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Polaris Inc.

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760
SEC CIK
0000931015
Parsed reports
662

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2021 Filed Mar 9, 2021 22:13 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
Exercise / conversionCommon Stock 1,311 $84.58 $110,884.38
Disclosure

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 3

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:13 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
Exercise / conversionCommon Stock 2,750 $89.39 $245,822.50
Disclosure

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 2

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:13 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
Exercise / conversionCommon Stock 5,298 $98.48 $521,747.04
Disclosure

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:15 UTC
Menneto StevenPresident-ORV
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 16,109 $0.00 Strike: $89.39 $0.00
Disclosure

SEC source: 0001209191-21-019117 · doc4.xml · derivative · entry 5

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,109 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal installments on January 25, 2019 and January 25, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:15 UTC
Menneto StevenPresident-ORV
SaleCommon Stock 1,713 $130.23 $223,083.99
Disclosure

SEC source: 0001209191-21-019117 · doc4.xml · nonDerivative · entry 3

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,751

F2 · shares: Reflects the weighted average price of 1,713 shares of Common Stock sold by the reporting person in multiple transactions on March 5, 2021 with sale prices ranging from $130.21 to $130.26 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:15 UTC
Menneto StevenPresident-ORV
SaleCommon Stock 15,681 $129.80 $2,035,393.80
Disclosure

SEC source: 0001209191-21-019117 · doc4.xml · nonDerivative · entry 2

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,464

F1 · shares: Reflects the weighted average price of 15,681 shares of Common Stock sold by the reporting person in multiple transactions on March 5, 2021 with sale prices ranging from $129.20 to $130.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:15 UTC
Menneto StevenPresident-ORV
Exercise / conversionCommon Stock 16,109 $89.39 $1,439,983.51
Disclosure

SEC source: 0001209191-21-019117 · doc4.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:06 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,045 $0.00 Strike: $84.58 $0.00
Disclosure

SEC source: 0001209191-21-019102 · doc4.xml · derivative · entry 6

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,764

Underlying: Common Stock · 11,045 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:06 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
SaleCommon Stock 11,045 $130.00 $1,435,850.00
Disclosure

SEC source: 0001209191-21-019102 · doc4.xml · nonDerivative · entry 2

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,330

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:06 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Exercise / conversionCommon Stock 11,045 $84.58 $934,186.10
Disclosure

SEC source: 0001209191-21-019102 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:09 UTC
Dougherty Michael D.President-Motorcycles & Int'l
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 19,000 $0.00 Strike: $70.18 $0.00
Disclosure

SEC source: 0001209191-21-014698 · doc4.xml · derivative · entry 7

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,000 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in two equal installments on January 27, 2018 and January 27, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:09 UTC
Dougherty Michael D.President-Motorcycles & Int'l
SaleCommon Stock 19,000 $125.00 $2,375,000.00
Disclosure

SEC source: 0001209191-21-014698 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:09 UTC
Dougherty Michael D.President-Motorcycles & Int'l
Exercise / conversionCommon Stock 19,000 $70.18 $1,333,420.00
Disclosure

SEC source: 0001209191-21-014698 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:08 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
SaleCommon Stock 5,781 $125.00 $722,625.00
Disclosure

SEC source: 0001209191-21-014696 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,330

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:52 UTC
Eastman Stephen L.President - PG&A
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 23,000 $0.00 Strike: $70.18 $0.00
Disclosure

SEC source: 0001209191-21-008505 · doc4.xml · derivative · entry 4

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in two equal installments on January 27, 2018 and January 27, 2020.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:52 UTC
Eastman Stephen L.President - PG&A
SaleCommon Stock 23,000 $119.00 $2,737,000.00
Disclosure

SEC source: 0001209191-21-008505 · doc4.xml · nonDerivative · entry 2

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:52 UTC
Eastman Stephen L.President - PG&A
Exercise / conversionCommon Stock 23,000 $70.18 $1,614,140.00
Disclosure

SEC source: 0001209191-21-008505 · doc4.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:28 UTC Disposition to issuerCommon Stock 2,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006856 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,991

F1 · price: Upon the vesting of restricted stock units granted to the reporting person on January 31, 2018, the reporting person deferred the receipt of 2,766 shares of common stock and received instead 2,766 deferred stock units. Each deferred stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:28 UTC GrantDeferred Stock Units · Derivative 3,319 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006855 · doc4.xml · derivative · entry 6

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,319

Underlying: Common Stock · 3,319 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock, and is received in exchange for one restricted stock unit upon the vesting of such restricted stock unit.

F3 · price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock, and is received in exchange for one restricted stock unit upon the vesting of such restricted stock unit.

F4 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F4 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:28 UTC Disposition to issuerCommon Stock 3,319 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006855 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,808

F1 · price: Upon the vesting of restricted stock units granted to the reporting person on January 31, 2018, the reporting person deferred the receipt of 3,319 shares of common stock and received instead 3,319 deferred stock units. Each deferred stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:26 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
Tax withholdingCommon Stock 1,843 $116.67 $215,022.81
Disclosure

SEC source: 0001209191-21-006853 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,111

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:26 UTC
Menneto StevenPresident-ORV
Tax withholdingCommon Stock 595 $116.67 $69,418.65
Disclosure

SEC source: 0001209191-21-006852 · doc4.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,036

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:25 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
Tax withholdingCommon Stock 913 $116.67 $106,519.71
Disclosure

SEC source: 0001209191-21-006851 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,712

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:24 UTC
Eastman Stephen L.President - PG&A
Tax withholdingCommon Stock 678 $116.67 $79,102.26
Disclosure

SEC source: 0001209191-21-006849 · doc4.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:24 UTC
Dougherty Michael D.President-Motorcycles & Int'l
Tax withholdingCommon Stock 654 $116.67 $76,302.18
Disclosure

SEC source: 0001209191-21-006848 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:22 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Tax withholdingCommon Stock 1,089 $116.67 $127,053.63
Disclosure

SEC source: 0001209191-21-006846 · doc4.xml · nonDerivative · entry 2

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,111

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:22 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Tax withholdingCommon Stock 4,124 $116.67 $481,147.08
Disclosure

SEC source: 0001209191-21-006846 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,200

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:12 UTC
Menneto StevenPresident-ORV
GrantEmployee Stock Options (right to buy) · Derivative 19,603 $0.00 Strike: $117.37 $0.00
Disclosure

SEC source: 0001209191-21-006143 · doc4.xml · derivative · entry 6

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,603

Underlying: Common Stock · 19,603 shares

Expires 2031-01-27

F5 · derivative.exercise_date: The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:12 UTC
Menneto StevenPresident-ORV
Tax withholdingCommon Stock 669 $117.37 $78,520.53
Disclosure

SEC source: 0001209191-21-006143 · doc4.xml · nonDerivative · entry 4

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,631

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock unit award.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:12 UTC
Menneto StevenPresident-ORV
GrantCommon Stock 1,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006143 · doc4.xml · nonDerivative · entry 3

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:12 UTC
Menneto StevenPresident-ORV
GrantCommon Stock 17,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006143 · doc4.xml · nonDerivative · entry 2

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,024

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:12 UTC
Menneto StevenPresident-ORV
GrantCommon Stock 2,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006143 · doc4.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:10 UTC Exercise / conversionDeferred Stock Units · Derivative 2,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006142 · doc4.xml · derivative · entry 4

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898

Underlying: Common Stock · 2,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F2 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F3 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F3 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 17,503 $0.00 Strike: $117.37 $0.00
Disclosure

SEC source: 0001209191-21-006142 · doc4.xml · derivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,503

Underlying: Common Stock · 17,503 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:10 UTC GrantCommon Stock 8,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006142 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:10 UTC GrantCommon Stock 2,663 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006142 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,236

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:09 UTC GrantEmployee Stock Options (right to buy) · Derivative 26,604 $0.00 Strike: $117.37 $0.00
Disclosure

SEC source: 0001209191-21-006141 · doc4.xml · derivative · entry 9

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,604

Underlying: Common Stock · 26,604 shares

Expires 2031-01-27

F5 · derivative.exercise_date: The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:09 UTC Tax withholdingCommon Stock 1,595 $117.37 $187,205.15
Disclosure

SEC source: 0001209191-21-006141 · doc4.xml · nonDerivative · entry 4

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,127

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:09 UTC GrantCommon Stock 3,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006141 · doc4.xml · nonDerivative · entry 3

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,722

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:09 UTC GrantCommon Stock 25,561 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006141 · doc4.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,532

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:09 UTC GrantCommon Stock 4,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006141 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,971

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:07 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantEmployee Stock Option (right to buy) · Derivative 33,605 $0.00 Strike: $117.37 $0.00
Disclosure

SEC source: 0001209191-21-006139 · doc4.xml · derivative · entry 5

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

Underlying: Common Stock · 33,605 shares

Expires 2031-01-27

F4 · derivative.exercise_date: The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:07 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
Tax withholdingCommon Stock 1,533 $117.37 $179,928.21
Disclosure

SEC source: 0001209191-21-006139 · doc4.xml · nonDerivative · entry 4

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,954

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:07 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantCommon Stock 4,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006139 · doc4.xml · nonDerivative · entry 3

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,487

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

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January 27, 2021 Filed Jan 29, 2021 22:07 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantCommon Stock 8,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006139 · doc4.xml · nonDerivative · entry 2

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,596

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January 27, 2021 Filed Jan 29, 2021 22:07 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantCommon Stock 5,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006139 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,075

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January 27, 2021 Filed Jan 29, 2021 22:06 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
GrantEmployee Stock Options (right to buy) · Derivative 14,002 $0.00 Strike: $117.37 $0.00
Disclosure

SEC source: 0001209191-21-006136 · doc4.xml · derivative · entry 6

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,002

Underlying: Common Stock · 14,002 shares

Expires 2031-01-27

F4 · derivative.exercise_date: The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024.

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January 27, 2021 Filed Jan 29, 2021 22:06 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
Tax withholdingCommon Stock 2,023 $117.37 $237,439.51
Disclosure

SEC source: 0001209191-21-006136 · doc4.xml · nonDerivative · entry 5

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,625

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit awards.

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January 27, 2021 Filed Jan 29, 2021 22:06 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
GrantCommon Stock 1,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006136 · doc4.xml · nonDerivative · entry 4

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,648

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:06 UTC
Mack Robert PaulCFO, SVP-Corp Dev Pres-Adj Mrk
GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006136 · doc4.xml · nonDerivative · entry 3

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,735

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.