May 23, 2017 Filed May 25, 2017 00:03 UTC PurchaseCommon Stock 2,000 $28.07 $56,148.00
Disclosure

SEC source: 0001209191-17-035160 · doc4.xml · nonDerivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,110,244

F5 · price: This is the weighted average purchase price of the shares, which ranged from $28.035 to $28.182 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 23, 2017 Filed May 25, 2017 00:03 UTC PurchaseCommon Stock 28,600 $27.63 $790,160.80
Disclosure

SEC source: 0001209191-17-035160 · doc4.xml · nonDerivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108,244

F4 · price: This is the weighted average purchase price of the shares, which ranged from $27.19 to $28.014 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 23, 2017 Filed May 25, 2017 00:03 UTC PurchaseCommon Stock 18,600 $26.69 $496,396.80
Disclosure

SEC source: 0001209191-17-035160 · doc4.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,079,644

F3 · price: This is the weighted average purchase price of the shares, which ranged from $26.172 to $27.082 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:03 UTC PurchaseCommon Stock 6,800 $26.67 $181,335.60
Disclosure

SEC source: 0001209191-17-035160 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061,044

F2 · price: This is the weighted average purchase price of the shares, which ranged from $26.46 to $26.819 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:03 UTC PurchaseCommon Stock 27,928 $26.15 $730,289.27
Disclosure

SEC source: 0001209191-17-035160 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054,244

F1 · price: This is the weighted average purchase price of the shares, which ranged from $25.45 to $26.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 16, 2017 Filed May 18, 2017 16:08 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $27.14 $0.00
Disclosure

SEC source: 0001209191-17-033571 · doc4.xml · derivative · entry 1

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period that will begin on June 1, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2017 Filed May 18, 2017 16:07 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $27.14 $0.00
Disclosure

SEC source: 0001209191-17-033570 · doc4.xml · derivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period that will begin on June 1, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2017 Filed May 18, 2017 16:09 UTC
Dow Brian BCFO & SVP Admin. and Finance
GrantStock Option (right to buy) · Derivative 95,000 $0.00 Strike: $27.14 $0.00
Disclosure

SEC source: 0001209191-17-033575 · doc4.xml · derivative · entry 1

Dow Brian B · CIK 0001453424 · CFO & SVP Admin. and Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2027-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a four year period that began on February 15, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:40 UTC
LEVANDE ROBERTDirector · Chairman of the Board
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $27.14 $0.00
Disclosure

SEC source: 0001209191-17-033763 · doc4.xml · derivative · entry 1

LEVANDE ROBERT · CIK 0001240092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period that will begin on June 1, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:08 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $27.14 $0.00
Disclosure

SEC source: 0001209191-17-033573 · doc4.xml · derivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period that will begin on June 1, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:05 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $27.14 $0.00
Disclosure

SEC source: 0001209191-17-033568 · doc4.xml · derivative · entry 1

Greenberg Robert J. · CIK 0001625594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period that will begin on June 1, 2017, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 12, 2017 Filed May 12, 2017 18:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001209191-17-032134 · doc4.xml · derivative · entry 4

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,655

Underlying: Common Stock · 10,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a three year period commencing on June 1, 2015 and ending on March 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 12, 2017 Filed May 12, 2017 18:17 UTC SaleCommon Stock 5,000 $24.90 $124,500.00
Disclosure

SEC source: 0001209191-17-032134 · doc4.xml · nonDerivative · entry 3

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 12, 2017 Filed May 12, 2017 18:17 UTC SaleCommon Stock 5,000 $23.90 $119,500.00
Disclosure

SEC source: 0001209191-17-032134 · doc4.xml · nonDerivative · entry 2

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 12, 2017 Filed May 12, 2017 18:17 UTC Exercise / conversionCommon Stock 10,000 $2.67 $26,700.00
Disclosure

SEC source: 0001209191-17-032134 · doc4.xml · nonDerivative · entry 1

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 11, 2017 22:15 UTC PurchaseCommon Stock 7,500 $21.52 $161,377.50
Disclosure

SEC source: 0001209191-17-031602 · doc4.xml · nonDerivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,026,316

F4 · price: This is the weighted average purchase price of the shares, which ranged from $21.47 to $21.737 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 11, 2017 Filed May 11, 2017 22:15 UTC PurchaseCommon Stock 10,100 $20.55 $207,544.90
Disclosure

SEC source: 0001209191-17-031602 · doc4.xml · nonDerivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018,816

F3 · price: This is the weighted average purchase price of the shares, which ranged from $20.451 to $20.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 11, 2017 Filed May 12, 2017 00:03 UTC PurchaseCommon Stock 15,000 $20.84 $312,540.00
Disclosure

SEC source: 0001209191-17-031672 · doc4.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,935

F1 · price: This is the weighted average purchase price of the shares, which ranged from $20.66 to $20.945 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 10, 2017 Filed May 10, 2017 23:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001209191-17-031418 · doc4.xml · derivative · entry 4

Greenberg Robert J. · CIK 0001625594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,655

Underlying: Common Stock · 25,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a three year period that commenced on June 1, 2015 and will end on Marcn 1, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 10, 2017 Filed May 10, 2017 23:55 UTC SaleCommon Stock 2,820 $21.87 $61,664.94
Disclosure

SEC source: 0001209191-17-031418 · doc4.xml · nonDerivative · entry 3

Greenberg Robert J. · CIK 0001625594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This is the weighted average purchase price of the shares, which ranged from $21.77 to $21.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 10, 2017 Filed May 10, 2017 23:55 UTC SaleCommon Stock 22,180 $21.03 $466,445.40
Disclosure

SEC source: 0001209191-17-031418 · doc4.xml · nonDerivative · entry 2

Greenberg Robert J. · CIK 0001625594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

F1 · price: This is the weighted average purchase price of the shares, which ranged from $20.62 to $21.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 10, 2017 Filed May 10, 2017 23:55 UTC Exercise / conversionCommon Stock 25,000 $2.67 $66,750.00
Disclosure

SEC source: 0001209191-17-031418 · doc4.xml · nonDerivative · entry 1

Greenberg Robert J. · CIK 0001625594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 00:03 UTC PurchaseCommon Stock 5,000 $21.71 $108,545.00
Disclosure

SEC source: 0001209191-17-031672 · doc4.xml · nonDerivative · entry 3

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dependent Minor

Disclosed balance after: 85,474

F3 · price: This is the weighted average purchase price of the shares, which ranged from $20.99 to $21.921 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 09, 2017 Filed May 11, 2017 22:15 UTC PurchaseCommon Stock 19,489 $21.47 $418,350.87
Disclosure

SEC source: 0001209191-17-031602 · doc4.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008,716

F2 · price: This is the weighted average purchase price of the shares, which ranged from $21.153 to $21.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 09, 2017 Filed May 11, 2017 22:15 UTC PurchaseCommon Stock 5,000 $20.07 $100,360.00
Disclosure

SEC source: 0001209191-17-031602 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,989,227

Read SEC document
May 09, 2017 Filed May 11, 2017 22:15 UTC PurchaseCommon Stock 1,300 $19.43 $25,256.40
Disclosure

SEC source: 0001209191-17-031602 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984,227

F1 · price: This is the weighted average purchase price of the shares, which ranged from $18.98 to $19.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:03 UTC PurchaseCommon Stock 33,760 $20.16 $680,500.32
Disclosure

SEC source: 0001209191-17-031672 · doc4.xml · nonDerivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dependent Minor

Disclosed balance after: 80,474

F2 · price: This is the weighted average purchase price of the shares, which ranged from $19.885 to $20.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
May 08, 2017 Filed May 10, 2017 17:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001209191-17-031389 · doc4.xml · derivative · entry 3

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,655

Underlying: Common Stock · 15,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a three year period commencing on June 1, 2015 and ending on March 1, 2018, subject to the Reporting Person's continued service through each vesting date.

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May 08, 2017 Filed May 10, 2017 17:58 UTC SaleCommon Stock 15,000 $22.49 $337,320.00
Disclosure

SEC source: 0001209191-17-031389 · doc4.xml · nonDerivative · entry 2

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This is the weighted average purchase price of the shares, which ranged from $22.00 to $23.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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May 08, 2017 Filed May 10, 2017 17:58 UTC Exercise / conversionCommon Stock 15,000 $2.67 $40,050.00
Disclosure

SEC source: 0001209191-17-031389 · doc4.xml · nonDerivative · entry 1

Thaure Thierry B. · CIK 0001674555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 02, 2017 Filed May 3, 2017 00:51 UTC PurchaseCommon Stock 5,000 $23.40 $117,000.00
Disclosure

SEC source: 0001209191-17-029465 · doc4.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982,927

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May 01, 2017 Filed May 3, 2017 00:51 UTC PurchaseCommon Stock 19,348 $23.81 $460,714.58
Disclosure

SEC source: 0001209191-17-029465 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977,927

F1 · price: This is the weighted average purchase price of the shares, which ranged from $23.362 to $23.989 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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April 28, 2017 Filed May 3, 2017 00:51 UTC PurchaseCommon Stock 35,000 $24.00 $840,000.00
Disclosure

SEC source: 0001209191-17-029465 · doc4.xml · nonDerivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,000

F2 · ownership.nature: Shares are held by Genius Accelerated LLC, of which the Reporting Person is the sole member and beneficiary.

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April 28, 2017 Filed May 3, 2017 00:51 UTC PurchaseCommon Stock 25,000 $23.85 $596,250.00
Disclosure

SEC source: 0001209191-17-029465 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958,579

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April 27, 2017 Filed Apr 28, 2017 01:14 UTC PurchaseCommon Stock 200 $22.95 $4,590.00
Disclosure

SEC source: 0001209191-17-028533 · doc4.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933,579

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April 26, 2017 Filed Apr 28, 2017 01:14 UTC PurchaseCommon Stock 10,000 $24.47 $244,690.00
Disclosure

SEC source: 0001209191-17-028533 · doc4.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933,379

F2 · price: This is the weighted average purchase price of the shares, which ranged from $24.45 to $24.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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April 25, 2017 Filed Apr 28, 2017 01:14 UTC PurchaseCommon Stock 25,187 $24.94 $628,113.41
Disclosure

SEC source: 0001209191-17-028533 · doc4.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923,379

F1 · price: This is the weighted average purchase price of the shares, which ranged from $24.841 to $24.978 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.