Last 12 months
Inside the activity.
0 purchase rows · 51 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 12 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 6, 2020 22:48 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041191 · doc4.xml · nonDerivative · entry 2 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC |
Baker CaryChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001431 · form.xml · derivative · entry 2 Baker Cary · CIK 0001705407 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: COMMON STOCK · 12,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F3 · derivative.exercise_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date. F3 · derivative.expiration_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC |
Baker CaryChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $26.84 | $0.00 |
DisclosureSEC source: 0001246360-20-001431 · form.xml · derivative · entry 1 Baker Cary · CIK 0001705407 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: COMMON STOCK · 12,500 shares Expires 2030-06-15 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on June 15, 2021, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $26.84 | $0.00 |
DisclosureSEC source: 0001246360-20-001430 · form.xml · derivative · entry 2 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: COMMON STOCK · 30,000 shares Expires 2030-06-15 F3 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on June 15, 2021, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001430 · form.xml · derivative · entry 1 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: COMMON STOCK · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date. F2 · derivative.expiration_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $26.84 | $0.00 |
DisclosureSEC source: 0001246360-20-001429 · form.xml · derivative · entry 2 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: COMMON STOCK · 100,000 shares Expires 2030-06-15 F3 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on June 15, 2021, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001429 · form.xml · derivative · entry 1 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: COMMON STOCK · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date. F2 · derivative.expiration_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 19:42 UTC |
VAN OPPEN PETER HDirector
|
GrantRestricted Stock Units · Derivative | 3,561 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001419 · form.xml · derivative · entry 1 VAN OPPEN PETER H · CIK 0001057881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,561 Underlying: COMMON STOCK · 3,561 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 23:42 UTC |
BYBEE CLINTONDirector
|
GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001418 · form.xml · derivative · entry 1 BYBEE CLINTON · CIK 0001219043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: COMMON STOCK · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 23:42 UTC |
SESSLER GREGORYDirector
|
GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001416 · form.xml · derivative · entry 1 SESSLER GREGORY · CIK 0001285810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: COMMON STOCK · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 23:42 UTC |
WISE THERESADirector
|
GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001417 · form.xml · derivative · entry 1 WISE THERESA · CIK 0001677728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: COMMON STOCK · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 23:42 UTC |
Gibson Daniel PatrickDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001415 · form.xml · derivative · entry 1 Gibson Daniel Patrick · CIK 0001745725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: COMMON STOCK · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 23:42 UTC |
PHELAN CATHAL GDirector
|
GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001414 · form.xml · derivative · entry 1 PHELAN CATHAL G · CIK 0001259761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: COMMON STOCK · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 23:35 UTC |
ALBERG TOM ADirector
|
GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001413 · form.xml · derivative · entry 1 ALBERG TOM A · CIK 0001184752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: COMMON STOCK · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on June 10, 2021. F2 · derivative.expiration_date: The restricted stock units will fully vest on June 10, 2021. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:24 UTC |
Gibson Daniel PatrickDirector
Sylebra Capital Management, Ltd10% owner
Sylebra Capital Ltd10% owner
|
PurchaseCommon Stock | 48,857 | $18.21 | $889,734.83 |
DisclosureSEC source: 0001209191-20-019587 · doc4.xml · nonDerivative · entry 1 Gibson Daniel Patrick · CIK 0001745725 · Director Sylebra Capital Management, Ltd · CIK 0001745666 · 10% owner Sylebra Capital Ltd · CIK 0001627436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Control person of managed fund(1) Disclosed balance after: 4,397,322 F1 · ownership.nature: Sylebra Capital Limited ("SCL"), formally known as Sylebra HK Company Limited, may be deemed to beneficially own the Shares by virtue of its position as the investment manager to Sylebra Capital Partners Master Fund Limited and other advisory clients (together "SCPMF") in relation to the direct holders of the shares. Mr. Gibson owns 100% of the shares of SCL. In such capacities, SCL and Mr. Gibson may be deemed to have voting and dispositive power over the Shares held for the SCPMF. Read SEC document |
| March 13, 2020 Filed Jul 16, 2021 21:08 UTC |
PHELAN CATHAL GDirector
|
PurchaseCommon Stock | 2,000 | $17.98 | $35,950.00 |
DisclosureSEC source: 0001209191-21-046961 · doc4.xml · nonDerivative · entry 1 PHELAN CATHAL G · CIK 0001259761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,260 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $17.95 to $18.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · balance_after: This Form 4 is is not timely filed. The untimely filing of this Form 4 caused the total amount of securities beneficially reported by the Reporting Person in the Forms 4 filed on October 23, 2020 and June 11, 2021 to be underreported by 2,000 shares. As of the date of this filing, July 15, 2021, 2021, the Reporting Person is the direct beneficial owner of 13,260 shares of the common stock of the Issuer. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:28 UTC |
Baker CaryChief Financial Officer
|
PurchaseCOMMON STOCK | 500 | $19.05 | $9,525.00 |
DisclosureSEC source: 0001246360-20-000903 · form.xml · nonDerivative · entry 2 Baker Cary · CIK 0001705407 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:23 UTC |
Gibson Daniel PatrickDirector
|
PurchaseCommon Stock | 47,098 | $18.82 | $886,172.42 |
DisclosureSEC source: 0001209191-20-018869 · doc4.xml · nonDerivative · entry 2 Gibson Daniel Patrick · CIK 0001745725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Control person of managed fund Disclosed balance after: 4,348,465 F1 · ownership.nature: Sylebra Capital Limited ("SCL"), formally known as Sylebra HK Company Limited, may be deemed to beneficially own the Shares by virtue of its position as the investment manager to Sylebra Capital Partners Master Fund Limited and other advisory clients (together "SCPMF") in relation to the direct holders of the shares. Mr. Gibson owns 100% of the shares of SCL. In such capacities, SCL and Mr. Gibson may be deemed to have voting and dispositive power over the Shares held for the SCPMF. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:28 UTC |
Baker CaryChief Financial Officer
|
PurchaseCOMMON STOCK | 2,000 | $20.80 | $41,600.00 |
DisclosureSEC source: 0001246360-20-000903 · form.xml · nonDerivative · entry 1 Baker Cary · CIK 0001705407 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $20.75 to $20.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:23 UTC |
Gibson Daniel PatrickDirector
|
PurchaseCommon Stock | 38,448 | $20.95 | $805,577.88 |
DisclosureSEC source: 0001209191-20-018869 · doc4.xml · nonDerivative · entry 1 Gibson Daniel Patrick · CIK 0001745725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Control person of managed fund Disclosed balance after: 4,301,367 F1 · ownership.nature: Sylebra Capital Limited ("SCL"), formally known as Sylebra HK Company Limited, may be deemed to beneficially own the Shares by virtue of its position as the investment manager to Sylebra Capital Partners Master Fund Limited and other advisory clients (together "SCPMF") in relation to the direct holders of the shares. Mr. Gibson owns 100% of the shares of SCL. In such capacities, SCL and Mr. Gibson may be deemed to have voting and dispositive power over the Shares held for the SCPMF. Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 23:35 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
SaleCOMMON STOCK | 1,467 | $21.01 | $30,825.92 |
DisclosureSEC source: 0001246360-20-000890 · form.xml · nonDerivative · entry 2 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,533 F2 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $20.96 to $21.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 21:50 UTC |
Gibson Daniel PatrickDirector
Sylebra Capital Ltd10% owner
Sylebra Capital Management, Ltd10% owner
|
PurchaseCommon Stock | 15,157 | $21.21 | $321,476.94 |
DisclosureSEC source: 0001209191-20-018211 · doc4.xml · nonDerivative · entry 2 Gibson Daniel Patrick · CIK 0001745725 · Director Sylebra Capital Ltd · CIK 0001627436 · 10% owner Sylebra Capital Management, Ltd · CIK 0001745666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Control person of managed fund Disclosed balance after: 4,262,919 F1 · ownership.nature: Sylebra Capital Limited ("SCL"), formally known as Sylebra HK Company Limited, may be deemed to beneficially own the Shares by virtue of its position as the investment manager to Sylebra Capital Partners Master Fund Limited and other advisory clients (together "SCPMF") in relation to the direct holders of the shares. Mr. Gibson owns 100% of the shares of SCL. In such capacities, SCL and Mr. Gibson may be deemed to have voting and dispositive power over the Shares held for the SCPMF. Read SEC document |
| March 10, 2020 Filed Mar 17, 2020 20:35 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
PurchaseCOMMON STOCK | 5,000 | $21.66 | $108,324.50 |
DisclosureSEC source: 0001246360-20-000930 · form.xml · nonDerivative · entry 1 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,533 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $21.635 to $21.6786, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 23:35 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
GrantCOMMON STOCK | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000890 · form.xml · nonDerivative · entry 1 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · price: On March 9, 2020, the reporting person received a restricted stock unit ("RSU"). One hundred percent of the shares underlying the RSU fully vested on the grant date. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:50 UTC |
Gibson Daniel PatrickDirector
Sylebra Capital Ltd10% owner
Sylebra Capital Management, Ltd10% owner
|
PurchaseCommon Stock | 16,180 | $21.38 | $345,860.44 |
DisclosureSEC source: 0001209191-20-018211 · doc4.xml · nonDerivative · entry 1 Gibson Daniel Patrick · CIK 0001745725 · Director Sylebra Capital Ltd · CIK 0001627436 · 10% owner Sylebra Capital Management, Ltd · CIK 0001745666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Control person of managed fund Disclosed balance after: 4,247,762 F1 · ownership.nature: Sylebra Capital Limited ("SCL"), formally known as Sylebra HK Company Limited, may be deemed to beneficially own the Shares by virtue of its position as the investment manager to Sylebra Capital Partners Master Fund Limited and other advisory clients (together "SCPMF") in relation to the direct holders of the shares. Mr. Gibson owns 100% of the shares of SCL. In such capacities, SCL and Mr. Gibson may be deemed to have voting and dispositive power over the Shares held for the SCPMF. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:42 UTC |
BRODERSEN ERICPresident and COO
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 19,841 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001246360-20-000888 · form.xml · derivative · entry 4 BRODERSEN ERIC · CIK 0001677723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,825 Underlying: COMMON STOCK · 19,841 shares Expires 2025-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became fully vested on April 28, 2019. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:42 UTC |
BRODERSEN ERICPresident and COO
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 55,555 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001246360-20-000888 · form.xml · derivative · entry 3 BRODERSEN ERIC · CIK 0001677723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 55,555 shares Expires 2024-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became fully vested on December 7, 2015. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:42 UTC |
BRODERSEN ERICPresident and COO
|
Exercise / conversionCOMMON STOCK | 19,841 | $5.04 | $99,998.64 |
DisclosureSEC source: 0001246360-20-000888 · form.xml · nonDerivative · entry 2 BRODERSEN ERIC · CIK 0001677723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:42 UTC |
BRODERSEN ERICPresident and COO
|
Exercise / conversionCOMMON STOCK | 55,555 | $1.80 | $99,999.00 |
DisclosureSEC source: 0001246360-20-000888 · form.xml · nonDerivative · entry 1 BRODERSEN ERIC · CIK 0001677723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:56 UTC |
PHELAN CATHAL GDirector
|
PurchaseCOMMON STOCK | 3,000 | $21.99 | $65,970.60 |
DisclosureSEC source: 0001246360-20-000830 · form.xml · nonDerivative · entry 1 PHELAN CATHAL G · CIK 0001259761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 04, 2020 Filed Feb 16, 2021 17:44 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
GiftCommon Stock | 2,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010643 · doc5.xml · nonDerivative · entry 1 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,538 Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 00:42 UTC |
BRODERSEN ERICPresident and COO
|
SaleCOMMON STOCK | 8,251 | $25.89 | $213,658.82 |
DisclosureSEC source: 0001246360-20-000781 · form.xml · nonDerivative · entry 2 BRODERSEN ERIC · CIK 0001677723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,815 F2 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of PSUs. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.5101 to $26.485, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 00:42 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
SaleCOMMON STOCK | 11,595 | $25.48 | $295,416.25 |
DisclosureSEC source: 0001246360-20-000780 · form.xml · nonDerivative · entry 3 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,273 F2 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of PSUs. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 00:42 UTC |
MASTERS DENISEVP Accounting
|
SaleCOMMON STOCK | 1,481 | $25.55 | $37,833.18 |
DisclosureSEC source: 0001246360-20-000779 · form.xml · nonDerivative · entry 2 MASTERS DENISE · CIK 0001736540 · VP Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,654 F2 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of PSUs. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 00:42 UTC |
BRODERSEN ERICPresident and COO
|
GrantCOMMON STOCK | 28,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000781 · form.xml · nonDerivative · entry 1 BRODERSEN ERIC · CIK 0001677723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,066 F1 · kind: On March 17, 2019, the Reporting Person was granted performance restricted stock units (PSUs). The PSUs vested upon the Reporting Person's satisfaction of certain performance criteria. On February 28, 2020, the Issuer's Board of Directors determined the level at which the corporate performance goals were attained, resulting in the vesting of 28,066 shares of Common Stock underlying the PSUs. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 00:42 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
GrantCOMMON STOCK | 36,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000780 · form.xml · nonDerivative · entry 2 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,868 F1 · kind: On March 17, 2019, the Reporting Person was granted performance restricted stock units (PSUs). The PSUs vested upon the Reporting Person's satisfaction of certain performance criteria. On February 28, 2020, the Issuer's Board of Directors determined the level at which the corporate performance goals were attained, resulting in the vesting of 36,521 shares of Common Stock underlying the PSUs. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 00:42 UTC |
MASTERS DENISEVP Accounting
|
GrantCOMMON STOCK | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000779 · form.xml · nonDerivative · entry 1 MASTERS DENISE · CIK 0001736540 · VP Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,135 F1 · kind: On March 17, 2019, the Reporting Person was granted performance restricted stock units (PSUs). The PSUs vested upon the Reporting Person's satisfaction of certain performance criteria. On February 28, 2020, the Issuer's Board of Directors determined the level at which the corporate performance goals were attained, resulting in the vesting of 4,403 shares of Common Stock underlying the PSUs. Read SEC document |
| February 24, 2020 Filed Mar 3, 2020 21:56 UTC |
Baker CaryChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $33.73 | $0.00 |
DisclosureSEC source: 0001246360-20-000769 · form.xml · derivative · entry 2 Baker Cary · CIK 0001705407 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: COMMON STOCK · 60,000 shares Expires 2030-02-23 F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option will vest on February 24, 2021, then one-forty-eighth (1/48) of the shares subject to the option will vest every month thereafter (on the same day of the month), subject to the reporting person continuing to be a Service Provider, as defined in the Issuer's 2016 Equity Incentive Plan. Read SEC document |
| February 24, 2020 Filed Mar 3, 2020 21:56 UTC |
Baker CaryChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 60,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000769 · form.xml · derivative · entry 1 Baker Cary · CIK 0001705407 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: COMMON STOCK · 60,000 shares Expires 2030-02-23 F1 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units ("RSUs") will vest on February 24, 2021, then one sixteenth (1/16) of the RSUs will vest every three months thereafter (on the say day of the month as the grant date), subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2016 Equity Incentive Plan). Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:42 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 250 | $0.00 Strike: $17.33 | $0.00 |
DisclosureSEC source: 0001246360-20-000648 · form.xml · derivative · entry 3 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,971 Underlying: COMMON STOCK · 250 shares Expires 2028-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-fourth of the shares subject to the option vested on November 16, 2018, and 1/48th of the shares subject to the option shall vest on the 3rd day of each month thereafter. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:42 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
SaleCOMMON STOCK | 250 | $34.00 | $8,500.00 |
DisclosureSEC source: 0001246360-20-000648 · form.xml · nonDerivative · entry 2 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: The sales reported by Mr. Dossett were effected pursuant to a Rule 10b5-1 trading plan adopted on September 6, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:42 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
Exercise / conversionCOMMON STOCK | 250 | $17.33 | $4,332.50 |
DisclosureSEC source: 0001246360-20-000648 · form.xml · nonDerivative · entry 1 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:14 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 250 | $0.00 Strike: $17.33 | $0.00 |
DisclosureSEC source: 0001246360-20-000274 · form.xml · derivative · entry 3 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,721 Underlying: COMMON STOCK · 250 shares Expires 2028-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-fourth of the shares subject to the option vested on November 16, 2018, and 1/48th of the shares subject to the option shall vest on the 3rd day of each month thereafter. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:14 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
SaleCOMMON STOCK | 250 | $34.95 | $8,737.50 |
DisclosureSEC source: 0001246360-20-000274 · form.xml · nonDerivative · entry 2 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: The sales reported by Mr. Dossett were effected pursuant to a Rule 10b5-1 trading plan adopted on September 6, 2019. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:14 UTC |
DOSSETT JEFFREYEVP, Sales & Marketing
|
Exercise / conversionCOMMON STOCK | 250 | $17.33 | $4,332.50 |
DisclosureSEC source: 0001246360-20-000274 · form.xml · nonDerivative · entry 1 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Feb 14, 2020 22:49 UTC Amendment |
DOSSETT JEFFREYEVP, Sales & Marketing
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 500 | $0.00 Strike: $17.33 | $0.00 |
DisclosureSEC source: 0001246360-20-000571 · form.xml · derivative · entry 3 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,221 Underlying: COMMON STOCK · 500 shares Expires 2028-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Form 4 filed by the Reporting Person on January 24, 2020 erroneously understated the number of securities transacted upon. F3 · derivative.exercise_date: One-fourth of the shares subject to the option vested on November 16, 2018, and 1/48th of the shares subject to the option shall vest on the 3rd day of each month thereafter. Read SEC document |
| January 23, 2020 Filed Feb 14, 2020 22:49 UTC Amendment |
DOSSETT JEFFREYEVP, Sales & Marketing
|
SaleCOMMON STOCK | 500 | $34.95 | $17,475.00 |
DisclosureSEC source: 0001246360-20-000571 · form.xml · nonDerivative · entry 2 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: The sales reported by Mr. Dossett were effected pursuant to a Rule 10b5-1 trading plan adopted on September 6, 2019. F1 · shares: The Form 4 filed by the Reporting Person on January 24, 2020 erroneously understated the number of securities transacted upon. Read SEC document |
| January 23, 2020 Filed Feb 14, 2020 22:49 UTC Amendment |
DOSSETT JEFFREYEVP, Sales & Marketing
|
Exercise / conversionCOMMON STOCK | 500 | $17.33 | $8,665.00 |
DisclosureSEC source: 0001246360-20-000571 · form.xml · nonDerivative · entry 1 DOSSETT JEFFREY · CIK 0001578147 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Form 4 filed by the Reporting Person on January 24, 2020 erroneously understated the number of securities transacted upon. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:14 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 6,250 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001246360-20-000117 · form.xml · derivative · entry 9 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 6,250 shares Expires 2025-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became fully vested on April 28, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:14 UTC |
DIORIO CHRIS PH.D.Director · Chief Executive Officer
|
Exercise / conversionSTOCK OPTION (RTB) · Derivative | 18,333 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001246360-20-000117 · form.xml · derivative · entry 8 DIORIO CHRIS PH.D. · CIK 0001677721 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 33,333 shares Expires 2022-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became fully vested on April 30, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.