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Nasdaq · USD

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PHOTRONICS INC

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Tapewire entity
4651
SEC CIK
0000810136
Parsed reports
453

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 2026012
Feb 202600
Mar 202603
Apr 2026024
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2017 Filed Sep 19, 2017 21:44 UTC
JORDAN JOHN PSVP & Chief Financial Officer
PurchaseCommon Stock 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0001140361-17-035934 · form4.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Read SEC document
September 13, 2017 Filed Sep 14, 2017 21:54 UTC
JORDAN JOHN PSVP & Chief Financial Officer
PurchaseCommon Stock 2,000 $7.85 $15,700.00
Disclosure

SEC source: 0001140361-17-035577 · form4.xml · nonDerivative · entry 2

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Read SEC document
September 12, 2017 Filed Sep 14, 2017 21:54 UTC
JORDAN JOHN PSVP & Chief Financial Officer
PurchaseCommon Stock 1,000 $7.85 $7,850.00
Disclosure

SEC source: 0001140361-17-035577 · form4.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:21 UTC
JORDAN JOHN PSVP & Chief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034748 · form4.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: One quarter will vest annually from the date of grant. The grant will fully vest over a four (4) year period; however, no more than fifty percent (50%) of the grant will vest unless and until the occurrence of certain events.

Read SEC document
August 30, 2017 Filed Sep 5, 2017 22:28 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,068 $8.00 $16,544.00
Disclosure

SEC source: 0001140361-17-034352 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,109

F1 · shares: Notification of sale received September 5, 2017. Net proceeds of sale to fund children's education.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:35 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-17-030058 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 4,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:35 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 4,000 $10.05 $40,200.00
Disclosure

SEC source: 0001140361-17-030058 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:35 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 4,000 $0.76 $3,040.00
Disclosure

SEC source: 0001140361-17-030058 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jan 5, 2018 01:51 UTC
KIRLIN PETER SDirector · Chief Executive Officer
OtherCommon Stock 3,797 $7.57 $28,743.29
Disclosure

SEC source: 0001140361-18-000945 · form4.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,495

F1 · shares: Represents 3,797 shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan.

F2 · price: The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents.

Read SEC document
July 27, 2017 Filed Jan 23, 2018 23:53 UTC OtherCommon Stock 2,807 $7.57 $21,248.99
Disclosure

SEC source: 0001140361-18-002973 · form4.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,575

F1 · shares: Represents 2,807 shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan.

F2 · price: The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:08 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-17-023860 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 4,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:08 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 4,000 $10.05 $40,200.00
Disclosure

SEC source: 0001140361-17-023860 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:08 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 4,000 $0.76 $3,040.00
Disclosure

SEC source: 0001140361-17-023860 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 23, 2017 23:03 UTC Exercise / conversionNon-qualified Stock Options · Derivative 12,500 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-17-022053 · form4.xml · derivative · entry 3

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
May 19, 2017 Filed May 23, 2017 23:03 UTC Exercise / conversionCommon Stock 12,500 $0.76 $9,500.00
Disclosure

SEC source: 0001140361-17-022053 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:17 UTC SaleCommon Stock 1,200 $11.59 $13,908.00
Disclosure

SEC source: 0001140361-17-017651 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,379

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 20:06 UTC SaleCommon Stock 1,100 $11.00 $12,100.00
Disclosure

SEC source: 0001140361-17-016401 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,579

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 19:38 UTC SaleCommon Stock 100 $11.00 $1,100.00
Disclosure

SEC source: 0001140361-17-013771 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,679

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:15 UTC SaleCommon Stock 1,200 $11.00 $13,200.00
Disclosure

SEC source: 0001140361-17-010588 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,779

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:19 UTC SaleCommon Stock 1,200 $11.78 $14,130.00
Disclosure

SEC source: 0001140361-17-003795 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,979

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · shares: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:01 UTC
KIRLIN PETER SChief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $4.42 Strike: $4.42 $66,300.00
Disclosure

SEC source: 0001140361-17-002434 · form4.xml · derivative · entry 3

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:01 UTC
KIRLIN PETER SChief Executive Officer
SaleCommon Stock 5,842 $11.30 $65,998.24
Disclosure

SEC source: 0001140361-17-002434 · form4.xml · nonDerivative · entry 2

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,698

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F2 · shares: Net proceeds of sale to offset the cost of the exercise.

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:01 UTC
KIRLIN PETER SChief Executive Officer
Exercise / conversionCommon Stock 15,000 $4.42 $66,300.00
Disclosure

SEC source: 0001140361-17-002434 · form4.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 02:49 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000911 · form4.xml · nonDerivative · entry 1

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Read SEC document
January 05, 2017 Filed Jan 6, 2017 02:33 UTC
Burr Richelle EVP, General Counsel & Secy
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000898 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,609

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:54 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000914 · form4.xml · nonDerivative · entry 1

Hsia Liang Choo · CIK 0001538840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:48 UTC
MACRICOSTAS CONSTANTINE SDirector · Executive Chairman
GrantStock Options (Right to Buy) · Derivative 40,000 $11.35 Strike: $11.35 $454,000.00
Disclosure

SEC source: 0001140361-17-000909 · form4.xml · derivative · entry 5

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-01-03

F4 · derivative.exercise_date: The stock options vest semi-annually over a four year period

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:48 UTC
MACRICOSTAS CONSTANTINE SDirector · Executive Chairman
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000909 · form4.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,747

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:39 UTC GrantStock Options (Right to Buy) · Derivative 28,750 $11.35 Strike: $11.35 $326,312.50
Disclosure

SEC source: 0001140361-17-000905 · form4.xml · derivative · entry 3

KIRLIN PETER S · CIK 0001219132 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,750

Underlying: Common Stock · 28,750 shares

Expires 2017-01-03

F3 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:39 UTC GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000905 · form4.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,312

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:38 UTC
SMITH SEAN TSenior Vice President & CFO
GrantStock Options (Right to Buy) · Derivative 22,000 $11.35 Strike: $11.35 $249,700.00
Disclosure

SEC source: 0001140361-17-000903 · form4.xml · derivative · entry 3

SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 22,000 shares

Expires 2027-01-03

F3 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:38 UTC
SMITH SEAN TSenior Vice President & CFO
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000903 · form4.xml · nonDerivative · entry 1

SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,006

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:35 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000900 · form4.xml · nonDerivative · entry 1

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:33 UTC
Burr Richelle EVP, General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 15,000 $11.35 Strike: $11.35 $170,250.00
Disclosure

SEC source: 0001140361-17-000898 · form4.xml · derivative · entry 3

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-01-03

F3 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:24 UTC
Progler Christopher JVP, Chief Technology Officer
GrantStock Options (Right to Buy) · Derivative 15,000 $11.35 Strike: $11.35 $170,250.00
Disclosure

SEC source: 0001140361-17-000875 · form4.xml · derivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-01-03

F1 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:24 UTC
Progler Christopher JVP, Chief Technology Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000875 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,900

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:15 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000868 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,179

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:12 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000865 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,100

Read SEC document
December 27, 2016 Filed Dec 29, 2016 22:07 UTC SaleCommon Stock 1,200 $11.63 $13,950.00
Disclosure

SEC source: 0001140361-16-091083 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,179

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · shares: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:14 UTC
SMITH SEAN TSenior Vice President & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-16-089797 · form4.xml · derivative · entry 3

SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:14 UTC
SMITH SEAN TSenior Vice President & CFO
SaleCommon Stock 15,000 $11.49 $172,413.00
Disclosure

SEC source: 0001140361-16-089797 · form4.xml · nonDerivative · entry 2

SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,006

F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Sean T. Smith

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:14 UTC
SMITH SEAN TSenior Vice President & CFO
Exercise / conversionCommon Stock 15,000 $4.42 $66,300.00
Disclosure

SEC source: 0001140361-16-089797 · form4.xml · nonDerivative · entry 1

SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Sean T. Smith

Read SEC document
December 08, 2016 Filed Dec 12, 2016 22:28 UTC SaleCommon Stock 8,400 $11.00 $92,400.00
Disclosure

SEC source: 0001140361-16-089408 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,379

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · shares: This transaction was executed in multiple trades. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:55 UTC
Burr Richelle EVP, General Counsel & Secy
Exercise / conversionStock Options (Right to Buy) · Derivative 10,275 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-16-089136 · doc1.xml · derivative · entry 3

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 10,275 shares

Expires 2022-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:55 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 10,275 $10.20 $104,766.98
Disclosure

SEC source: 0001140361-16-089136 · doc1.xml · nonDerivative · entry 2

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,609

F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting

F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

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December 06, 2016 Filed Dec 8, 2016 22:55 UTC
Burr Richelle EVP, General Counsel & Secy
Exercise / conversionCommon Stock 10,275 $5.46 $56,101.50
Disclosure

SEC source: 0001140361-16-089136 · doc1.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting

F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

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September 15, 2016 Filed Sep 16, 2016 19:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 12,000 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001140361-16-080043 · form4.xml · derivative · entry 3

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2016 Filed Sep 16, 2016 19:30 UTC SaleCommon Stock 12,000 $10.00 $120,000.00
Disclosure

SEC source: 0001140361-16-080043 · form4.xml · nonDerivative · entry 2

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,100

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September 15, 2016 Filed Sep 16, 2016 19:30 UTC Exercise / conversionCommon Stock 12,000 $6.14 $73,680.00
Disclosure

SEC source: 0001140361-16-080043 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 14, 2016 Filed Sep 16, 2016 19:19 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 21,250 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-16-080032 · form4.xml · derivative · entry 3

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,250 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.