Last 12 months
Inside the activity.
0 purchase rows · 63 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2023 Filed May 20, 2023 00:35 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 24,326 | $1.63 | $39,651.38 |
DisclosureSEC source: 0001803914-23-000053 · wk-form4_1684542941.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,386,982 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.55 to $1.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 23, 2023 Filed Mar 25, 2023 00:08 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 7,458 | $2.06 | $15,376.90 |
DisclosureSEC source: 0001803914-23-000027 · wf-form4_167970292468195.xml · nonDerivative · entry 1 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,045 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 23, 2023 Filed Mar 25, 2023 00:21 UTC |
Barton LanceFormer CFO
|
SaleCommon Stock | 30,326 | $2.11 | $64,030.32 |
DisclosureSEC source: 0001803914-23-000033 · wf-form4_167970367657677.xml · nonDerivative · entry 1 Barton Lance · CIK 0001846819 · Former CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 664,276 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 23, 2023 Filed Mar 25, 2023 00:18 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 15,124 | $2.08 | $31,412.55 |
DisclosureSEC source: 0001803914-23-000031 · wf-form4_167970346806152.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,411,308 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.125, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 23, 2023 Filed Mar 25, 2023 00:14 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 1,835 | $2.06 | $3,771.11 |
DisclosureSEC source: 0001803914-23-000029 · wf-form4_167970324001452.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,935 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 06:03 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
PurchaseCommon Stock | 3,674,997 | $2.56 | $9,407,992.32 |
DisclosureSEC source: 0001104659-23-035767 · tm2310300d1_4.xml · nonDerivative · entry 3 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 14,471,993 F4 · shares: Represents shares acquired by an entity controlled by Mr. John Giampetroni in the transaction described in Footnote 3 above. F5 · balance_after: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 06:03 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
SaleCommon Stock | 3,674,997 | $2.56 | $9,407,992.32 |
DisclosureSEC source: 0001104659-23-035767 · tm2310300d1_4.xml · nonDerivative · entry 2 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 10,796,996 F3 · shares: Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 06:03 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
SaleCommon Stock | 7,293,790 | $2.56 | $18,672,102.40 |
DisclosureSEC source: 0001104659-23-035767 · tm2310300d1_4.xml · nonDerivative · entry 1 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 14,471,993 F1 · shares: Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. F2 · shares: (continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 10:04 UTC |
RIZVI SUHAILDirector · 10% owner
|
PurchaseCommon Stock | 7,293,790 | $2.56 | $18,672,102.40 |
DisclosureSEC source: 0001104659-23-035769 · tm2310300-2_4.xml · nonDerivative · entry 4 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,090,789 F4 · shares: Represents shares acquired by entities controlled by Mr. Suhail Rizvi in the transaction described in Footnotes 1 and 2 above. F5 · balance_after: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 10:04 UTC |
RIZVI SUHAILDirector · 10% owner
|
SaleCommon Stock | 3,674,997 | $2.56 | $9,407,992.32 |
DisclosureSEC source: 0001104659-23-035769 · tm2310300-2_4.xml · nonDerivative · entry 3 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 10,796,996 F3 · shares: Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 10:04 UTC |
RIZVI SUHAILDirector · 10% owner
|
SaleCommon Stock | 7,293,790 | $2.56 | $18,672,102.40 |
DisclosureSEC source: 0001104659-23-035769 · tm2310300-2_4.xml · nonDerivative · entry 2 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 14,471,993 F1 · shares: Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. F2 · shares: (continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:51 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
OtherSubscription Rights (rights to buy) · Derivative | 10,739,714 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001104659-23-010802 · tm235498d2_4.xml · derivative · entry 2 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 11,021,569 shares Expires not disclosed F7 · derivative.exercise_price: Represents the exercise price of $2.5561 per whole share of common stock in the Rights Offering. F8 · shares: Represents the number of subscription rights granted to the reporting persons and exercised in the Rights Offering. F9 · derivative.expiration_date: The stated expiration date of the Rights Offering was January 23, 2023; however, the rights and obligations of the parties in the Rights Offering did not become fixed until February 1, 2023. F10 · ownership.nature: Represents subscription rights to purchase common stock received by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni in the Rights Offering. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may have been deemed to be the beneficial owner of the rights to purchase common stock granted to such entities in the Rights Offering, but each disclaims beneficial ownership of such rights, except to the extent of any pecuniary interest therein. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:51 UTC |
Giampetroni John10% owner
Rizvi Traverse Management, LLC10% owner
Rizvi Traverse GP II, LLC10% owner
|
OtherCommon Stock | 11,021,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-010802 · tm235498d2_4.xml · nonDerivative · entry 1 Giampetroni John · CIK 0001590805 · 10% owner Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,765,783 F1 · shares: Represents shares of the Issuer's common stock acquired following the exercise of subscription rights in connection with the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement filed with the SEC on January 9, 2023, and a related prospectus, dated September 2, 2022 (together, the "Prospectus"), filed with the SEC, relating to the Company's registration statement on Form S-3 (File No. 333-267273) (the "Rights Offering"). F2 · shares: Each holder of common stock of record as of December 16, 2022 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.30681187 of a share of common stock, and an over-subscription privilege, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to certain ownership limitations. F3 · shares: Represents 7,254,592 shares of common stock acquired by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 286,451 shares of common stock acquired by Rizvi Traverse Partners II, LLC ("RTP II"), 3,427,744 shares of common stock acquired by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse") and 52,782 shares of common stock acquired by other entities controlled by Mr. John Giampetroni. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · balance_after: Represents 14,323,656 shares of common stock held by ROEF II, 565,579 shares of common stock held by RTP II, 6,772,332 shares of common stock held by the funds and 104,216 shares of common stock held by other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · balance_after: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni, (b) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), and F6 · balance_after: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II. F5 · ownership.nature: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni, (b) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), and F6 · ownership.nature: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:45 UTC |
Yaffe JamesDirector
|
Exercise / conversionSubscription Right · Derivative | 23,744 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001803914-23-000010 · wf-form4_167547869459743.xml · derivative · entry 2 Yaffe James · CIK 0001411609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,973 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:45 UTC |
Yaffe JamesDirector
|
Exercise / conversionCommon Stock | 9,973 | $2.56 | $25,491.99 |
DisclosureSEC source: 0001803914-23-000010 · wf-form4_167547869459743.xml · nonDerivative · entry 1 Yaffe James · CIK 0001411609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
HILL JULIANA FDirector
|
Exercise / conversionSubscription Right · Derivative | 9,082 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001803914-23-000007 · wf-form4_167547862915598.xml · derivative · entry 2 HILL JULIANA F · CIK 0001212892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,814 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
HILL JULIANA FDirector
|
Exercise / conversionCommon Stock | 3,814 | $2.56 | $9,748.97 |
DisclosureSEC source: 0001803914-23-000007 · wf-form4_167547862915598.xml · nonDerivative · entry 1 HILL JULIANA F · CIK 0001212892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:50 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherSubscription Rights (rights to buy) · Derivative | 10,739,714 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001104659-23-010801 · tm235498d1_4.xml · derivative · entry 3 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 11,021,569 shares Expires not disclosed F7 · derivative.exercise_price: Represents the exercise price of $2.5561 per whole share of common stock in the Rights Offering. F8 · shares: Represents the number of subscription rights granted to the reporting persons and exercised in the Rights Offering. F9 · derivative.expiration_date: The stated expiration date of the Rights Offering was January 23, 2023; however, the rights and obligations of the parties in the Rights Offering did not become fixed until February 1, 2023. F10 · ownership.nature: Represents subscription rights to purchase common stock received by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi in the Rights Offering. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may have been deemed to be the beneficial owner of the rights to purchase common stock granted to such entities in the Rights Offering, but each disclaims beneficial ownership of such rights, except to the extent of any pecuniary interest therein. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:50 UTC |
RIZVI SUHAILDirector · 10% owner
|
OtherCommon Stock | 11,021,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-010801 · tm235498d1_4.xml · nonDerivative · entry 2 RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,765,783 F1 · shares: Represents shares of the Issuer's common stock acquired following the exercise of subscription rights in connection with the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement filed with the SEC on January 9, 2023, and a related prospectus, dated September 2, 2022 (together, the "Prospectus"), filed with the SEC, relating to the Company's registration statement on Form S-3 (File No. 333-267273) (the "Rights Offering"). F2 · shares: Each holder of common stock of record as of December 16, 2022 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.30681187 of a share of common stock, and an over-subscription privilege, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to certain ownership limitations. F3 · shares: Represents 7,254,592 shares of common stock acquired by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 286,451 shares of common stock acquired by Rizvi Traverse Partners II, LLC ("RTP II"), 3,427,744 shares of common stock acquired by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse") and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · balance_after: Represents 14,323,656 shares of common stock held by ROEF II, 565,579 shares of common stock held by RTP II, 6,772,332 shares of common stock held by the funds and 104,216 shares of common stock held by other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · balance_after: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), (b) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi and F6 · balance_after: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II. Each of RTI Holdings II, RTCI and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), (b) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi and F6 · ownership.nature: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II. Each of RTI Holdings II, RTCI and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
Barton LanceCFO
|
Exercise / conversionSubscription Right · Derivative | 221,065 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001803914-23-000009 · wf-form4_167547867362273.xml · derivative · entry 2 Barton Lance · CIK 0001846819 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,870 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
Barton LanceCFO
|
Exercise / conversionCommon Stock | 92,870 | $2.56 | $237,385.01 |
DisclosureSEC source: 0001803914-23-000009 · wf-form4_167547867362273.xml · nonDerivative · entry 1 Barton Lance · CIK 0001846819 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
Exercise / conversionSubscription Right · Derivative | 50,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · derivative · entry 6 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · by Cold Springs Trust Disclosed balance after: 0 Underlying: Common Stock · 75,361 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
Exercise / conversionSubscription Right · Derivative | 799,684 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · derivative · entry 5 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · by Woodburn Dr LP Disclosed balance after: 0 Underlying: Common Stock · 426,994 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
Exercise / conversionCommon Stock | 75,361 | $2.56 | $192,630.25 |
DisclosureSEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · nonDerivative · entry 2 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · by Cold Springs Trust Disclosed balance after: 125,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. F4 · ownership.nature: Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 02:44 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
Exercise / conversionCommon Stock | 426,994 | $2.56 | $1,091,439.36 |
DisclosureSEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · by Woodburn Dr LP Disclosed balance after: 445,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. F3 · ownership.nature: Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:16 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 744 | $2.87 | $2,135.28 |
DisclosureSEC source: 0001803914-22-000074 · wf-form4_167226577585731.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,770 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 02:22 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 151,617 | $3.27 | $496,090.82 |
DisclosureSEC source: 0001803914-22-000072 · wf-form4_167150295601285.xml · nonDerivative · entry 2 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426,432 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.18 to $3.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 02:22 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 133,516 | $3.64 | $486,198.51 |
DisclosureSEC source: 0001803914-22-000072 · wf-form4_167150295601285.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578,049 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.54 to $3.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 02:50 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 124,208 | $3.95 | $491,056.33 |
DisclosureSEC source: 0001803914-22-000070 · wf-form4_167107261929385.xml · nonDerivative · entry 3 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,565 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.825 to $4.0875, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 02:50 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 117,085 | $4.09 | $478,819.11 |
DisclosureSEC source: 0001803914-22-000070 · wf-form4_167107261929385.xml · nonDerivative · entry 2 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835,773 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.855 to $4.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 02:50 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
SaleCommon Stock | 9,555 | $3.83 | $36,573.67 |
DisclosureSEC source: 0001803914-22-000068 · wf-form4_167107257722360.xml · nonDerivative · entry 1 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,503 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.79 to $3.855, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 02:50 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
SaleCommon Stock | 85,591 | $3.83 | $327,693.70 |
DisclosureSEC source: 0001803914-22-000070 · wf-form4_167107261929385.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952,858 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.785 to $3.855, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 02:50 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 2,232 | $3.83 | $8,556.15 |
DisclosureSEC source: 0001803914-22-000069 · wf-form4_167107259575605.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,514 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.795 to $3.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 02:49 UTC |
Barton LanceCFO
|
SaleCommon Stock | 31,249 | $3.83 | $119,627.42 |
DisclosureSEC source: 0001803914-22-000067 · wf-form4_167107255858383.xml · nonDerivative · entry 1 Barton Lance · CIK 0001846819 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,732 F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.795 to $3.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 23:05 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 606 | $6.24 | $3,780.83 |
DisclosureSEC source: 0001803914-22-000045 · wf-form4_165775349199437.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,746 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 22:05 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 626 | $7.65 | $4,788.27 |
DisclosureSEC source: 0001803914-22-000043 · wf-form4_165541709843052.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,352 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:25 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 1,089 | $8.96 | $9,752.00 |
DisclosureSEC source: 0001803914-22-000035 · wf-form4_165368669163493.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,978 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:03 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
GrantCommon Stock | 63,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025701 · doc4.xml · nonDerivative · entry 1 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,058 F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022). Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:05 UTC |
HILL JULIANA FDirector
|
GrantCommon Stock | 18,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025704 · doc4.xml · nonDerivative · entry 2 HILL JULIANA F · CIK 0001212892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,330 F2 · shares: Represents a grant of restricted stock units that vests in four (4) quarterly installments over one (1) year as follows: The first one-fourth (1/4) of the units shall vest three (3) months following the vesting start date (March 28, 2022), and the remaining three-fourths (3/4) shall vest in three equal quarterly installments thereafter. Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:05 UTC |
HILL JULIANA FDirector
|
GrantCommon Stock | 18,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025704 · doc4.xml · nonDerivative · entry 1 HILL JULIANA F · CIK 0001212892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,165 F1 · shares: Represents a grant of restricted stock units that vests in three equal installments on each of the first three (3) anniversaries of the vesting start date (March 28, 2022). Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:04 UTC |
Beuting FlorusCAO & Treasurer
|
GrantCommon Stock | 18,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025703 · doc4.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,067 F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022). Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:10 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
GrantCommon Stock | 181,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025707 · doc4.xml · nonDerivative · entry 1 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038,449 F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022). Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:04 UTC |
Barton LanceChief Financial Officer
|
GrantCommon Stock | 136,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025702 · doc4.xml · nonDerivative · entry 1 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,981 F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022). Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 23:01 UTC |
Edmonds Tracey EDirector
|
SaleCommon Stock | 14,993 | $14.48 | $217,098.64 |
DisclosureSEC source: 0001209191-22-021384 · doc4.xml · nonDerivative · entry 1 Edmonds Tracey E · CIK 0001844982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,501 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.47 to $14.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 01:19 UTC |
Riley ChristopherGeneral Counsel & Secretary
|
PurchaseCommon Stock | 1,630 | $14.18 | $23,113.40 |
DisclosureSEC source: 0001209191-22-021029 · doc4.xml · nonDerivative · entry 3 Riley Christopher · CIK 0001449659 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,479 Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 01:19 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 175 | $14.74 | $2,579.50 |
DisclosureSEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 5 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856,796 Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 01:19 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 5,250 | $14.81 | $77,731.50 |
DisclosureSEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 4 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856,621 Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 01:19 UTC |
Barton LanceChief Financial Officer
|
PurchaseCommon Stock | 2,650 | $14.55 | $38,557.50 |
DisclosureSEC source: 0001209191-22-021027 · doc4.xml · nonDerivative · entry 3 Barton Lance · CIK 0001846819 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,741 Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 21:18 UTC |
Beuting FlorusCAO & Treasurer
|
SaleCommon Stock | 7,630 | $14.45 | $110,238.24 |
DisclosureSEC source: 0001209191-22-021140 · doc4.xml · nonDerivative · entry 1 Beuting Florus · CIK 0001845069 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,902 F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 01:19 UTC |
Kohn Bernhard L IIIDirector · CEO & President
|
PurchaseCommon Stock | 25,000 | $15.52 | $388,000.00 |
DisclosureSEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 3 Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $15.35 to $15.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F5 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.