Tapewire

Nasdaq · USD

PHIO

Phio Pharmaceuticals Corp.

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Tapewire entity
7889
SEC CIK
0001533040
Parsed reports
166

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202620
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2026 Filed Sep 30, 2026 20:01 UTC PurchaseCommon Stock, $.0001 par value 5,000 $1.04 $5,200.00
Disclosure

SEC source: 0001683168-26-007499 · ownership.xml · nonDerivative · entry 2

Plott Ronald Todd · CIK 0001768337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 28, 2026 Filed Sep 30, 2026 20:01 UTC PurchaseCommon Stock, $.0001 par value 5,000 $1.03 $5,150.00
Disclosure

SEC source: 0001683168-26-007499 · ownership.xml · nonDerivative · entry 1

Plott Ronald Todd · CIK 0001768337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,000

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 28, 2026 Filed Sep 29, 2026 20:01 UTC GrantCommon Stock, $.0001 par value 17,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-007482 · ownership.xml · nonDerivative · entry 1

Plott Ronald Todd · CIK 0001768337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 28, 2026 Filed Sep 29, 2026 20:01 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
GrantCommon Stock, $.0001 par value 400,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-007483 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,871

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 28, 2026 Filed Sep 29, 2026 20:01 UTC
Carson Lisa CabottChief Financial Officer
GrantCommon Stock, $.0001 par value 108,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-007481 · ownership.xml · nonDerivative · entry 1

Carson Lisa Cabott · CIK 0002073513 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,112

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 20:01 UTC PurchaseCommon Stock, $.0001 par value 6,500 $1.01 $6,582.55
Disclosure

SEC source: 0001683168-26-007432 · ownership.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,151

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 22, 2026 Filed Sep 23, 2026 20:01 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 2,000 $1.03 $2,057.80
Disclosure

SEC source: 0001683168-26-007321 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,871

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:01 UTC PurchaseCommon Stock, $.0001 par value 12,000 $1.03 $12,360.00
Disclosure

SEC source: 0001683168-26-007192 · ownership.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,651

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 20:00 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
Tax withholdingCommon Stock, $.0001 par value 68,550 $1.03 $70,606.50
Disclosure

SEC source: 0001683168-26-007159 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,871

F1 · kind: The transaction represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 20:00 UTC
Carson Lisa CabottChief Financial Officer
Tax withholdingCommon Stock, $.0001 par value 12,888 $1.03 $13,274.64
Disclosure

SEC source: 0001683168-26-007158 · ownership.xml · nonDerivative · entry 1

Carson Lisa Cabott · CIK 0002073513 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,112

F1 · kind: The transaction represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
August 19, 2026 Filed Aug 20, 2026 12:30 UTC PurchaseCommon Stock, $.0001 par value 15,000 $1.14 $17,100.00
Disclosure

SEC source: 0001683168-26-006620 · ownership.xml · nonDerivative · entry 1

Plott Ronald Todd · CIK 0001768337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 18, 2026 Filed Aug 19, 2026 20:01 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 10,000 $1.06 $10,600.00
Disclosure

SEC source: 0001683168-26-006592 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,421

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 29, 2026 20:02 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001683168-26-005164 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,421

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 07:58 UTC
Carson Lisa CabottChief Financial Officer
GrantCommon Stock, $.0001 par value 47,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000807 · ownership.xml · nonDerivative · entry 1

Carson Lisa Cabott · CIK 0002073513 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 12:56 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
GrantCommon Stock, $.0001 par value 120,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000803 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,421

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 07:57 UTC GrantCommon Stock, $.0001 par value 18,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000805 · ownership.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,651

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 08:01 UTC GrantCommon Stock, $.0001 par value 16,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000813 · ownership.xml · nonDerivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,155

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 12:59 UTC GrantCommon Stock, $.0001 par value 23,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000809 · ownership.xml · nonDerivative · entry 1

Deming David H · CIK 0001641063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,800

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 13:00 UTC GrantCommon Stock, $.0001 par value 16,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000811 · ownership.xml · nonDerivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,655

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:05 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 5,000 $1.03 $5,150.00
Disclosure

SEC source: 0001683168-26-000013 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,421

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 13:10 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 5,000 $1.02 $5,100.00
Disclosure

SEC source: 0001683168-25-009349 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,421

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 17:54 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 5,000 $1.14 $5,700.00
Disclosure

SEC source: 0001683168-25-008639 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,421

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 17:47 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
PurchaseCommon Stock, $.0001 par value 5,000 $1.27 $6,350.00
Disclosure

SEC source: 0001683168-25-008537 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,421

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 08:28 UTC
Carson Lisa CabottVP, Finance and Administration
GrantCommon Stock, $.0001 par value 47,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006956 · ownership.xml · nonDerivative · entry 1

Carson Lisa Cabott · CIK 0002073513 · VP, Finance and Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 12:28 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
GrantCommon Stock, $.0001 par value 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006954 · ownership.xml · nonDerivative · entry 2

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,421

F2 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F3 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 12:28 UTC
Bitterman Robert JDirector · Chairman, Pres. & CEO
Tax withholdingCommon Stock, $.0001 par value 4,111 $2.32 $9,537.52
Disclosure

SEC source: 0001683168-25-006954 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres. & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,421

F1 · kind: The transaction represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 08:28 UTC GrantCommon Stock, $.0001 par value 18,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006955 · ownership.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,151

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 08:29 UTC GrantCommon Stock, $.0001 par value 16,200 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006959 · ownership.xml · nonDerivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,555

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 12:29 UTC GrantCommon Stock, $.0001 par value 14,700 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006958 · ownership.xml · nonDerivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,055

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:02 UTC Amendment GrantCommon Stock, $.0001 par value 23,100 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006986 · ownership.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,766

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F4 · shares: This amended Form 4 corrects the number of stock options reported in the original Form 4 filed on September 15, 2025. The original filing incorrectly stated that 23,000 restricted stock units were granted. The correct number of restricted stock units granted was 23,100. Securities beneficially owned changed from 38,666 to 38,766.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

F4 · balance_after: This amended Form 4 corrects the number of stock options reported in the original Form 4 filed on September 15, 2025. The original filing incorrectly stated that 23,000 restricted stock units were granted. The correct number of restricted stock units granted was 23,100. Securities beneficially owned changed from 38,666 to 38,766.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 12:30 UTC GrantCommon Stock, $.0001 par value 14,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006961 · ownership.xml · nonDerivative · entry 1

Deming David H · CIK 0001641063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 12:29 UTC GrantCommon Stock, $.0001 par value 23,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-006957 · ownership.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,666

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:00 UTC
Bitterman Robert JDirector · Chairman, Pres & CEO
PurchaseCommon Stock, $0.0001 par value 2,000 $2.42 $4,840.00
Disclosure

SEC source: 0001062993-25-011424 · form4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,149

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:59 UTC PurchaseCommon stock, $0.0001 par value 2,500 $2.42 $6,049.75
Disclosure

SEC source: 0001062993-25-011423 · form4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,666

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:43 UTC
Bitterman Robert JDirector · Chairman, Pres & CEO
PurchaseCommon Stock, $0.0001 par value 1,500 $2.75 $4,125.00
Disclosure

SEC source: 0001062993-25-011326 · form4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,149

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
May 22, 2025 Filed May 23, 2025 13:04 UTC
Bitterman Robert JDirector · Chairman, Pres & CEO
PurchaseCommon Stock, $0.0001 par value 1,200 $1.78 $2,135.88
Disclosure

SEC source: 0001062993-25-010155 · form4.xml · nonDerivative · entry 2

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,649

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F2 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
May 21, 2025 Filed May 23, 2025 13:04 UTC
Bitterman Robert JDirector · Chairman, Pres & CEO
PurchaseCommon Stock, $0.0001 par value 3,000 $1.77 $5,310.00
Disclosure

SEC source: 0001062993-25-010155 · form4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,449

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F2 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
May 20, 2025 Filed May 21, 2025 20:13 UTC PurchaseCommon stock, $0.0001 par value 2,500 $1.82 $4,550.00
Disclosure

SEC source: 0001062993-25-009985 · form4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,166

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at $1.82. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the transactions.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

F3 · balance_after: The number of reported securities has been adjusted to reflect prior reverse stock splits.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 16:10 UTC GrantCommon Stock, $0.0001 par value 8,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006332 · ownership.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first annual anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 16:11 UTC GrantCommon Stock, $0.0001 par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006336 · ownership.xml · nonDerivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 20:11 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006334 · ownership.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one year on the first anniversary.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 15:00 UTC GrantCommon Stock, $0.0001 Par Value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006377 · ownership.xml · nonDerivative · entry 1

Infarinato Robert M. · CIK 0002032518 · VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one year on the first anniversary.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 18:59 UTC
Bitterman Robert JDirector · Chairman, Pres & CEO
GrantCommon Stock, $0.0001 par value 15,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006373 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,832

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one year on the first anniversary.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 18:59 UTC GrantCommon Stock, $0.0001 par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006375 · ownership.xml · nonDerivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest on the first anniversary of the grant.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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August 13, 2024 Filed Aug 15, 2024 16:14 UTC
Infarinato Robert M.VP, Chief Financial Officer
GrantCommon stock, $0.0001 par value 8,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-005773 · ownership.xml · nonDerivative · entry 1

Infarinato Robert M. · CIK 0002032518 · VP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments commencing on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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June 07, 2024 Filed Jun 11, 2024 21:00 UTC
Bitterman Robert JDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 1,000 $0.74 $740.00
Disclosure

SEC source: 0001683168-24-004126 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,990

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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June 06, 2024 Filed Jun 10, 2024 21:00 UTC
Bitterman Robert JDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 1,000 $0.75 $750.00
Disclosure

SEC source: 0001683168-24-004089 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,990

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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March 01, 2024 Filed Mar 6, 2024 00:00 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
Tax withholdingCommon stock, $0.0001 par value 335 $0.96 $320.93
Disclosure

SEC source: 0001683168-24-001324 · ownership.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,643

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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February 26, 2024 Filed Feb 27, 2024 21:42 UTC
Bitterman Robert JDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 2,500 $0.91 $2,275.00
Disclosure

SEC source: 0001683168-24-001216 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,990

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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February 20, 2024 Filed Feb 23, 2024 00:00 UTC
Bitterman Robert JDirector · President & CEO
Tax withholdingCommon stock, $0.0001 par value 1,804 $0.76 $1,371.04
Disclosure

SEC source: 0001683168-24-001134 · ownership.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,490

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.