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Polaris Inc.

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760
SEC CIK
0000931015
Parsed reports
662

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 21:23 UTC GrantCommon Stock 406.65 $75.31 $30,624.81
Disclosure

SEC source: 0001628280-24-030918 · wk-form4_1719955410.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,524.41

F1 · balance_after: The reported transaction involved the crediting of 406.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 406.65 newly acquired CSEs, and 207.55 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:23 UTC GrantCommon Stock 439.85 $75.31 $33,125.10
Disclosure

SEC source: 0001628280-24-030917 · wk-form4_1719955399.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,179.24

F1 · balance_after: The reported transaction involved the crediting of 439.85 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 439.85 newly acquired CSEs, and 380.97 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:23 UTC GrantCommon Stock 464.75 $75.31 $35,000.32
Disclosure

SEC source: 0001628280-24-030916 · wk-form4_1719955389.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,719.36

F1 · balance_after: The reported transaction involved the crediting of 464.75 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 464.75 newly acquired CSEs, and 160.14 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:23 UTC GrantCommon Stock 406.65 $75.31 $30,624.81
Disclosure

SEC source: 0001628280-24-030915 · wk-form4_1719955378.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,123.24

F1 · balance_after: The reported transaction involved the crediting of 406.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 406.65 newly acquired CSEs, and 130.91 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 30, 2024 Filed May 1, 2024 21:07 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Tax withholdingCommon Stock 258 $85.16 $21,971.28
Disclosure

SEC source: 0001628280-24-019655 · wk-form4_1714597635.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,877

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of restricted stock award.

Read SEC document
April 30, 2024 Filed May 1, 2024 21:07 UTC Tax withholdingCommon Stock 1,946 $85.16 $165,721.36
Disclosure

SEC source: 0001628280-24-019654 · wk-form4_1714597622.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,995

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of restricted stock award.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:13 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019143 · wk-form4_1714428827.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,094.47

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:13 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019142 · wk-form4_1714428815.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,358.42

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:13 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019141 · wk-form4_1714428800.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,585.68

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:13 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019140 · wk-form4_1714428780.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,233.79

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. The total reported in column 5 includes the 1,801 newly acquired deferred stock units, and 438.73 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:12 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019139 · wk-form4_1714428769.xml · nonDerivative · entry 1

Jackson Darryl R. · CIK 0001876062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,779

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. The total reported in column 5 includes the 1,801 newly acquired deferred stock units, and 75.25 deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:12 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019138 · wk-form4_1714428757.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,166.38

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:12 UTC GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019137 · wk-form4_1714428747.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,910.21

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:12 UTC
FARR KEVIN MDirector
GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019136 · wk-form4_1714428733.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,024.05

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. The total reported in column 5 includes the 1,801 newly acquired deferred stock units, and 214.76 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:12 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 1,801 $83.28 $149,987.28
Disclosure

SEC source: 0001628280-24-019135 · wk-form4_1714428722.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,816.62

F1 · balance_after: The reported transaction involved the crediting of 1,801 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. The total reported in column 5 includes the 1,801 newly acquired deferred stock units, and 1,044.18 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:09 UTC GrantCommon Stock 309.44 $98.97 $30,625.28
Disclosure

SEC source: 0001628280-24-014647 · wk-form4_1712178566.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,109.21

F1 · balance_after: The reported transaction involved the crediting of 309.44 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 309.44 newly acquired CSEs, and 161.21 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:09 UTC GrantCommon Stock 359.96 $98.97 $35,625.24
Disclosure

SEC source: 0001628280-24-014645 · wk-form4_1712178556.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,365.38

F1 · balance_after: The reported transaction involved the crediting of 359.96 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 359.96 newly acquired CSEs, and 256.85 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:09 UTC GrantCommon Stock 334.7 $98.97 $33,125.26
Disclosure

SEC source: 0001628280-24-014642 · wk-form4_1712178533.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,557.42

F1 · balance_after: The reported transaction involved the crediting of 334.70 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 334.70 newly acquired CSEs, and 308.33 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:09 UTC GrantCommon Stock 353.64 $98.97 $34,999.75
Disclosure

SEC source: 0001628280-24-014644 · wk-form4_1712178543.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,293.47

F1 · balance_after: The reported transaction involved the crediting of 353.64 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 353.64 newly acquired CSEs, and 120.64 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:08 UTC GrantCommon Stock 309.44 $98.97 $30,625.28
Disclosure

SEC source: 0001628280-24-014641 · wk-form4_1712178519.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,784.68

F1 · balance_after: The reported transaction involved the crediting of 309.44 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 309.44 newly acquired CSEs, and 96.13 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:13 UTC
Duke Benjamin DPresident-Marine
Tax withholdingCommon Stock 143 $92.02 $13,158.86
Disclosure

SEC source: 0001628280-24-005959 · wk-form4_1708553600.xml · nonDerivative · entry 1

Duke Benjamin D · CIK 0001926204 · President-Marine

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,047

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of restricted stock award.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:19 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Tax withholdingCommon Stock 1,152 $92.30 $106,329.60
Disclosure

SEC source: 0001628280-24-005396 · wk-form4_1708121939.xml · nonDerivative · entry 2

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,135

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:19 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-005396 · wk-form4_1708121939.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,287

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Dougherty Michael D.President - On Road and Int'l
GrantEmployee Stock Option (right to buy) · Derivative 25,166 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003124 · wk-form4_1706916522.xml · derivative · entry 5

Dougherty Michael D. · CIK 0001418237 · President - On Road and Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,166

Underlying: Common Stock · 25,166 shares

Expires 2034-01-31

F5 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Dougherty Michael D.President - On Road and Int'l
Tax withholdingCommon Stock 923 $89.96 $83,033.08
Disclosure

SEC source: 0001628280-24-003124 · wk-form4_1706916522.xml · nonDerivative · entry 3

Dougherty Michael D. · CIK 0001418237 · President - On Road and Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,707

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Dougherty Michael D.President - On Road and Int'l
GrantCommon Stock 1,730 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003124 · wk-form4_1706916522.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President - On Road and Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,630

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Dougherty Michael D.President - On Road and Int'l
GrantCommon Stock 4,447 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003124 · wk-form4_1706916522.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President - On Road and Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,900

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Menneto StevenPresident - Off Road
GrantEmployee Stock Option (right to buy) · Derivative 34,603 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003123 · wk-form4_1706916504.xml · derivative · entry 5

Menneto Steven · CIK 0001792236 · President - Off Road

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,603

Underlying: Common Stock · 34,603 shares

Expires 2034-01-31

F5 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Menneto StevenPresident - Off Road
Tax withholdingCommon Stock 1,007 $89.96 $90,589.72
Disclosure

SEC source: 0001628280-24-003123 · wk-form4_1706916504.xml · nonDerivative · entry 3

Menneto Steven · CIK 0001792236 · President - Off Road

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,212

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Menneto StevenPresident - Off Road
GrantCommon Stock 6,114 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003123 · wk-form4_1706916504.xml · nonDerivative · entry 2

Menneto Steven · CIK 0001792236 · President - Off Road

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,219

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Menneto StevenPresident - Off Road
GrantCommon Stock 2,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003123 · wk-form4_1706916504.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President - Off Road

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,105

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Eastman Stephen L.President - PG&A + Aftermarket
GrantEmployee Stock Option (right to buy) · Derivative 25,166 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003122 · wk-form4_1706916494.xml · derivative · entry 6

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,166

Underlying: Common Stock · 25,166 shares

Expires 2034-01-31

F7 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Eastman Stephen L.President - PG&A + Aftermarket
GrantDeferred Stock Units · Derivative 2,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003122 · wk-form4_1706916494.xml · derivative · entry 5

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,444

Underlying: Common Stock · 2,441 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock units.

F4 · price: Upon the vesting of performance restricted stock units granted to the reported person on January 31, 2021, the reporting person deferred the receipt of 2,441 shares of common stock and received instead 2,441 shares of deferred stock units pursuant to the Issuer's Supplemental Retirement Savings Plan ("SERP").

F6 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental Executive Retirement Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F6 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental Executive Retirement Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Eastman Stephen L.President - PG&A + Aftermarket
Disposition to issuerCommon Stock 2,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003122 · wk-form4_1706916494.xml · nonDerivative · entry 3

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,719

F3 · shares: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock units.

F4 · price: Upon the vesting of performance restricted stock units granted to the reported person on January 31, 2021, the reporting person deferred the receipt of 2,441 shares of common stock and received instead 2,441 shares of deferred stock units pursuant to the Issuer's Supplemental Retirement Savings Plan ("SERP").

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Eastman Stephen L.President - PG&A + Aftermarket
GrantCommon Stock 2,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003122 · wk-form4_1706916494.xml · nonDerivative · entry 2

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,160

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Eastman Stephen L.President - PG&A + Aftermarket
GrantCommon Stock 4,447 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003122 · wk-form4_1706916494.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,719

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
GrantEmployee Stock Option (right to buy) · Derivative 34,603 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003121 · wk-form4_1706916481.xml · derivative · entry 6

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,603

Underlying: Common Stock · 34,603 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Tax withholdingCommon Stock 229 $89.96 $20,600.84
Disclosure

SEC source: 0001628280-24-003121 · wk-form4_1706916481.xml · nonDerivative · entry 5

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,787

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Tax withholdingCommon Stock 939 $89.96 $84,472.44
Disclosure

SEC source: 0001628280-24-003121 · wk-form4_1706916481.xml · nonDerivative · entry 4

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,016

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
GrantCommon Stock 494 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003121 · wk-form4_1706916481.xml · nonDerivative · entry 3

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,955

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
GrantCommon Stock 2,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003121 · wk-form4_1706916481.xml · nonDerivative · entry 2

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,461

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
GrantCommon Stock 6,114 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003121 · wk-form4_1706916481.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,425

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 111,803 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003120 · wk-form4_1706916470.xml · derivative · entry 8

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,803

Underlying: Common Stock · 111,803 shares

Expires 2034-01-31

F5 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC Tax withholdingCommon Stock 1,727 $89.96 $155,360.92
Disclosure

SEC source: 0001628280-24-003120 · wk-form4_1706916470.xml · nonDerivative · entry 5

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,941

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC Tax withholdingCommon Stock 1,903 $89.96 $171,193.88
Disclosure

SEC source: 0001628280-24-003120 · wk-form4_1706916470.xml · nonDerivative · entry 4

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,668

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC GrantCommon Stock 19,755 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003120 · wk-form4_1706916470.xml · nonDerivative · entry 3

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,571

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:28 UTC GrantCommon Stock 3,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003120 · wk-form4_1706916470.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,816

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

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January 31, 2024 Filed Feb 2, 2024 23:28 UTC GrantCommon Stock 3,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003120 · wk-form4_1706916470.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,309

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 22,020 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003119 · wk-form4_1706916451.xml · derivative · entry 4

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,020

Underlying: Common Stock · 22,020 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Tax withholdingCommon Stock 1,403 $89.96 $126,213.88
Disclosure

SEC source: 0001628280-24-003119 · wk-form4_1706916451.xml · nonDerivative · entry 3

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,214

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.