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Nasdaq · USD

PLBY

Playboy, Inc.

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1714
SEC CIK
0001803914
Parsed reports
180

Last 12 months

Inside the activity.

0 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 2026015
Jun 2026018
Jul 202606
Aug 2026017
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2025 Filed May 6, 2025 20:40 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000080 · wk-form4_1746564005.xml · nonDerivative · entry 1

Edmonds Tracey E · CIK 0001844982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,010

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 16, 2026 and (b) the date of the Issuer's 2026 annual meeting of its stockholders.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:21 UTC
Riley ChristopherGeneral Counsel & Secretary
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000075 · wk-form4_1746562879.xml · nonDerivative · entry 2

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279,228

F2 · shares: Represents a grant of restricted stock units that vests in full on April 30, 2026.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:21 UTC
Riley ChristopherGeneral Counsel & Secretary
GrantCommon Stock 274,187 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000075 · wk-form4_1746562879.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 929,228

F1 · shares: Represents a grant of restricted stock units that vests in full on June 30, 2026.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:37 UTC
Yaffe JamesDirector
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000079 · wk-form4_1746563833.xml · nonDerivative · entry 1

Yaffe James · CIK 0001411609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,976

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 16, 2026 and (b) the date of the Issuer's 2026 annual meeting of its stockholders.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:34 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000078 · wk-form4_1746563685.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,653

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 16, 2026 and (b) the date of the Issuer's 2026 annual meeting of its stockholders.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:25 UTC
CROSSMAN MARCCFO & COO
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000076 · wk-form4_1746563147.xml · nonDerivative · entry 2

CROSSMAN MARC · CIK 0001214650 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165,041

F2 · shares: Represents a grant of restricted stock units that vests in full on April 30, 2026.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:25 UTC
CROSSMAN MARCCFO & COO
GrantCommon Stock 274,187 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000076 · wk-form4_1746563147.xml · nonDerivative · entry 1

CROSSMAN MARC · CIK 0001214650 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,041

F1 · shares: Represents a grant of restricted stock units that vests in full on June 30, 2026.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:15 UTC
RIZVI SUHAILDirector · 10% owner
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-045043 · tm2514133-2_4seq1.xml · nonDerivative · entry 2

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,384

F2 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 16, 2026 and (b) the date of PLBY Group, Inc.'s 2026 annual meeting of its stockholders.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:15 UTC
RIZVI SUHAILDirector · 10% owner
GrantCommon Stock 48,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-045043 · tm2514133-2_4seq1.xml · nonDerivative · entry 1

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,384

F1 · shares: Represents a grant of restricted stock units that vested in full on the grant date.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:31 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000077 · wk-form4_1746563475.xml · nonDerivative · entry 2

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373,415

F2 · shares: Represents a grant of restricted stock units that vests in full on April 30, 2026.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:31 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantCommon Stock 783,392 $0.00 $0.00
Disclosure

SEC source: 0001803914-25-000077 · wk-form4_1746563475.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,373,415

F1 · shares: Represents a grant of restricted stock units that vests in full on June 30, 2026.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 00:08 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 71,323 $0.56 $40,104.92
Disclosure

SEC source: 0001803914-24-000077 · wk-form4_1724285298.xml · nonDerivative · entry 3

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,590,023

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.5596 to $0.5832, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 00:08 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 79,330 $0.55 $43,948.82
Disclosure

SEC source: 0001803914-24-000077 · wk-form4_1724285298.xml · nonDerivative · entry 2

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,661,346

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.54 to $0.6048, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 19, 2024 Filed Aug 22, 2024 00:08 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 69,871 $0.62 $43,361.94
Disclosure

SEC source: 0001803914-24-000077 · wk-form4_1724285298.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,740,676

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.6065 to $0.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 16, 2024 Filed Aug 17, 2024 00:34 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 66,390 $0.64 $42,224.04
Disclosure

SEC source: 0001803914-24-000074 · wk-form4_1723854855.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,810,547

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.6151 to $0.6687, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 15, 2024 Filed Aug 17, 2024 00:34 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 41,553 $0.63 $26,207.48
Disclosure

SEC source: 0001803914-24-000075 · wk-form4_1723854865.xml · nonDerivative · entry 2

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,041

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.61 to $0.646, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 14, 2024 Filed Aug 17, 2024 00:34 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 46,348 $0.63 $29,125.08
Disclosure

SEC source: 0001803914-24-000075 · wk-form4_1723854865.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,594

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.605 to $0.6995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:44 UTC GrantCommon Stock 117,509 $0.00 $0.00
Disclosure

SEC source: 0001803914-24-000061 · wk-form4_1722555872.xml · nonDerivative · entry 1

Edmonds Tracey E · CIK 0001844982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,010

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) July 30, 2025 and (b) the date of the Issuer's 2025 annual meeting of its stockholders.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:44 UTC
Riley ChristopherGeneral Counsel & Secretary
GrantCommon Stock 274,187 $0.00 $0.00
Disclosure

SEC source: 0001803914-24-000063 · wk-form4_1722555893.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,942

F1 · shares: Represents a grant of restricted stock units that vests in full on the anniversary of the vesting start date (June 30, 2024).

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:45 UTC
Yaffe JamesDirector
GrantCommon Stock 117,509 $0.00 $0.00
Disclosure

SEC source: 0001803914-24-000065 · wk-form4_1722555914.xml · nonDerivative · entry 1

Yaffe James · CIK 0001411609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,976

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) July 30, 2025 and (b) the date of the Issuer's 2025 annual meeting of its stockholders.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:45 UTC GrantCommon Stock 117,509 $0.00 $0.00
Disclosure

SEC source: 0001803914-24-000064 · wk-form4_1722555903.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,653

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) July 30, 2025 and (b) the date of the Issuer's 2025 annual meeting of its stockholders.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:45 UTC
CROSSMAN MARCCFO & COO
GrantCommon Stock 274,187 $0.00 $0.00
Disclosure

SEC source: 0001803914-24-000066 · wk-form4_1722555924.xml · nonDerivative · entry 1

CROSSMAN MARC · CIK 0001214650 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,854

F1 · shares: Represents a grant of restricted stock units that vests in full on the anniversary of the vesting start date (June 30, 2024).

Read SEC document
July 30, 2024 Filed Aug 1, 2024 20:18 UTC
RIZVI SUHAILDirector · 10% owner
GrantCommon Stock 117,509 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-084918 · tm2420638-1_4seq1.xml · nonDerivative · entry 2

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,634

F2 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) July 30, 2025 and (b) the date of PLBY Group, Inc.'s 2025 annual meeting of its stockholders.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 20:18 UTC
RIZVI SUHAILDirector · 10% owner
GrantCommon Stock 76,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-084918 · tm2420638-1_4seq1.xml · nonDerivative · entry 1

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,125

F1 · shares: Represents a grant of restricted stock units that vested in full on the grant date.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:44 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantCommon Stock 783,392 $0.00 $0.00
Disclosure

SEC source: 0001803914-24-000062 · wk-form4_1722555883.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,876,937

F1 · shares: Represents a grant of restricted stock units that vests in full on the anniversary of the vesting start date (June 30, 2024).

Read SEC document
May 28, 2024 Filed May 30, 2024 00:06 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 9,159 $0.87 $7,927.11
Disclosure

SEC source: 0001803914-24-000039 · wk-form4_1717027561.xml · nonDerivative · entry 2

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,755

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.8555 to $0.9091, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 28, 2024 Filed May 30, 2024 00:06 UTC
CROSSMAN MARCCFO & COO
SaleCommon Stock 56,235 $0.87 $48,907.58
Disclosure

SEC source: 0001803914-24-000040 · wk-form4_1717027575.xml · nonDerivative · entry 2

CROSSMAN MARC · CIK 0001214650 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,667

F3 · shares: Represents shares sold solely to satisfy the reporting person's obligations under a divorce decree.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.86 to $0.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 28, 2024 Filed May 30, 2024 00:06 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 26,023 $0.87 $22,655.62
Disclosure

SEC source: 0001803914-24-000041 · wk-form4_1717027588.xml · nonDerivative · entry 2

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093,545

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.8555 to $0.9091, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:06 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 7,603 $0.89 $6,732.46
Disclosure

SEC source: 0001803914-24-000039 · wk-form4_1717027561.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,914

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.87 to $0.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:06 UTC
CROSSMAN MARCCFO & COO
SaleCommon Stock 77,098 $0.88 $68,200.89
Disclosure

SEC source: 0001803914-24-000040 · wk-form4_1717027575.xml · nonDerivative · entry 1

CROSSMAN MARC · CIK 0001214650 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,902

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.87 to $0.9069, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:06 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 17,414 $0.89 $15,434.03
Disclosure

SEC source: 0001803914-24-000041 · wk-form4_1717027588.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119,568

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.87 to $0.9017 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 14, 2023 Filed Nov 14, 2023 23:53 UTC
Kohn Bernhard L IIIDirector · CEO & President
SaleCommon Stock 50,000 $0.47 $23,450.00
Disclosure

SEC source: 0001803914-23-000112 · wk-form4_1700005977.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · by Cold Springs Trust

Disclosed balance after: 75,361

F1 · shares: These shares were sold in connection with year-end tax planning.

F2 · ownership.nature: Represents shares of common stock held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 21:25 UTC
Beuting FlorusFormer CAO & Treasurer
SaleCommon Stock 1,059 $0.71 $755.17
Disclosure

SEC source: 0001803914-23-000109 · wk-form4_1699565093.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · Former CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,939

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.69 to $0.7373, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:04 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000088 · wk-form4_1697069072.xml · nonDerivative · entry 1

Edmonds Tracey E · CIK 0001844982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,501

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 15, 2024 and (b) the date of the Issuer's 2024 annual meeting of its stockholders.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:05 UTC
Riley ChristopherGeneral Counsel & Secretary
GrantStock Option (Right to buy) · Derivative 129,630 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001803914-23-000091 · wk-form4_1697069106.xml · derivative · entry 3

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,630

Underlying: Common Stock · 129,630 shares

Expires 2033-10-09

F4 · derivative.exercise_date: The option is exercisable with respect to 50% of the shares as of June 30, 2024 and with respect to the remaining shares as of June 30, 2025.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:05 UTC
Riley ChristopherGeneral Counsel & Secretary
Disposition to issuerStock Option (Right to buy) · Derivative 36,590 Not disclosed Strike: $28.08 Not disclosed
Disclosure

SEC source: 0001803914-23-000091 · wk-form4_1697069106.xml · derivative · entry 2

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,590 shares

Expires 2031-10-29

F3 · price: The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 4 filed on November 2, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 31,507 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.

F3 · derivative.exercise_date: The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 4 filed on November 2, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 31,507 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.

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October 09, 2023 Filed Oct 12, 2023 00:05 UTC
Riley ChristopherGeneral Counsel & Secretary
GrantCommon Stock 280,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000091 · wk-form4_1697069106.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,517

F1 · shares: Represents a grant of restricted stock units that vests in two equal installments on each of the first two (2) anniversaries of the vesting start date (June 30, 2023).

F2 · balance_after: Includes 47,537 unvested shares under a performance-based restricted stock unit award previously reported on a Form 4 filed November 2, 2021 for which the performance-based vesting was amended to time-based vesting by the Issuer on October 9, 2023. Half of such shares (rounded down to the nearest whole share) will vest as of June 30, 2024 and the remaining portion of such shares will vest as of June 30, 2025.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
Yaffe JamesDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000087 · wk-form4_1697069062.xml · nonDerivative · entry 1

Yaffe James · CIK 0001411609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,467

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 15, 2024 and (b) the date of the Issuer's 2024 annual meeting of its stockholders.

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October 09, 2023 Filed Oct 12, 2023 00:05 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000090 · wk-form4_1697069095.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,144

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 15, 2024 and (b) the date of the Issuer's 2024 annual meeting of its stockholders.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
CROSSMAN MARCCFO & COO
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000089 · wk-form4_1697069083.xml · nonDerivative · entry 1

CROSSMAN MARC · CIK 0001214650 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

F1 · shares: Represents a grant of restricted stock units that vests in three equal installments (rounded down to the nearest whole share) on each of the first three (3) anniversaries of the vesting start date (March 22, 2023).

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October 09, 2023 Filed Oct 12, 2023 00:05 UTC
RIZVI SUHAILDirector · 10% owner
GrantCommon Stock 16,250 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000092 · wk-form4_1697069117.xml · nonDerivative · entry 2

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,744

F2 · shares: Represents a grant of restricted stock units that vested in full on the grant date.

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October 09, 2023 Filed Oct 12, 2023 00:05 UTC
RIZVI SUHAILDirector · 10% owner
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000092 · wk-form4_1697069117.xml · nonDerivative · entry 1

RIZVI SUHAIL · CIK 0001226358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,494

F1 · shares: Represents a grant of restricted stock units that vests on the earlier of (a) June 15, 2024 and (b) the date of the Issuer's 2024 annual meeting of its stockholders.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
Beuting FlorusCAO & Treasurer
Disposition to issuerStock Option (Right to buy) · Derivative 30,219 Not disclosed Strike: $28.08 Not disclosed
Disclosure

SEC source: 0001803914-23-000086 · wk-form4_1697069051.xml · derivative · entry 2

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,219 shares

Expires 2031-10-29

F1 · price: The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 4 filed on November 2, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 20,146 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.

F1 · derivative.exercise_date: The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 4 filed on November 2, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 20,146 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantStock Option (Right to buy) · Derivative 462,963 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001803914-23-000085 · wk-form4_1697069036.xml · derivative · entry 7

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,944

Underlying: Common Stock · 462,963 shares

Expires 2033-10-09

F7 · derivative.exercise_date: The option is exercisable with respect to 50% of the shares (rounded down to the nearest whole share) as of June 30, 2024 and with respect to the remaining shares as of June 30, 2025.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantStock Option (Right to buy) · Derivative 321,981 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001803914-23-000085 · wk-form4_1697069036.xml · derivative · entry 6

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,981

Underlying: Common Stock · 321,981 shares

Expires 2033-10-09

F7 · derivative.exercise_date: The option is exercisable with respect to 50% of the shares (rounded down to the nearest whole share) as of June 30, 2024 and with respect to the remaining shares as of June 30, 2025.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
Kohn Bernhard L IIIDirector · CEO & President
Disposition to issuerStock Option (Right to buy) · Derivative 965,944 Not disclosed Strike: $10.52 Not disclosed
Disclosure

SEC source: 0001803914-23-000085 · wk-form4_1697069036.xml · derivative · entry 5

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 965,944 shares

Expires 2021-01-31

F6 · price: The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 3 filed on February 19, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 831,114 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.

F6 · derivative.exercise_date: The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 3 filed on February 19, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 831,114 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.

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October 09, 2023 Filed Oct 12, 2023 00:04 UTC
Kohn Bernhard L IIIDirector · CEO & President
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001803914-23-000085 · wk-form4_1697069036.xml · nonDerivative · entry 1

Kohn Bernhard L III · CIK 0001844121 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,136,982

F1 · shares: Represents a grant of restricted stock units that vests in two equal installments on each of the first two (2) anniversaries of the vesting start date (June 30, 2023).

F2 · balance_after: Includes 264,094 unvested shares under a performance-based restricted stock unit award previously reported on a Form 4 filed November 2, 2021 for which the performance-based vesting was amended to time-based vesting by the Issuer on October 9, 2023. Half of such shares will vest as of June 30, 2024 and the remaining half of such shares will vest as of June 30, 2025.

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August 22, 2023 Filed Aug 23, 2023 23:19 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 1,763 $1.42 $2,499.93
Disclosure

SEC source: 0001803914-23-000072 · wk-form4_1692832751.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,998

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.41 to $1.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 18, 2023 Filed May 20, 2023 00:29 UTC
Riley ChristopherGeneral Counsel & Secretary
SaleCommon Stock 8,528 $1.60 $13,670.38
Disclosure

SEC source: 0001803914-23-000051 · wk-form4_1684542580.xml · nonDerivative · entry 1

Riley Christopher · CIK 0001449659 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,517

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.55 to $1.645, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 18, 2023 Filed May 20, 2023 00:40 UTC
Beuting FlorusCAO & Treasurer
SaleCommon Stock 4,174 $1.57 $6,544.83
Disclosure

SEC source: 0001803914-23-000055 · wk-form4_1684543237.xml · nonDerivative · entry 1

Beuting Florus · CIK 0001845069 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,761

F1 · shares: Represents shares sold solely to cover the reporting person's tax withholding obligations in connection with the settlement of restricted stock units previously granted to the reporting person. Pursuant to the Issuer's current practices, the disclosed sale of shares was made in connection with the settlement of restricted stock units, solely to cover taxes related to such settlement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.55 to $1.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.