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Nasdaq · USD

PLAB

PHOTRONICS INC

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Tapewire entity
4651
SEC CIK
0000810136
Parsed reports
453

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 2026012
Feb 202600
Mar 202603
Apr 2026024
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Mar 1, 2018 22:32 UTC Amendment SaleCommon Stock 200,000 $7.71 $1,542,000.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · nonDerivative · entry 6

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,575

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Mar 1, 2018 22:32 UTC Amendment Exercise / conversionCommon Stock 62,500 $6.32 $395,000.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · nonDerivative · entry 5

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Mar 1, 2018 22:32 UTC Amendment Exercise / conversionCommon Stock 112,500 $6.71 $754,875.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · nonDerivative · entry 4

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Mar 1, 2018 22:32 UTC Amendment Exercise / conversionCommon Stock 25,000 $4.42 $110,500.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · nonDerivative · entry 3

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:55 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-009472 · form4.xml · derivative · entry 7

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 200,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:55 UTC SaleCommon Stock 200,000 $7.75 $1,550,000.00
Disclosure

SEC source: 0001140361-18-009472 · form4.xml · nonDerivative · entry 2

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,575

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:55 UTC Exercise / conversionCommon Stock 200,000 $4.42 $884,000.00
Disclosure

SEC source: 0001140361-18-009472 · form4.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Mar 1, 2018 22:32 UTC Amendment Exercise / conversionStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · derivative · entry 7

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 200,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Mar 1, 2018 22:32 UTC Amendment SaleCommon Stock 200,000 $7.87 $1,574,000.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · nonDerivative · entry 2

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,575

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
February 16, 2018 Filed Mar 1, 2018 22:32 UTC Amendment Exercise / conversionCommon Stock 200,000 $4.42 $884,000.00
Disclosure

SEC source: 0001140361-18-011331 · form4.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:42 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-003979 · form4.xml · derivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,360

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:42 UTC SaleCommon Stock 1,040 $8.50 $8,840.00
Disclosure

SEC source: 0001140361-18-003979 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,379

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:42 UTC Exercise / conversionCommon Stock 1,040 $0.76 $790.40
Disclosure

SEC source: 0001140361-18-003979 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 23, 2018 23:53 UTC GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-002973 · form4.xml · nonDerivative · entry 2

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,575

F3 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 12, 2018 Filed Jan 18, 2018 01:48 UTC Exercise / conversionNon-qualified Stock Options · Derivative 12,500 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-002273 · form4.xml · derivative · entry 3

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant.

Read SEC document
January 12, 2018 Filed Jan 18, 2018 01:48 UTC Exercise / conversionCommon Stock 12,500 $0.76 $9,500.00
Disclosure

SEC source: 0001140361-18-002273 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 01:51 UTC
KIRLIN PETER SDirector · Chief Executive Officer
SaleCommon Stock 2,500 $8.60 $21,500.00
Disclosure

SEC source: 0001140361-18-000945 · form4.xml · nonDerivative · entry 3

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,995

F4 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F5 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:51 UTC
KIRLIN PETER SDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 15,000 $8.60 Strike: $8.60 $129,000.00
Disclosure

SEC source: 0001140361-18-000945 · form4.xml · derivative · entry 4

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-02

F6 · derivative.exercise_date: 25% of the stock options granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:51 UTC
KIRLIN PETER SDirector · Chief Executive Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000945 · form4.xml · nonDerivative · entry 2

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,495

F3 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:41 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000938 · form4.xml · nonDerivative · entry 1

Hsia Liang Choo · CIK 0001538840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:44 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000943 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,600

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:41 UTC
Burr Richelle EVP, General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 15,000 $8.60 Strike: $8.60 $129,000.00
Disclosure

SEC source: 0001140361-18-000937 · form4.xml · derivative · entry 2

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-02

F2 · derivative.exercise_date: 25% of the stock options granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:41 UTC
Burr Richelle EVP, General Counsel & Secy
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000937 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,109

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:35 UTC
Progler Christopher JVP, Chief Technology Officer
GrantStock Options (Right to Buy) · Derivative 15,000 $8.60 Strike: $8.60 $129,000.00
Disclosure

SEC source: 0001140361-18-000923 · form4.xml · derivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-02

F2 · derivative.exercise_date: 25% of the stock options granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:35 UTC
Progler Christopher JVP, Chief Technology Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000923 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:41 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000934 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,379

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:15 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000919 · form4.xml · nonDerivative · entry 1

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:14 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000917 · form4.xml · nonDerivative · entry 1

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:00 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 4,000 $9.00 $36,000.00
Disclosure

SEC source: 0001140361-17-045857 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,109

F1 · shares: Net proceeds of sale to fund children's education and taxes.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 20:59 UTC
JORDAN JOHN PSVP & Chief Financial Officer
PurchaseCommon Stock 1,000 $9.00 $9,000.00
Disclosure

SEC source: 0001140361-17-045309 · form4.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Read SEC document
December 04, 2017 Filed Dec 6, 2017 00:15 UTC
SMITH SEAN TFormer SVP & CFO
Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative 12,500 $0.00 Strike: $6.71 $0.00
Disclosure

SEC source: 0001140361-17-045096 · form4.xml · derivative · entry 3

SMITH SEAN T · CIK 0001182396 · Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: COMMON STOCK · 12,500 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 00:15 UTC
SMITH SEAN TFormer SVP & CFO
SaleCOMMON STOCK 12,500 $9.43 $117,875.00
Disclosure

SEC source: 0001140361-17-045096 · form4.xml · nonDerivative · entry 2

SMITH SEAN T · CIK 0001182396 · Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,358

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 00:15 UTC
SMITH SEAN TFormer SVP & CFO
Exercise / conversionCOMMON STOCK 12,500 $6.71 $83,875.00
Disclosure

SEC source: 0001140361-17-045096 · form4.xml · nonDerivative · entry 1

SMITH SEAN T · CIK 0001182396 · Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:14 UTC
JORDAN JOHN PSVP & Chief Financial Officer
PurchaseCommon Stock 1,000 $9.50 $9,500.00
Disclosure

SEC source: 0001140361-17-045095 · form4.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:14 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-17-045093 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 4,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:14 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 4,000 $9.55 $38,200.00
Disclosure

SEC source: 0001140361-17-045093 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:14 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 4,000 $0.76 $3,040.00
Disclosure

SEC source: 0001140361-17-045093 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:17 UTC
SMITH SEAN TFormer SVP & CFO
Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative 25,000 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001140361-17-044012 · form4.xml · derivative · entry 3

SMITH SEAN T · CIK 0001182396 · Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 25,000 shares

Expires 2021-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:17 UTC
SMITH SEAN TFormer SVP & CFO
SaleCOMMON STOCK 25,000 $9.19 $229,750.00
Disclosure

SEC source: 0001140361-17-044012 · form4.xml · nonDerivative · entry 2

SMITH SEAN T · CIK 0001182396 · Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,358

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:17 UTC
SMITH SEAN TFormer SVP & CFO
Exercise / conversionCOMMON STOCK 25,000 $6.32 $158,000.00
Disclosure

SEC source: 0001140361-17-044012 · form4.xml · nonDerivative · entry 1

SMITH SEAN T · CIK 0001182396 · Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 3,000 $9.00 $27,000.00
Disclosure

SEC source: 0001140361-17-042208 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,109

F1 · shares: Net proceeds of sale to fund children's education and taxes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:02 UTC
SMITH SEAN TConsultant/ Former SVP & CFO
Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative 18,750 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-17-040792 · form4.xml · derivative · entry 3

SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 18,750 shares

Expires 2022-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:02 UTC
SMITH SEAN TConsultant/ Former SVP & CFO
SaleCOMMON STOCK 18,750 $9.48 $177,750.00
Disclosure

SEC source: 0001140361-17-040792 · form4.xml · nonDerivative · entry 2

SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,358

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:02 UTC
SMITH SEAN TConsultant/ Former SVP & CFO
Exercise / conversionCOMMON STOCK 18,750 $5.46 $102,375.00
Disclosure

SEC source: 0001140361-17-040792 · form4.xml · nonDerivative · entry 1

SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 22:20 UTC
SMITH SEAN TConsultant/ Former SVP & CFO
Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative 18,750 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-17-037827 · form4.xml · derivative · entry 3

SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: COMMON STOCK · 18,750 shares

Expires 2022-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

F3 · derivative.exercise_date: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

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October 04, 2017 Filed Oct 6, 2017 22:20 UTC
SMITH SEAN TConsultant/ Former SVP & CFO
SaleCOMMON STOCK 18,750 $9.19 $172,312.50
Disclosure

SEC source: 0001140361-17-037827 · form4.xml · nonDerivative · entry 2

SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,358

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.

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October 04, 2017 Filed Oct 6, 2017 22:20 UTC
SMITH SEAN TConsultant/ Former SVP & CFO
Exercise / conversionCOMMON STOCK 18,750 $5.46 $102,375.00
Disclosure

SEC source: 0001140361-17-037827 · form4.xml · nonDerivative · entry 1

SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2017 Filed Oct 4, 2017 19:31 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-17-037584 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 4,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant.

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October 02, 2017 Filed Oct 4, 2017 19:31 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 4,000 $8.85 $35,400.00
Disclosure

SEC source: 0001140361-17-037584 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:31 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 4,000 $0.76 $3,040.00
Disclosure

SEC source: 0001140361-17-037584 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.