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PLBY

Playboy, Inc.

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1714
SEC CIK
0001803914
Parsed reports
180

Last 12 months

Inside the activity.

0 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 2026015
Jun 2026018
Jul 202606
Aug 2026017
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2023 Filed May 20, 2023 00:35 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 24,326 $1.63 $39,651.38
Disclosure

SEC source: 0001803914-23-000053 · wk-form4_1684542941.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386,982

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.55 to $1.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 23, 2023 Filed Mar 25, 2023 00:08 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 7,458 $2.06 $15,376.90
Disclosure

SEC source: 0001803914-23-000027 · wf-form4_167970292468195.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,045

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 23, 2023 Filed Mar 25, 2023 00:21 UTC
Barton LanceFormer CFO
SaleCommon Stock 30,326 $2.11 $64,030.32
Disclosure

SEC source: 0001803914-23-000033 · wf-form4_167970367657677.xml · nonDerivative · entry 1

Barton Lance · CIK 0001846819 · Former CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,276

F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 23, 2023 Filed Mar 25, 2023 00:18 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 15,124 $2.08 $31,412.55
Disclosure

SEC source: 0001803914-23-000031 · wf-form4_167970346806152.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,411,308

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.125, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 23, 2023 Filed Mar 25, 2023 00:14 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 1,835 $2.06 $3,771.11
Disclosure

SEC source: 0001803914-23-000029 · wf-form4_167970324001452.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,935

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.02 to $2.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 06:03 UTC PurchaseCommon Stock 3,674,997 $2.56 $9,407,992.32
Disclosure

SEC source: 0001104659-23-035767 · tm2310300d1_4.xml · nonDerivative · entry 3

Giampetroni John · CIK 0001590805 · 10% owner

Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner

Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner

Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 14,471,993

F4 · shares: Represents shares acquired by an entity controlled by Mr. John Giampetroni in the transaction described in Footnote 3 above.

F5 · balance_after: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 06:03 UTC SaleCommon Stock 3,674,997 $2.56 $9,407,992.32
Disclosure

SEC source: 0001104659-23-035767 · tm2310300d1_4.xml · nonDerivative · entry 2

Giampetroni John · CIK 0001590805 · 10% owner

Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner

Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner

Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,796,996

F3 · shares: Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 06:03 UTC SaleCommon Stock 7,293,790 $2.56 $18,672,102.40
Disclosure

SEC source: 0001104659-23-035767 · tm2310300d1_4.xml · nonDerivative · entry 1

Giampetroni John · CIK 0001590805 · 10% owner

Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner

Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner

Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 14,471,993

F1 · shares: Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse.

F2 · shares: (continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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March 21, 2023 Filed Mar 23, 2023 10:04 UTC
RIZVI SUHAILDirector · 10% owner
PurchaseCommon Stock 7,293,790 $2.56 $18,672,102.40
Disclosure

SEC source: 0001104659-23-035769 · tm2310300-2_4.xml · nonDerivative · entry 4

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,090,789

F4 · shares: Represents shares acquired by entities controlled by Mr. Suhail Rizvi in the transaction described in Footnotes 1 and 2 above.

F5 · balance_after: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 10:04 UTC
RIZVI SUHAILDirector · 10% owner
SaleCommon Stock 3,674,997 $2.56 $9,407,992.32
Disclosure

SEC source: 0001104659-23-035769 · tm2310300-2_4.xml · nonDerivative · entry 3

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,796,996

F3 · shares: Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 10:04 UTC
RIZVI SUHAILDirector · 10% owner
SaleCommon Stock 7,293,790 $2.56 $18,672,102.40
Disclosure

SEC source: 0001104659-23-035769 · tm2310300-2_4.xml · nonDerivative · entry 2

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 14,471,993

F1 · shares: Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse.

F2 · shares: (continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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February 01, 2023 Filed Feb 3, 2023 21:51 UTC OtherSubscription Rights (rights to buy) · Derivative 10,739,714 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001104659-23-010802 · tm235498d2_4.xml · derivative · entry 2

Giampetroni John · CIK 0001590805 · 10% owner

Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner

Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner

Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 11,021,569 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents the exercise price of $2.5561 per whole share of common stock in the Rights Offering.

F8 · shares: Represents the number of subscription rights granted to the reporting persons and exercised in the Rights Offering.

F9 · derivative.expiration_date: The stated expiration date of the Rights Offering was January 23, 2023; however, the rights and obligations of the parties in the Rights Offering did not become fixed until February 1, 2023.

F10 · ownership.nature: Represents subscription rights to purchase common stock received by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni in the Rights Offering. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may have been deemed to be the beneficial owner of the rights to purchase common stock granted to such entities in the Rights Offering, but each disclaims beneficial ownership of such rights, except to the extent of any pecuniary interest therein.

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February 01, 2023 Filed Feb 3, 2023 21:51 UTC OtherCommon Stock 11,021,569 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010802 · tm235498d2_4.xml · nonDerivative · entry 1

Giampetroni John · CIK 0001590805 · 10% owner

Rizvi Traverse Management, LLC · CIK 0001569633 · 10% owner

Rizvi Opportunistic Equity Fund II, L.P. · CIK 0001499793 · 10% owner

Rizvi Traverse GP II, LLC · CIK 0001916866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,765,783

F1 · shares: Represents shares of the Issuer's common stock acquired following the exercise of subscription rights in connection with the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement filed with the SEC on January 9, 2023, and a related prospectus, dated September 2, 2022 (together, the "Prospectus"), filed with the SEC, relating to the Company's registration statement on Form S-3 (File No. 333-267273) (the "Rights Offering").

F2 · shares: Each holder of common stock of record as of December 16, 2022 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.30681187 of a share of common stock, and an over-subscription privilege, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to certain ownership limitations.

F3 · shares: Represents 7,254,592 shares of common stock acquired by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 286,451 shares of common stock acquired by Rizvi Traverse Partners II, LLC ("RTP II"), 3,427,744 shares of common stock acquired by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse") and 52,782 shares of common stock acquired by other entities controlled by Mr. John Giampetroni. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4 · balance_after: Represents 14,323,656 shares of common stock held by ROEF II, 565,579 shares of common stock held by RTP II, 6,772,332 shares of common stock held by the funds and 104,216 shares of common stock held by other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · balance_after: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni, (b) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), and

F6 · balance_after: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II.

F5 · ownership.nature: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni, (b) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), and

F6 · ownership.nature: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II.

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February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Yaffe JamesDirector
Exercise / conversionSubscription Right · Derivative 23,744 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001803914-23-000010 · wf-form4_167547869459743.xml · derivative · entry 2

Yaffe James · CIK 0001411609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,973 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Yaffe JamesDirector
Exercise / conversionCommon Stock 9,973 $2.56 $25,491.99
Disclosure

SEC source: 0001803914-23-000010 · wf-form4_167547869459743.xml · nonDerivative · entry 1

Yaffe James · CIK 0001411609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.

F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.

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February 01, 2023 Filed Feb 4, 2023 02:44 UTC Exercise / conversionSubscription Right · Derivative 9,082 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001803914-23-000007 · wf-form4_167547862915598.xml · derivative · entry 2

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,814 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC Exercise / conversionCommon Stock 3,814 $2.56 $9,748.97
Disclosure

SEC source: 0001803914-23-000007 · wf-form4_167547862915598.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.

F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:50 UTC
RIZVI SUHAILDirector · 10% owner
OtherSubscription Rights (rights to buy) · Derivative 10,739,714 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001104659-23-010801 · tm235498d1_4.xml · derivative · entry 3

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 11,021,569 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents the exercise price of $2.5561 per whole share of common stock in the Rights Offering.

F8 · shares: Represents the number of subscription rights granted to the reporting persons and exercised in the Rights Offering.

F9 · derivative.expiration_date: The stated expiration date of the Rights Offering was January 23, 2023; however, the rights and obligations of the parties in the Rights Offering did not become fixed until February 1, 2023.

F10 · ownership.nature: Represents subscription rights to purchase common stock received by ROEF II, RTP II, the funds and other entities controlled by Mr. Suhail Rizvi in the Rights Offering. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may have been deemed to be the beneficial owner of the rights to purchase common stock granted to such entities in the Rights Offering, but each disclaims beneficial ownership of such rights, except to the extent of any pecuniary interest therein.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:50 UTC
RIZVI SUHAILDirector · 10% owner
OtherCommon Stock 11,021,569 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010801 · tm235498d1_4.xml · nonDerivative · entry 2

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,765,783

F1 · shares: Represents shares of the Issuer's common stock acquired following the exercise of subscription rights in connection with the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement filed with the SEC on January 9, 2023, and a related prospectus, dated September 2, 2022 (together, the "Prospectus"), filed with the SEC, relating to the Company's registration statement on Form S-3 (File No. 333-267273) (the "Rights Offering").

F2 · shares: Each holder of common stock of record as of December 16, 2022 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.30681187 of a share of common stock, and an over-subscription privilege, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to certain ownership limitations.

F3 · shares: Represents 7,254,592 shares of common stock acquired by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 286,451 shares of common stock acquired by Rizvi Traverse Partners II, LLC ("RTP II"), 3,427,744 shares of common stock acquired by other funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse") and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4 · balance_after: Represents 14,323,656 shares of common stock held by ROEF II, 565,579 shares of common stock held by RTP II, 6,772,332 shares of common stock held by the funds and 104,216 shares of common stock held by other entities controlled by Mr. Suhail Rizvi. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. Suhail Rizvi is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · balance_after: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), (b) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi and

F6 · balance_after: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II. Each of RTI Holdings II, RTCI and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5 · ownership.nature: Pursuant to the terms of a Nominee Agreement dated January 23, 2023, (a) 3,618,793 shares of common stock, representing 191,049 shares of common stock acquired by RTP II in the Rights Offering and 3,427,744 shares of common stock acquired by the funds in the Rights Offering, are held by such entities as nominees for RT ICON Holdings II LLC ("RTI Holdings II"), (b) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering, 47,701 shares of common stock acquired by RTP II in the Rights Offering and 52,782 shares of common stock acquired by other entities controlled by Mr. Suhail Rizvi in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. Suhail Rizvi and

F6 · ownership.nature: (continued from footnote 5) (c) 3,727,779 shares of common stock, representing 3,627,296 shares of common stock acquired by ROEF II in the Rights Offering and 47,701 shares of common stock acquired by RTP II in the Rights Offering, are held by such entities as nominees for an entity controlled by Mr. John Giampetroni. Mr. Suhail Rizvi is a manager of Rizvi Traverse CI Manager, LLC ("RTCI") and RTCI is a manager RTI Holdings II. Each of RTI Holdings II, RTCI and Mr. Suhail Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC Exercise / conversionSubscription Right · Derivative 221,065 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001803914-23-000009 · wf-form4_167547867362273.xml · derivative · entry 2

Barton Lance · CIK 0001846819 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,870 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC Exercise / conversionCommon Stock 92,870 $2.56 $237,385.01
Disclosure

SEC source: 0001803914-23-000009 · wf-form4_167547867362273.xml · nonDerivative · entry 1

Barton Lance · CIK 0001846819 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.

F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC
Kohn Bernhard L IIIDirector · CEO & President
Exercise / conversionSubscription Right · Derivative 50,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · derivative · entry 6

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cold Springs Trust

Disclosed balance after: 0

Underlying: Common Stock · 75,361 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC
Kohn Bernhard L IIIDirector · CEO & President
Exercise / conversionSubscription Right · Derivative 799,684 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · derivative · entry 5

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Woodburn Dr LP

Disclosed balance after: 0

Underlying: Common Stock · 426,994 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC
Kohn Bernhard L IIIDirector · CEO & President
Exercise / conversionCommon Stock 75,361 $2.56 $192,630.25
Disclosure

SEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · nonDerivative · entry 2

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cold Springs Trust

Disclosed balance after: 125,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.

F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.

F4 · ownership.nature: Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:44 UTC
Kohn Bernhard L IIIDirector · CEO & President
Exercise / conversionCommon Stock 426,994 $2.56 $1,091,439.36
Disclosure

SEC source: 0001803914-23-000008 · wf-form4_167547864719413.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Woodburn Dr LP

Disclosed balance after: 445,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.

F2 · shares: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.

F3 · ownership.nature: Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 22:16 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 744 $2.87 $2,135.28
Disclosure

SEC source: 0001803914-22-000074 · wf-form4_167226577585731.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,770

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 02:22 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 151,617 $3.27 $496,090.82
Disclosure

SEC source: 0001803914-22-000072 · wf-form4_167150295601285.xml · nonDerivative · entry 2

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426,432

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.18 to $3.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 02:22 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 133,516 $3.64 $486,198.51
Disclosure

SEC source: 0001803914-22-000072 · wf-form4_167150295601285.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578,049

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.54 to $3.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 02:50 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 124,208 $3.95 $491,056.33
Disclosure

SEC source: 0001803914-22-000070 · wf-form4_167107261929385.xml · nonDerivative · entry 3

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,565

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.825 to $4.0875, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 02:50 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 117,085 $4.09 $478,819.11
Disclosure

SEC source: 0001803914-22-000070 · wf-form4_167107261929385.xml · nonDerivative · entry 2

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835,773

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.855 to $4.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:50 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 9,555 $3.83 $36,573.67
Disclosure

SEC source: 0001803914-22-000068 · wf-form4_167107257722360.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,503

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.79 to $3.855, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:50 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 85,591 $3.83 $327,693.70
Disclosure

SEC source: 0001803914-22-000070 · wf-form4_167107261929385.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952,858

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.785 to $3.855, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:50 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 2,232 $3.83 $8,556.15
Disclosure

SEC source: 0001803914-22-000069 · wf-form4_167107259575605.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,514

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.795 to $3.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:49 UTC SaleCommon Stock 31,249 $3.83 $119,627.42
Disclosure

SEC source: 0001803914-22-000067 · wf-form4_167107255858383.xml · nonDerivative · entry 1

Barton Lance · CIK 0001846819 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,732

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.795 to $3.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 12, 2022 Filed Jul 13, 2022 23:05 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 606 $6.24 $3,780.83
Disclosure

SEC source: 0001803914-22-000045 · wf-form4_165775349199437.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,746

F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:05 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 626 $7.65 $4,788.27
Disclosure

SEC source: 0001803914-22-000043 · wf-form4_165541709843052.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,352

F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:25 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 1,089 $8.96 $9,752.00
Disclosure

SEC source: 0001803914-22-000035 · wf-form4_165368669163493.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,978

F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions.

Read SEC document
April 22, 2022 Filed Apr 27, 2022 01:03 UTC
Riley ChristopherGeneral Counsel & Secretary
GrantCommon Stock 63,579 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025701 · doc4.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,058

F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022).

Read SEC document
April 22, 2022 Filed Apr 27, 2022 01:05 UTC GrantCommon Stock 18,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025704 · doc4.xml · nonDerivative · entry 2

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,330

F2 · shares: Represents a grant of restricted stock units that vests in four (4) quarterly installments over one (1) year as follows: The first one-fourth (1/4) of the units shall vest three (3) months following the vesting start date (March 28, 2022), and the remaining three-fourths (3/4) shall vest in three equal quarterly installments thereafter.

Read SEC document
April 22, 2022 Filed Apr 27, 2022 01:05 UTC GrantCommon Stock 18,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025704 · doc4.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,165

F1 · shares: Represents a grant of restricted stock units that vests in three equal installments on each of the first three (3) anniversaries of the vesting start date (March 28, 2022).

Read SEC document
April 22, 2022 Filed Apr 27, 2022 01:04 UTC
Beuting FlorusCAO & Treasurer
GrantCommon Stock 18,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025703 · doc4.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,067

F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022).

Read SEC document
April 22, 2022 Filed Apr 27, 2022 01:10 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantCommon Stock 181,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025707 · doc4.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038,449

F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022).

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April 22, 2022 Filed Apr 27, 2022 01:04 UTC
Barton LanceChief Financial Officer
GrantCommon Stock 136,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025702 · doc4.xml · nonDerivative · entry 1

Barton Lance · CIK 0001846819 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,981

F1 · shares: Represents a grant of restricted stock units that vests in four equal installments on each of the first four (4) anniversaries of the vesting start date (April 22, 2022).

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March 25, 2022 Filed Mar 28, 2022 23:01 UTC SaleCommon Stock 14,993 $14.48 $217,098.64
Disclosure

SEC source: 0001209191-22-021384 · doc4.xml · nonDerivative · entry 1

Edmonds Tracey E · CIK 0001844982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,501

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.47 to $14.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 24, 2022 Filed Mar 25, 2022 01:19 UTC
Riley ChristopherGeneral Counsel & Secretary
PurchaseCommon Stock 1,630 $14.18 $23,113.40
Disclosure

SEC source: 0001209191-22-021029 · doc4.xml · nonDerivative · entry 3

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,479

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March 24, 2022 Filed Mar 25, 2022 01:19 UTC
Kohn Bernhard L IIIDirector · CEO & President
PurchaseCommon Stock 175 $14.74 $2,579.50
Disclosure

SEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 5

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856,796

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March 24, 2022 Filed Mar 25, 2022 01:19 UTC
Kohn Bernhard L IIIDirector · CEO & President
PurchaseCommon Stock 5,250 $14.81 $77,731.50
Disclosure

SEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 4

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856,621

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March 24, 2022 Filed Mar 25, 2022 01:19 UTC
Barton LanceChief Financial Officer
PurchaseCommon Stock 2,650 $14.55 $38,557.50
Disclosure

SEC source: 0001209191-22-021027 · doc4.xml · nonDerivative · entry 3

Barton Lance · CIK 0001846819 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,741

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March 24, 2022 Filed Mar 25, 2022 21:18 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 7,630 $14.45 $110,238.24
Disclosure

SEC source: 0001209191-22-021140 · doc4.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,902

F1 · shares: Represents shares sold to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, restricted stock unit settlements are being completed along with shares sold solely to cover the taxes related to such transactions.

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March 23, 2022 Filed Mar 25, 2022 01:19 UTC
Kohn Bernhard L IIIDirector · CEO & President
PurchaseCommon Stock 25,000 $15.52 $388,000.00
Disclosure

SEC source: 0001209191-22-021028 · doc4.xml · nonDerivative · entry 3

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $15.35 to $15.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F5 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.