Last 12 months
Inside the activity.
0 purchase rows · 63 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2022 Filed Mar 23, 2022 21:15 UTC Amendment |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 24,072 | $15.34 | $369,327.07 |
DisclosureSEC source: 0001209191-22-020801 · doc4a.xml · nonDerivative · entry 5 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,000 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $15.335 to $15.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F6 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 21:15 UTC Amendment |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 928 | $15.15 | $14,056.23 |
DisclosureSEC source: 0001209191-22-020801 · doc4a.xml · nonDerivative · entry 4 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 928 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $15.14 to $15.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F6 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 01:19 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 1,898 | $15.33 | $29,096.34 |
DisclosureSEC source: 0001209191-22-021029 · doc4.xml · nonDerivative · entry 2 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,849 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.21 to $15.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 01:19 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 23,102 | $14.70 | $339,599.40 |
DisclosureSEC source: 0001209191-22-021029 · doc4.xml · nonDerivative · entry 1 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,747 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.21 to $15.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 01:19 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 6,428 | $15.33 | $98,541.24 |
DisclosureSEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 2 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851,371 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.23 to $15.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 01:19 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 129,957 | $14.72 | $1,912,967.04 |
DisclosureSEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,857,799 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.23 to $15.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 01:19 UTC |
Barton LanceChief Financial Officer
|
SaleCommon Stock | 3,581 | $15.33 | $54,896.73 |
DisclosureSEC source: 0001209191-22-021027 · doc4.xml · nonDerivative · entry 2 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,091 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.22 to $15.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 01:19 UTC |
Barton LanceChief Financial Officer
|
SaleCommon Stock | 66,649 | $14.71 | $980,406.79 |
DisclosureSEC source: 0001209191-22-021027 · doc4.xml · nonDerivative · entry 1 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,672 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.22 to $15.215, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:39 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 1,268 | $15.30 | $19,400.40 |
DisclosureSEC source: 0001209191-22-020676 · doc4.xml · nonDerivative · entry 3 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,849 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.12 to $15.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:39 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 20,732 | $14.37 | $297,918.84 |
DisclosureSEC source: 0001209191-22-020676 · doc4.xml · nonDerivative · entry 2 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,117 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.02 to $14.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:39 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 24,072 | $15.34 | $369,327.07 |
DisclosureSEC source: 0001209191-22-020675 · doc4.xml · nonDerivative · entry 5 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,000 F5 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Spring Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:39 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 928 | $15.15 | $14,056.23 |
DisclosureSEC source: 0001209191-22-020675 · doc4.xml · nonDerivative · entry 4 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 928 F5 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Spring Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:39 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 6,797 | $15.30 | $103,994.10 |
DisclosureSEC source: 0001209191-22-020675 · doc4.xml · nonDerivative · entry 3 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,987,756 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.05 to $15.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:39 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 113,203 | $14.37 | $1,626,727.11 |
DisclosureSEC source: 0001209191-22-020675 · doc4.xml · nonDerivative · entry 2 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994,553 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.02 to $15.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:38 UTC |
Barton LanceChief Financial Officer
|
SaleCommon Stock | 3,759 | $15.32 | $57,587.88 |
DisclosureSEC source: 0001209191-22-020674 · doc4.xml · nonDerivative · entry 3 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,321 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.03 to $15.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:38 UTC |
Barton LanceChief Financial Officer
|
SaleCommon Stock | 62,459 | $14.37 | $897,535.83 |
DisclosureSEC source: 0001209191-22-020674 · doc4.xml · nonDerivative · entry 2 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,080 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.02 to $14.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:15 UTC Amendment |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 6,797 | $15.30 | $103,994.10 |
DisclosureSEC source: 0001209191-22-020801 · doc4a.xml · nonDerivative · entry 3 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,987,756 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.05 to $15.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:15 UTC Amendment |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 113,203 | $14.37 | $1,626,727.11 |
DisclosureSEC source: 0001209191-22-020801 · doc4a.xml · nonDerivative · entry 2 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994,553 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.02 to $15.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:39 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 22,000 | $15.63 | $343,860.00 |
DisclosureSEC source: 0001209191-22-020676 · doc4.xml · nonDerivative · entry 1 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,849 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.18 to $15.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:39 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 122,000 | $15.64 | $1,908,080.00 |
DisclosureSEC source: 0001209191-22-020675 · doc4.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,756 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.32 to $15.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:38 UTC |
Barton LanceChief Financial Officer
|
SaleCommon Stock | 66,218 | $15.62 | $1,034,325.16 |
DisclosureSEC source: 0001209191-22-020674 · doc4.xml · nonDerivative · entry 1 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,539 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.18 to $15.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 21:15 UTC Amendment |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 122,000 | $15.64 | $1,908,080.00 |
DisclosureSEC source: 0001209191-22-020801 · doc4a.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,756 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of performance-based restricted stock units ("PSUs") previously granted to the reporting person. Pursuant to the Issuer's current practices, PSU and restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. The net shares retained by the reporting person in connection with the settlement of these PSUs are subject to a one-year lock-up from the date of settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.32 to $15.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:14 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
OtherCommon Stock | 51,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035583 · tm229731-2_4seq1.xml · nonDerivative · entry 2 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,744,214 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 964,126 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON FF LLC to its members for no consideration. F3 · kind: Represents the receipt of 51,434 shares by an entity controlled by Mr. John Giampetroni in the distribution referenced in Footnote 1 above. F3 · shares: Represents the receipt of 51,434 shares by an entity controlled by Mr. John Giampetroni in the distribution referenced in Footnote 1 above. F4 · balance_after: Represents 7,069,064 shares of common stock held by ROEF II, 279,128 shares of common stock held by RTP II, 3,344,588 shares of common stock held by the funds and 51,434 shares of common stock held by other entities controlled by Mr. John Giampetroni. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Represents 7,069,064 shares of common stock held by ROEF II, 279,128 shares of common stock held by RTP II, 3,344,588 shares of common stock held by the funds and 51,434 shares of common stock held by other entities controlled by Mr. John Giampetroni. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:14 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
OtherCommon Stock | 964,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035583 · tm229731-2_4seq1.xml · nonDerivative · entry 1 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,692,780 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 964,126 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON FF LLC to its members for no consideration. F1 · shares: Represents a pro rata in-kind distribution of an aggregate of 964,126 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON FF LLC to its members for no consideration. F2 · balance_after: Represents shares of common stock held by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") and shares of common stock held by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Represents shares of common stock held by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") and shares of common stock held by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:15 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 51,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035584 · tm229731-3_4seq1.xml · nonDerivative · entry 3 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Fotnote Disclosed balance after: 10,744,214 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 964,126 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share (the "Issuer"), by RT-ICON FF LLC to its members for no consideration. F3 · kind: Represents the receipt of 51,434 shares by an entity controlled by Mr. Suhail Rizvi in the distribution referenced in Footnote 1 above. F3 · shares: Represents the receipt of 51,434 shares by an entity controlled by Mr. Suhail Rizvi in the distribution referenced in Footnote 1 above. F4 · balance_after: Represents 7,069,064 shares of common stock held by ROEF II, 279,128 shares of common stock held by RTP II, 3,344,588 shares of common stock held by the funds and 51,434 shares of common stock held by other entities controlled by Mr. Suhail Rizvi. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Represents 7,069,064 shares of common stock held by ROEF II, 279,128 shares of common stock held by RTP II, 3,344,588 shares of common stock held by the funds and 51,434 shares of common stock held by other entities controlled by Mr. Suhail Rizvi. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:15 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 964,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035584 · tm229731-3_4seq1.xml · nonDerivative · entry 2 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Fotnote Disclosed balance after: 10,692,780 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 964,126 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share (the "Issuer"), by RT-ICON FF LLC to its members for no consideration. F1 · shares: Represents a pro rata in-kind distribution of an aggregate of 964,126 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share (the "Issuer"), by RT-ICON FF LLC to its members for no consideration. F2 · balance_after: Represents shares of common stock held by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") and shares of common stock held by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Represents shares of common stock held by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") and shares of common stock held by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:20 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 3,534,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031549 · tm228634-2_4seq1.xml · nonDerivative · entry 6 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,656,906 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F9 · kind: Represents the receipt of 3,534,534 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above. F9 · shares: Represents the receipt of 3,534,534 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above. F10 · balance_after: Represents 7,069,064 shares of common stock held by ROEF II, 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. Suhai Rizvi is a manager of RT GP II. Each of RT GP II and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F10 · ownership.nature: Represents 7,069,064 shares of common stock held by ROEF II, 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. Suhai Rizvi is a manager of RT GP II. Each of RT GP II and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:20 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 139,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031549 · tm228634-2_4seq1.xml · nonDerivative · entry 5 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,122,372 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F7 · kind: Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above. F7 · shares: Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above. F8 · balance_after: Represents 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhai Rizvi is a manager of RT GP II. Each of RTM II and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F8 · ownership.nature: Represents 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhai Rizvi is a manager of RT GP II. Each of RTM II and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:20 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 1,670,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031549 · tm228634-2_4seq1.xml · nonDerivative · entry 4 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,982,808 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F5 · kind: Represents the receipt of an aggregate of 1,670,043 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above. F5 · shares: Represents the receipt of an aggregate of 1,670,043 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above. F6 · balance_after: Represents shares of common stock held by the funds. Mr. Suhai Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F6 · ownership.nature: Represents shares of common stock held by the funds. Mr. Suhai Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:20 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 484,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031549 · tm228634-2_4seq1.xml · nonDerivative · entry 3 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,312,765 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F3 · kind: Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above. F3 · shares: Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above. F4 · balance_after: Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. Suhai Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. Suhai Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:20 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 8,500,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031549 · tm228634-2_4seq1.xml · nonDerivative · entry 2 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,828,452 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F1 · shares: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of PLBY Group, Inc.'s common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F2 · balance_after: Represents shares of common stock held by RT-ICON Holdings LLC ("RT-ICON"). RTM-ICON LLC ("RTM-ICON") is the manager of RT-ICON. Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Mr. Suhail Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Represents shares of common stock held by RT-ICON Holdings LLC ("RT-ICON"). RTM-ICON LLC ("RTM-ICON") is the manager of RT-ICON. Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Mr. Suhail Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:19 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
|
OtherCommon Stock | 3,534,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031547 · tm228634-1_4seq1.xml · nonDerivative · entry 5 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,656,906 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F9 · kind: Represents the receipt of 3,534,534 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above. F9 · shares: Represents the receipt of 3,534,534 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above. F10 · balance_after: Represents 7,069,064 shares of common stock held by ROEF II, 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. John Giampetroni is a manager of RT GP II. Each of RT GP II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F10 · ownership.nature: Represents 7,069,064 shares of common stock held by ROEF II, 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. John Giampetroni is a manager of RT GP II. Each of RT GP II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:19 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
|
OtherCommon Stock | 139,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031547 · tm228634-1_4seq1.xml · nonDerivative · entry 4 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,122,372 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F7 · kind: Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above. F7 · shares: Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above. F8 · balance_after: Represents 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II. Each of RTM II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F8 · ownership.nature: Represents 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II. Each of RTM II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:19 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
|
OtherCommon Stock | 1,670,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031547 · tm228634-1_4seq1.xml · nonDerivative · entry 3 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,982,808 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F5 · kind: Represents the receipt of an aggregate of 1,670,043 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above. F5 · shares: Represents the receipt of an aggregate of 1,670,043 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above. F6 · balance_after: Represents shares of common stock held by the funds. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F6 · ownership.nature: Represents shares of common stock held by the funds. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:19 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
|
OtherCommon Stock | 484,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031547 · tm228634-1_4seq1.xml · nonDerivative · entry 2 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,312,765 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F3 · kind: Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above. F3 · shares: Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above. F4 · balance_after: Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:19 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
|
OtherCommon Stock | 8,500,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031547 · tm228634-1_4seq1.xml · nonDerivative · entry 1 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F1 · shares: Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock. F2 · balance_after: Represents shares of common stock held by RT-ICON. RTM-ICON LLC ("RTM-ICON") is the manager of RT-ICON. Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:06 UTC |
Edmonds Tracey EDirector
|
GrantCommon Stock | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001223 · doc4.xml · nonDerivative · entry 1 Edmonds Tracey E · CIK 0001844982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,494 F1 · shares: Represents a grant of restricted stock units that vests in four (4) equal quarterly installments as follows: The first one-fourth (1/4) of the units shall vest three (3) months following the vesting start date (January 1, 2022), the second one-fourth (1/4) of the units shall vest six (6) months following the vesting start date, the third one-fourth (1/4) of the units shall vest nine (9) months following the vesting start date, and the last one-fourth (1/4) of the units shall vest on December 31, 2022. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:07 UTC |
Yaffe JamesDirector
|
GrantCommon Stock | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001230 · doc4.xml · nonDerivative · entry 1 Yaffe James · CIK 0001411609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,494 F1 · shares: Represents a grant of restricted stock units that vests in four (4) equal quarterly installments as follows: The first one-fourth (1/4) of the units shall vest three (3) months following the vesting start date (January 1, 2022), the second one-fourth (1/4) of the units shall vest six (6) months following the vesting start date, the third one-fourth (1/4) of the units shall vest nine (9) months following the vesting start date, and the last one-fourth (1/4) of the units shall vest on December 31, 2022. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:07 UTC |
RIZVI SUHAILDirector · 10% owner
|
GrantCommon Stock | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001227 · doc4.xml · nonDerivative · entry 1 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,494 F1 · shares: Represents a grant of restricted stock units that vests in four (4) equal quarterly installments as follows: The first one-fourth (1/4) of the units shall vest three (3) months following the vesting start date (January 1, 2022), the second one-fourth (1/4) of the units shall vest six (6) months following the vesting start date, the third one-fourth (1/4) of the units shall vest nine (9) months following the vesting start date, and the last one-fourth (1/4) of the units shall vest on December 31, 2022. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:47 UTC |
Edmonds Tracey EDirector
|
GrantCommon Stock | 14,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071383 · doc4.xml · nonDerivative · entry 2 Edmonds Tracey E · CIK 0001844982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,986 F2 · shares: Represents a grant of restricted stock units that vests in full on December 31, 2021. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:47 UTC |
Edmonds Tracey EDirector
|
GrantCommon Stock | 14,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071383 · doc4.xml · nonDerivative · entry 1 Edmonds Tracey E · CIK 0001844982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993 F1 · shares: Represents a grant of restricted stock units that vests in three (3) equal installments as follows: The first one-third (1/3) of the units shall vest on the vesting start date (December 31, 2021), and the remaining two-thirds (2/3) shall vest in equal annual installments on each of the first two anniversaries of the vesting start date. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:48 UTC |
Yaffe JamesDirector
|
GrantCommon Stock | 14,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071385 · doc4.xml · nonDerivative · entry 2 Yaffe James · CIK 0001411609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,986 F2 · shares: Represents a grant of restricted stock units that vests in full on December 31, 2021. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:48 UTC |
Yaffe JamesDirector
|
GrantCommon Stock | 14,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071385 · doc4.xml · nonDerivative · entry 1 Yaffe James · CIK 0001411609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993 F1 · shares: Represents a grant of restricted stock units that vests in three (3) equal installments as follows: The first one-third (1/3) of the units shall vest on the vesting start date (December 31, 2021), and the remaining two-thirds (2/3) shall vest in equal annual installments on each of the first two anniversaries of the vesting start date. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:48 UTC |
RIZVI SUHAILDirector · 10% owner
|
GrantCommon Stock | 14,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071384 · doc4.xml · nonDerivative · entry 2 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,986 F2 · shares: Represents a grant of restricted stock units that vests in full on December 31, 2021. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:48 UTC |
RIZVI SUHAILDirector · 10% owner
|
GrantCommon Stock | 14,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071384 · doc4.xml · nonDerivative · entry 1 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993 F1 · shares: Represents a grant of restricted stock units that vests in three (3) equal installments as follows: The first one-third (1/3) of the units shall vest on the vesting start date (December 31, 2021), and the remaining two-thirds (2/3) shall vest in equal annual installments on each of the first two anniversaries of the vesting start date. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:26 UTC |
RT-ICON Holdings LLC10% owner
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
RTM-ICON, LLC10% owner
|
OtherCommon Stock | 3,534,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-142516 · tm2133681d1_4.xml · nonDerivative · entry 5 RT-ICON Holdings LLC · CIK 0001514427 · 10% owner Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner RTM-ICON, LLC · CIK 0001843760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,328,976 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. F9 · kind: Represents the receipt of 3,534,530 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above. F9 · shares: Represents the receipt of 3,534,530 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above. F10 · balance_after: Represents 3,534,530 shares of common stock held by ROEF II, 10,654,882 shares of common stock held by the funds and 139,564 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. John Giampetroni is a manager of RT GP II. Each of RT GP II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F10 · ownership.nature: Represents 3,534,530 shares of common stock held by ROEF II, 10,654,882 shares of common stock held by the funds and 139,564 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. John Giampetroni is a manager of RT GP II. Each of RT GP II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:26 UTC |
RT-ICON Holdings LLC10% owner
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
RTM-ICON, LLC10% owner
|
OtherCommon Stock | 139,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-142516 · tm2133681d1_4.xml · nonDerivative · entry 4 RT-ICON Holdings LLC · CIK 0001514427 · 10% owner Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner RTM-ICON, LLC · CIK 0001843760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,794,446 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. F7 · kind: Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above. F7 · shares: Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above. F8 · balance_after: Represents 10,654,882 shares of common stock held by the funds and 139,564 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II. Each of RTM II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F8 · ownership.nature: Represents 10,654,882 shares of common stock held by the funds and 139,564 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II. Each of RTM II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:26 UTC |
RT-ICON Holdings LLC10% owner
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
RTM-ICON, LLC10% owner
|
OtherCommon Stock | 1,670,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-142516 · tm2133681d1_4.xml · nonDerivative · entry 3 RT-ICON Holdings LLC · CIK 0001514427 · 10% owner Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner RTM-ICON, LLC · CIK 0001843760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,654,882 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. F5 · kind: Represents the receipt of an aggregate of 1,670,045 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above. F5 · shares: Represents the receipt of an aggregate of 1,670,045 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above. F6 · balance_after: Represents shares of common stock held by the funds. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F6 · ownership.nature: Represents shares of common stock held by the funds. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:26 UTC |
RT-ICON Holdings LLC10% owner
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
RTM-ICON, LLC10% owner
|
OtherCommon Stock | 484,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-142516 · tm2133681d1_4.xml · nonDerivative · entry 2 RT-ICON Holdings LLC · CIK 0001514427 · 10% owner Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner RTM-ICON, LLC · CIK 0001843760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,984,837 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. F3 · kind: Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above. F3 · shares: Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above. F4 · balance_after: Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:26 UTC |
RT-ICON Holdings LLC10% owner
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
RTM-ICON, LLC10% owner
|
OtherCommon Stock | 8,500,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-142516 · tm2133681d1_4.xml · nonDerivative · entry 1 RT-ICON Holdings LLC · CIK 0001514427 · 10% owner Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner RTM-ICON, LLC · CIK 0001843760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500,524 F1 · kind: Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. F1 · shares: Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. F2 · balance_after: Represents shares of common stock held by RT-ICON. RTM-ICON LLC ("RTM-ICON") is the manager of RT-ICON. Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.