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Nasdaq · USD

PLMR

Palomar Holdings, Inc.

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4132
SEC CIK
0001761312
Parsed reports
489

Last 12 months

Inside the activity.

1 purchase rows · 93 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202508
Jan 2026027
Feb 2026011
Mar 202604
Apr 202608
May 202605
Jun 202604
Jul 2026011
Aug 202606
Sep 202612
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2020 Filed May 27, 2020 23:54 UTC
Uchida T ChristopherChief Financial Officer
SaleCommon Stock 600 $61.24 $36,744.00
Disclosure

SEC source: 0001104659-20-066555 · a4.xml · nonDerivative · entry 1

Uchida T Christopher · CIK 0001772379 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,160

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: These shares were sold in multiple transactions all at a price of $61.24.

F3 · balance_after: Includes 808 shares of Common Stock purchased pursuant to the Issuer's Employee Stock Purchase Plan (ESPP).

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May 22, 2020 Filed May 27, 2020 23:53 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 12,500 $62.07 $775,826.25
Disclosure

SEC source: 0001104659-20-066554 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 800,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.65 to $63.54, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 22, 2020 Filed May 27, 2020 23:53 UTC SaleCommon Stock 5,000 $62.07 $310,368.50
Disclosure

SEC source: 0001104659-20-066553 · a4.xml · nonDerivative · entry 2

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.99 to $63.13, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 19, 2020 Filed May 21, 2020 20:53 UTC SaleCommon Stock 72,253 $61.11 $4,415,380.83
Disclosure

SEC source: 0001140361-20-012190 · form4.xml · nonDerivative · entry 2

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,408,405

F4 · shares: Represents all of the shares of common stock held directly and sold by Stargen V.

F5 · balance_after: Represents 2,408,405 shares of common stock held directly by Genstar V following the transaction.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F6 · ownership.nature: Genstar V Ltd. is the general partner of Genstar V GP, which in turn is the general partner of each of Genstar V and Stargen V.

F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 19, 2020 Filed May 21, 2020 20:53 UTC SaleCommon Stock 1,063,139 $61.11 $64,968,424.29
Disclosure

SEC source: 0001140361-20-012190 · form4.xml · nonDerivative · entry 1

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F2 · shares: Represents all of the shares of common stock held directly and sold by the following entities: 984,934 shares sold by Genstar VI; 40,723 shares sold by Genstar VI DEL; and 37,482 shares sold by Stargen VI.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F3 · ownership.nature: Genstar VI Ltd. is the general partner of Genstar VI GP, which in turn is the general partner of each of Genstar VI, Genstar VI DEL and Stargen VI.

F7 · ownership.nature: James Ryan Clark is, and continues to be following the transactions reported herein, a director of the Issuer. Mr. Clark is also a director of each of Genstar VI Ltd. and Genstar V Ltd. and does not directly or beneficially own any equity securities of the Issuer.

F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 06, 2020 Filed May 8, 2020 01:05 UTC
Christianson JonChief Operating Officer
SaleCommon Stock 1,500 $61.00 $91,500.00
Disclosure

SEC source: 0001104659-20-058311 · a4.xml · nonDerivative · entry 1

Christianson Jon · CIK 0001772607 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · shares: These shares were sold in multiple transactions all at a price of $61.00.

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April 30, 2020 Filed May 6, 2020 21:14 UTC
Bold WilliamChief Strategy Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $58.50 $0.00
Disclosure

SEC source: 0001104659-20-057624 · a4.xml · derivative · entry 1

Bold William · CIK 0001811264 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-04-30

F1 · derivative.exercise_date: Twenty-five percent (25%) of the option shares shall vest and become exercisable on April 30, 2021 and the remaining option shares shall thereafter vest and become exercisable in equal monthly installments over the subsequent thirty-six (36) month period.

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April 22, 2020 Filed Apr 24, 2020 22:26 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 12,500 $59.70 $746,223.75
Disclosure

SEC source: 0001104659-20-051121 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 812,888

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $61.78, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 22, 2020 Filed May 27, 2020 23:53 UTC SaleCommon Stock 5,000 $59.63 $298,159.50
Disclosure

SEC source: 0001104659-20-066553 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.15 to $61.64, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 16, 2020 Filed Apr 21, 2020 01:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-20-048878 · a4.xml · derivative · entry 3

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,811

Underlying: Common Stock · 10,000 shares

Expires 2029-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal successive monthly installments thereafter.

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April 16, 2020 Filed Apr 21, 2020 01:23 UTC SaleCommon Stock 10,000 $54.77 $547,735.00
Disclosure

SEC source: 0001104659-20-048878 · a4.xml · nonDerivative · entry 2

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.54 to $56.75, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 16, 2020 Filed Apr 21, 2020 01:23 UTC Exercise / conversionCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001104659-20-048878 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 23:46 UTC
Christianson JonChief Operating Officer
SaleCommon Stock 1,500 $50.55 $75,825.00
Disclosure

SEC source: 0001104659-20-045624 · a4.xml · nonDerivative · entry 1

Christianson Jon · CIK 0001772607 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,270

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · shares: These shares were sold in multiple transactions all at a price of $50.55.

F3 · balance_after: Includes 675 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan.

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March 23, 2020 Filed Mar 25, 2020 21:16 UTC SaleCommon Stock 5,000 $45.12 $225,605.50
Disclosure

SEC source: 0001104659-20-038364 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.05 to $47.73, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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March 23, 2020 Filed Mar 25, 2020 21:15 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 12,500 $45.27 $565,931.25
Disclosure

SEC source: 0001104659-20-038361 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 825,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.04 to $47.75, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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March 19, 2020 Filed Mar 23, 2020 20:00 UTC PurchaseCommon Stock 600 $40.25 $24,150.00
Disclosure

SEC source: 0001104659-20-037441 · a4.xml · nonDerivative · entry 1

DOWDELL ROBERT E · CIK 0001216302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163

F1 · balance_after: The amount reported reflects 1,563 Restricted Stock Units (RSUs) previously granted to the Reporting Person.

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February 21, 2020 Filed Feb 25, 2020 02:44 UTC SaleCommon Stock 5,000 $59.23 $296,169.50
Disclosure

SEC source: 0001104659-20-024414 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.25 to $60.36, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 02:44 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 12,500 $59.36 $741,982.50
Disclosure

SEC source: 0001104659-20-024413 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 837,888

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.16 to $61.185, inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:20 UTC GrantStock Option (right to buy) · Derivative 1,722 $0.00 Strike: $58.06 $0.00
Disclosure

SEC source: 0001104659-20-022047 · a4.xml · derivative · entry 2

Notaras Martha · CIK 0001803071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

Underlying: Common Stock · 1,722 shares

Expires 2030-02-12

F2 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on February 12, 2021 and the remaining option shares vest and become exercisable in twelve (12) equal successive monthly installments thereafter.

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February 12, 2020 Filed Feb 14, 2020 22:20 UTC GrantCommon Stock (RSUs) 125 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022047 · a4.xml · nonDerivative · entry 1

Notaras Martha · CIK 0001803071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

F1 · shares: The Restricted Stock Units (RSUs) will vest in full on the first anniversary of the grant date.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 00:43 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 30,000 $55.18 $1,655,400.00
Disclosure

SEC source: 0001104659-20-008234 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 850,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.6400, inclusive. The reporting person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:04 UTC SaleCommon Stock 525,000 $47.29 $24,824,625.00
Disclosure

SEC source: 0001104659-20-007720 · a4.xml · nonDerivative · entry 2

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,480,658

F5 · shares: Represents shares of common stock held directly and sold by the following entities: 509,709 shares sold by Genstar V; and 15,291 shares sold by Stargen V.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F4 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 2,408,405 shares held by Genstar V; and 72,253 shares held by Stargen V. Genstar V Ltd. is the general partner of Genstar V GP, which in turn is the general partner of each of Genstar V and Stargen V.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:04 UTC SaleCommon Stock 225,000 $47.29 $10,639,125.00
Disclosure

SEC source: 0001104659-20-007720 · a4.xml · nonDerivative · entry 1

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,063,139

F3 · shares: Represents shares of common stock held directly and sold by the following entities: 208,449 shares sold by Genstar VI; 8,618 shares sold by Genstar VI DEL; and 7,933 shares sold by Stargen VI.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F2 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 984,934 shares held by Genstar VI; 40,723 shares held by Genstar VI DEL; and 37,482 shares held by Stargen VI. Genstar VI Ltd. is the general partner of Genstar VI GP, which in turn is the general partner of each of Genstar VI, Genstar VI DEL and Stargen VI.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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January 23, 2020 Filed Jan 25, 2020 00:35 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 12,500 $51.88 $648,551.25
Disclosure

SEC source: 0001104659-20-006854 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 880,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.0843 to $52.8310, inclusive. The reporting person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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January 23, 2020 Filed Jan 25, 2020 00:35 UTC SaleCommon Stock 5,000 $51.87 $259,363.50
Disclosure

SEC source: 0001104659-20-006853 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.1181 to $52.9444, inclusive. The reporting person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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January 14, 2020 Filed Jan 15, 2020 00:09 UTC SaleCommon Stock 2,963,100 $47.29 $140,110,183.50
Disclosure

SEC source: 0001104659-20-004023 · a4.xml · nonDerivative · entry 2

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,005,658

F5 · shares: Represents shares of common stock held directly and sold by the following entities: 2,876,796 shares sold by Genstar V; and 86,304 shares sold by Stargen V.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F4 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 2,918,114 shares held by Genstar V; and 87,544 shares held by Stargen V. Genstar V Ltd. is the general partner of Genstar V GP, which in turn is the general partner of each of Genstar V and Stargen V.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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January 14, 2020 Filed Jan 15, 2020 00:09 UTC SaleCommon Stock 1,269,900 $47.29 $60,047,221.50
Disclosure

SEC source: 0001104659-20-004023 · a4.xml · nonDerivative · entry 1

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,288,139

F3 · shares: Represents shares of common stock held directly and sold by the following entities: 1,176,486 shares sold by Genstar VI; 48,642 shares sold by Genstar VI DEL; and 44,772 shares sold by Stargen VI.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F2 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 1,193,383 shares held by Genstar VI; 49,341 shares held by Genstar VI DEL; and 45,415 shares held by Stargen VI. Genstar VI Ltd. is the general partner of Genstar VI GP, which in turn is the general partner of each of Genstar VI, Genstar VI DEL and Stargen VI.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 19:02 UTC SaleCommon Stock 17,000 $47.29 $803,845.00
Disclosure

SEC source: 0001104659-20-004404 · a4.xml · nonDerivative · entry 1

ESTES GEORGE L III · CIK 0001198962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,247

Read SEC document
January 02, 2020 Filed Jan 3, 2020 17:15 UTC SaleCommon Stock 20,000 $47.58 $951,506.00
Disclosure

SEC source: 0001104659-20-000973 · a4.xml · nonDerivative · entry 1

DOWDELL ROBERT E · CIK 0001216302 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by RGD Partners, L.P.

Disclosed balance after: 100,039

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.51 to $50.60, inclusive. The reporting person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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December 30, 2019 Filed Dec 31, 2019 22:16 UTC SaleCommon Stock 5,000 $48.68 $243,416.00
Disclosure

SEC source: 0001104659-19-077371 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 22:15 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 27,500 $48.68 $1,338,730.25
Disclosure

SEC source: 0001104659-19-077370 · a4.xml · nonDerivative · entry 2

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 892,888

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.4840 to $50.3022, inclusive. The reporting person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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December 30, 2019 Filed Dec 31, 2019 22:15 UTC
Armstrong MacDirector · Chief Executive Officer
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-077370 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 920,388

Read SEC document
October 02, 2019 Filed Oct 2, 2019 20:33 UTC SaleCommon Stock 551,250 $35.04 $19,315,800.00
Disclosure

SEC source: 0001104659-19-052578 · a4.xml · nonDerivative · entry 2

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,968,758

F5 · shares: Represents shares of common stock held directly and sold by the following entities: 535,194 shares sold by Genstar V; and 16,056 shares sold by Stargen V.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F4 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 5,794,910 shares held by Genstar V; and 173,848 shares held by Stargen V. Genstar V Ltd. is the general partner of Genstar V GP, which in turn is the general partner of each of Genstar V and Stargen V.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
October 02, 2019 Filed Oct 2, 2019 20:33 UTC SaleCommon Stock 236,250 $35.04 $8,278,200.00
Disclosure

SEC source: 0001104659-19-052578 · a4.xml · nonDerivative · entry 1

Genstar VI GP AIV Ltd. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, L.P. · CIK 0001772628 · 10% owner

Genstar V GP AIV Ltd. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, L.P. · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,558,039

F3 · shares: Represents shares of common stock held directly and sold by the following entities: 218,871 shares sold by Genstar VI; 9,050 shares sold by Genstar VI DEL; and 8,329 shares sold by Stargen VI.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F2 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 2,369,869 shares held by Genstar VI; 97,983 shares held by Genstar VI DEL; and 90,187 shares held by Stargen VI. Genstar VI Ltd. is the general partner of Genstar VI GP, which in turn is the general partner of each of Genstar VI, Genstar VI DEL and Stargen VI.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 22:52 UTC SaleCommon Stock 3,607,450 $35.04 $126,405,048.00
Disclosure

SEC source: 0001104659-19-052100 · a4.xml · nonDerivative · entry 2

Genstar VI GP AIV LTD. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, LP · CIK 0001772628 · 10% owner

Genstar V GP AIV LTD. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, LP · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,520,008

F5 · shares: Represents shares of common stock held directly and sold by the following entities: 3,502,379 shares sold by Genstar V; and 105,071 shares sold by Stargen V.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F4 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 6,330,104 shares held by Genstar V; and 189,904 shares held by Stargen V. Genstar V Ltd. is the general partner of Genstar V GP, which in turn is the general partner of each of Genstar V and Stargen V.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 22:52 UTC SaleCommon Stock 1,546,050 $35.04 $54,173,592.00
Disclosure

SEC source: 0001104659-19-052100 · a4.xml · nonDerivative · entry 1

Genstar VI GP AIV LTD. · CIK 0001772564 · 10% owner

Genstar Capital VI AIV, L.P. · CIK 0001772562 · 10% owner

Genstar Capital Partners VI AIV, L.P. · CIK 0001772559 · 10% owner

Genstar Capital Partners VI AIV (DEL), L.P. · CIK 0001772557 · 10% owner

Stargen VI AIV, LP · CIK 0001772628 · 10% owner

Genstar V GP AIV LTD. · CIK 0001772563 · 10% owner

Genstar Capital V AIV, L.P. · CIK 0001772561 · 10% owner

Genstar Capital Partners V AIV, L.P. · CIK 0001772560 · 10% owner

Stargen V AIV, LP · CIK 0001772626 · 10% owner

Clark James Ryan · CIK 0001772377 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,794,289

F3 · shares: Represents shares of common stock held directly and sold by the following entities: 1,432,322 shares sold by Genstar VI; 59,221 shares sold by Genstar VI DEL; and 54,507 shares sold by Stargen VI.

F1 · ownership.nature: This report is filed by the following Reporting Persons: Genstar VI GP AIV Ltd. ("Genstar VI Ltd."); Genstar Capital VI AIV, L.P. ("Genstar VI GP"); Genstar Capital Partners VI AIV, L.P. ("Genstar VI"); Genstar Capital Partners VI AIV (DEL), L.P. ("Genstar VI DEL"); Stargen VI AIV, L.P. ("Stargen VI"); Genstar V GP AIV Ltd. ("Genstar V Ltd."); Genstar Capital V AIV, L.P. ("Genstar V GP"); Genstar Capital Partners V AIV, L.P. ("Genstar V"); Stargen V AIV, L.P. ("Stargen V"); and James Ryan Clark.

F2 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by the following entities following the transaction: 2,588,740 shares held by Genstar VI; 107,033 shares held by Genstar VI DEL; and 98,516 shares held by Stargen VI. Genstar VI Ltd. is the general partner of Genstar VI GP, which in turn is the general partner of each of Genstar VI, Genstar VI DEL and Stargen VI.

F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:41 UTC
Robinson Andrew TChief Underwriting Officer
SaleCommon Stock 15,000 $36.50 $547,500.00
Disclosure

SEC source: 0001104659-19-051868 · a4.xml · nonDerivative · entry 1

Robinson Andrew T · CIK 0001772636 · Chief Underwriting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,526

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:41 UTC
Christianson JonChief Operating Officer
SaleCommon Stock 6,500 $36.50 $237,250.00
Disclosure

SEC source: 0001104659-19-051867 · a4.xml · nonDerivative · entry 1

Christianson Jon · CIK 0001772607 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,095

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:41 UTC SaleCommon Stock 35,000 $36.50 $1,277,500.00
Disclosure

SEC source: 0001104659-19-051866 · a4.xml · nonDerivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,198

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:40 UTC
Armstrong MacDirector · Chief Executive Officer
SaleCommon Stock 40,000 $36.50 $1,460,000.00
Disclosure

SEC source: 0001104659-19-051865 · a4.xml · nonDerivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Armstrong Family Trust

Disclosed balance after: 930,388

Read SEC document
May 21, 2019 Filed May 23, 2019 20:13 UTC GrantStock Option (right to buy) · Derivative 4,262 $0.00 Strike: $23.46 $0.00
Disclosure

SEC source: 0001104659-19-031460 · a4.xml · derivative · entry 2

Fallon Catriona M. · CIK 0001649289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262

Underlying: Common Stock · 4,262 shares

Expires 2029-05-21

F2 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on May 21, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal successive monthly installments thereafter.

Read SEC document
May 21, 2019 Filed May 23, 2019 20:13 UTC GrantCommon Stock (RSUs) 1,065 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-031460 · a4.xml · nonDerivative · entry 1

Fallon Catriona M. · CIK 0001649289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

F1 · shares: The Restricted Stock Units (RSUs) will vest in full on the first anniversary of the grant date.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 17:02 UTC GrantCommon Stock (RSUs) 1,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-021981 · a4.xml · nonDerivative · entry 1

ESTES GEORGE L III · CIK 0001198962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,143

F1 · shares: The amount reported reflects Restricted Stock Units granted to the Reporting Person pursuant to the Issuer's 2019 Equity Incentive Plan, which will vest in full on the first anniversary of the grant date.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 17:02 UTC GrantCommon Stock (RSUs) 1,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-021983 · a4.xml · nonDerivative · entry 1

DOWDELL ROBERT E · CIK 0001216302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

F1 · shares: The amount reported reflects Restricted Stock Units granted to the Reporting Person pursuant to the Issuer's 2019 Equity Incentive Plan, which will vest in full on the first anniversary of the grant date.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:05 UTC GrantEmployee Stock Option (right to buy) · Derivative 122,811 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-19-021995 · a4.xml · derivative · entry 1

Fisher Heath A · CIK 0001772567 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,811

Underlying: Common Stock · 122,811 shares

Expires 2029-04-16

F1 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:04 UTC
Robinson Andrew TChief Underwriting Officer
GrantEmployee Stock Option (right to buy) · Derivative 49,125 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-19-021993 · a4.xml · derivative · entry 1

Robinson Andrew T · CIK 0001772636 · Chief Underwriting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,125

Underlying: Common Stock · 49,125 shares

Expires 2029-04-16

F1 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:04 UTC
Christianson JonChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 40,937 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-19-021988 · a4.xml · derivative · entry 1

Christianson Jon · CIK 0001772607 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,937

Underlying: Common Stock · 40,937 shares

Expires 2029-04-16

F1 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:03 UTC
Armstrong MacDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 243,810 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-19-021987 · a4.xml · derivative · entry 1

Armstrong Mac · CIK 0001772383 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,810

Underlying: Common Stock · 243,810 shares

Expires 2029-04-16

F1 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:03 UTC
Uchida T ChristopherChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 27,156 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-19-021985 · a4.xml · derivative · entry 1

Uchida T Christopher · CIK 0001772379 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,156

Underlying: Common Stock · 27,156 shares

Expires 2029-04-16

F1 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:02 UTC GrantCommon Stock (RSUs) 1,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-021979 · a4.xml · nonDerivative · entry 1

Taketa Richard H · CIK 0001772375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,719

F1 · shares: The amount reported reflects Restricted Stock Units granted to the Reporting Person pursuant to the Issuer's 2019 Equity Incentive Plan, which will vest in full on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.