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Nasdaq · USD

PHAT

Phathom Pharmaceuticals, Inc.

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Tapewire entity
5177
SEC CIK
0001783183
Parsed reports
224

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2025 Filed Sep 26, 2025 19:03 UTC
Basta Steven LDirector · President and CEO
Exercise / conversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-220950 · ownership.xml · nonDerivative · entry 1

Basta Steven L · CIK 0001417397 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2025 Filed Sep 9, 2025 20:40 UTC
Breedlove Robert CharlesPrincipal Accounting Officer
SaleCommon Stock 461 $12.09 $5,573.49
Disclosure

SEC source: 0000950170-25-113822 · ownership.xml · nonDerivative · entry 1

Breedlove Robert Charles · CIK 0002066645 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,931

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 20:05 UTC
Breedlove Robert CharlesPrincipal Accounting Officer
SaleCommon Stock 1,692 $8.36 $14,151.72
Disclosure

SEC source: 0000950170-25-096917 · ownership.xml · nonDerivative · entry 1

Breedlove Robert Charles · CIK 0002066645 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,392

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in mutliple transactions at prices $8.364 and $8.35. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 23, 2025 Filed Jun 24, 2025 17:00 UTC
Cook Anne MarieChief Legal Off. & Corp. Sec.
GrantStock Option (Right to Buy) · Derivative 210,000 $0.00 Strike: $9.47 $0.00
Disclosure

SEC source: 0000950170-25-089513 · ownership.xml · derivative · entry 1

Cook Anne Marie · CIK 0001320559 · Chief Legal Off. & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2035-06-22

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on June 23, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the Reporting Person's continuous service to the Issuer on the applicable vesting dates.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
FIELDS HEIDIDirector
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950170-25-082453 · ownership.xml · derivative · entry 2

FIELDS HEIDI · CIK 0001014330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-02

F2 · derivative.exercise_date: The option was granted pursuant to the Issuer's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to Reporting Person's continuing in service on the Board through such vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
FIELDS HEIDIDirector
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-082453 · ownership.xml · nonDerivative · entry 1

FIELDS HEIDI · CIK 0001014330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: The Restricted Stock Units ("RSUs") were granted on June 3, 2025, pursuant to the Issuer's Non-Employee Director Compensation Program. 100% of the total number of RSUs granted shall vest on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuing service on the Board through such vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:55 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950170-25-082448 · ownership.xml · derivative · entry 2

Stenhouse Mark · CIK 0001734751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-02

F2 · derivative.exercise_date: The option was granted pursuant to the Issuer's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to Reporting Person's continuing in service on the Board through such vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:55 UTC GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-082448 · ownership.xml · nonDerivative · entry 1

Stenhouse Mark · CIK 0001734751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: The Restricted Stock Units ("RSUs") were granted on June 3, 2025, pursuant to the Issuer's Non-Employee Director Compensation Program. 100% of the total number of RSUs granted shall vest on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuing service on the Board through such vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:58 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950170-25-082456 · ownership.xml · derivative · entry 2

COLA MICHAEL F · CIK 0001188940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-02

F2 · derivative.exercise_date: The option was granted pursuant to the Issuer's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to Reporting Person's continuing in service on the Board through such vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:58 UTC GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-082456 · ownership.xml · nonDerivative · entry 1

COLA MICHAEL F · CIK 0001188940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,798

F1 · shares: The Restricted Stock Units ("RSUs") were granted on June 3, 2025, pursuant to the Issuer's Non-Employee Director Compensation Program. 100% of the total number of RSUs granted shall vest on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuing service on the Board through such vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:58 UTC
KARBE FRANKDirector
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950170-25-082458 · ownership.xml · derivative · entry 2

KARBE FRANK · CIK 0001276700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-02

F2 · derivative.exercise_date: The option was granted pursuant to the Issuer's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to Reporting Person's continuing in service on the Board through such vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:58 UTC
KARBE FRANKDirector
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-082458 · ownership.xml · nonDerivative · entry 1

KARBE FRANK · CIK 0001276700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

F1 · shares: The Restricted Stock Units ("RSUs") were granted on June 3, 2025, pursuant to the Issuer's Non-Employee Director Compensation Program. 100% of the total number of RSUs granted shall vest on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuing service on the Board through such vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
Topper James NDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950170-25-082454 · ownership.xml · derivative · entry 6

Topper James N · CIK 0001341382 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-02

F6 · derivative.exercise_date: The option was granted pursuant to the Issuer's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the firstanniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to Reporting Person's continuing in service on the Board through such vestingdate.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
Topper James NDirector · 10% owner
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-082454 · ownership.xml · nonDerivative · entry 1

Topper James N · CIK 0001341382 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,596

F1 · shares: The Restricted Stock Units ("RSUs") were granted on June 3, 2025, pursuant to the Issuer's Non-Employee Director Compensation Program. 100% of the total number of RSUs granted shall vest on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuing service on the Board through such vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 16:54 UTC
Parikh AsitDirector
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950170-25-082445 · ownership.xml · derivative · entry 2

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-02

F2 · derivative.exercise_date: The option was granted pursuant to the Issuer's Non-Employee Director Compensation Program. The option shall vest and/or become exercisable on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to Reporting Person's continuing in service on the Board through such vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 16:54 UTC
Parikh AsitDirector
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-082445 · ownership.xml · nonDerivative · entry 1

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,500

F1 · shares: The Restricted Stock Units ("RSUs") were granted on June 3, 2025, pursuant to the Issuer's Non-Employee Director Compensation Program. 100% of the total number of RSUs granted shall vest on the first to occur of (A) the first anniversary of the date of grant or (B) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuing service on the Board through such vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:06 UTC PurchaseCommon Stock 3,780 $3.86 $14,609.32
Disclosure

SEC source: 0001415889-25-014428 · form4-05232025_080527.xml · nonDerivative · entry 1

Topper James N · CIK 0001341382 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences X, L.P.

Disclosed balance after: 59,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.76 to $3.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: The shares reported herein are held of record by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. The Reporting Person is one of two managing members of FHMLS X, L.L.C. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 19, 2025 Filed May 21, 2025 21:17 UTC
Breedlove Robert CharlesPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 33,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000950170-25-075870 · ownership.xml · derivative · entry 1

Breedlove Robert Charles · CIK 0002066645 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2035-05-18

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on May 19, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the Reporting Person's continuous service to the Issuer on the applicable vesting dates.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:17 UTC PurchaseCommon Stock 6,300 $3.32 $20,919.15
Disclosure

SEC source: 0001415889-25-013134 · form4-05152025_080534.xml · nonDerivative · entry 2

Topper James N · CIK 0001341382 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences X, L.P.

Disclosed balance after: 55,623

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.215 to $3.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.nature: The shares reported herein are held of record by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. The Reporting Person is one of two managing members of FHMLS X, L.L.C. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:17 UTC PurchaseCommon Stock 1,120 $3.16 $3,543.34
Disclosure

SEC source: 0001415889-25-013134 · form4-05152025_080534.xml · nonDerivative · entry 1

Topper James N · CIK 0001341382 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences X, L.P.

Disclosed balance after: 49,323

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.045 to $3.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: The shares reported herein are held of record by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. The Reporting Person is one of two managing members of FHMLS X, L.L.C. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 12, 2025 Filed May 13, 2025 20:13 UTC PurchaseCommon Stock 12,601 $3.04 $38,300.74
Disclosure

SEC source: 0001415889-25-012770 · form4-05132025_080500.xml · nonDerivative · entry 3

Topper James N · CIK 0001341382 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences X, L.P.

Disclosed balance after: 48,203

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.825 to $3.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4

F2 · ownership.nature: The shares reported herein are held of record by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. The Reporting Person is one of two managing members of FHMLS X, L.L.C. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:13 UTC PurchaseCommon Stock 2,226 $3.62 $8,053.00
Disclosure

SEC source: 0001415889-25-012770 · form4-05132025_080500.xml · nonDerivative · entry 2

Topper James N · CIK 0001341382 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences X, L.P.

Disclosed balance after: 35,602

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.58 to $3.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.nature: The shares reported herein are held of record by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. The Reporting Person is one of two managing members of FHMLS X, L.L.C. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:13 UTC PurchaseCommon Stock 33,376 $3.19 $106,562.89
Disclosure

SEC source: 0001415889-25-012770 · form4-05132025_080500.xml · nonDerivative · entry 1

Topper James N · CIK 0001341382 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences X, L.P.

Disclosed balance after: 33,376

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.575 to $3.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: The shares reported herein are held of record by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. The Reporting Person is one of two managing members of FHMLS X, L.L.C. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2025 Filed May 8, 2025 17:27 UTC
Parikh AsitDirector
PurchaseCommon Stock 5,000 $2.40 $11,984.50
Disclosure

SEC source: 0000950170-25-067237 · ownership.xml · nonDerivative · entry 2

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,500

Read SEC document
May 06, 2025 Filed May 8, 2025 17:27 UTC
Parikh AsitDirector
PurchaseCommon Stock 5,000 $2.60 $13,000.00
Disclosure

SEC source: 0000950170-25-067237 · ownership.xml · nonDerivative · entry 1

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,500

Read SEC document
April 16, 2025 Filed Apr 16, 2025 21:44 UTC GrantCommon Stock (Right to Buy) · Derivative 35,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0000950170-25-054886 · ownership.xml · derivative · entry 2

Schroeder Theodore R · CIK 0001378690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2035-04-15

F2 · derivative.exercise_date: The stock option will vest with respect to one-third (1/3) of the shares of common stock on April 16, 2026, and will vest in substantially equal quarterly installments over the twenty-four (24) months thereafter, subject to the Reporting Person's continuous service to the Issuer on the applicable vesting dates.

Read SEC document
April 16, 2025 Filed Apr 16, 2025 21:44 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-054886 · ownership.xml · nonDerivative · entry 1

Schroeder Theodore R · CIK 0001378690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents restricted stock units ("RSUs") granted on April 16, 2025. One-third (1/3) of the total number of RSUs granted vest on April 16, 2026, and will vest in substantially equal quarterly installments over the twenty-four (24) months thereafter, subject to the Reporting Person's continuous service to the Issuer on the applicable vesting dates. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 17:01 UTC
Henderson MollyCFO and CBO
SaleCommon Stock 3,678 $4.55 $16,739.68
Disclosure

SEC source: 0000950170-25-052156 · ownership.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,868

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices $4.55 to $4.57. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 17:30 UTC
Basta Steven LDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 1,085,000 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0000950170-25-050621 · ownership.xml · derivative · entry 2

Basta Steven L · CIK 0001417397 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,085,000

Underlying: Common Stock · 1,085,000 shares

Expires 2035-04-02

F3 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on April 3, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 17:30 UTC
Basta Steven LDirector · President and CEO
GrantPerformance Shares · Derivative 360,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-050621 · ownership.xml · derivative · entry 1

Basta Steven L · CIK 0001417397 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The performance stock units will vest based on the achievement of stock price hurdles and service-based vesting requirements over a period of four years following the grant date.

F2 · derivative.expiration_date: The performance stock units will vest based on the achievement of stock price hurdles and service-based vesting requirements over a period of four years following the grant date.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 16:27 UTC
Parikh AsitDirector
PurchaseCommon Stock 10,000 $4.42 $44,200.00
Disclosure

SEC source: 0000950170-25-040325 · ownership.xml · nonDerivative · entry 1

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.29 to $4.55. The reporting person undertakes to provide the Issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:16 UTC
Curran TerrieDirector · President and Chief Executive
GrantStock Option (Right to Buy) · Derivative 342,500 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0000950170-25-031048 · ownership.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,500

Underlying: Common Stock · 342,500 shares

Expires 2035-02-26

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on February 27, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

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February 27, 2025 Filed Mar 3, 2025 17:15 UTC
Henderson MollyCFO and CBO
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0000950170-25-031042 · ownership.xml · derivative · entry 3

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-02-26

F2 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on February 27, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

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February 27, 2025 Filed Mar 3, 2025 17:15 UTC
Henderson MollyCFO and CBO
GrantCommon Stock 72,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-031042 · ownership.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,546

F1 · shares: Represents restricted stock units ("RSUs") granted on February 27, 2025. One third (1/3) of the total number of RSUs granted vest on each of the first three anniversaries of February 27, 2025, the vesting commencement date, subject to the Reporting Person's continued service on the applicable vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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February 27, 2025 Filed Mar 3, 2025 17:13 UTC
Nabulsi AzmiChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0000950170-25-031034 · ownership.xml · derivative · entry 4

Nabulsi Azmi · CIK 0001791412 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2035-02-26

F2 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on February 27, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

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February 27, 2025 Filed Mar 3, 2025 17:13 UTC
Nabulsi AzmiChief Operating Officer
GrantCommon Stock 79,200 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-031034 · ownership.xml · nonDerivative · entry 1

Nabulsi Azmi · CIK 0001791412 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,590

F1 · shares: Represents restricted stock units ("RSUs") granted on February 27, 2025. One third (1/3) of the total number of RSUs granted vest on each of the first three anniversaries of February 27, 2025, the vesting commencement date, subject to the Reporting Person's continued service on the applicable vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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January 21, 2025 Filed Jan 23, 2025 21:19 UTC
Curran TerrieDirector · President and Chief Executive
SaleCommon Stock 19,109 $6.59 $125,884.36
Disclosure

SEC source: 0000950170-25-008348 · ownership.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,465

F1 · shares: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.5855 to $6.6503. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,840 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in January 2025.

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January 21, 2025 Filed Jan 23, 2025 16:24 UTC
Henderson MollyCFO and CBO
SaleCommon Stock 6,583 $6.59 $43,370.78
Disclosure

SEC source: 0000950170-25-008357 · ownership.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,546

F1 · shares: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices $6.5855 to $6.6519. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,973 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in January 2025.

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January 21, 2025 Filed Jan 23, 2025 16:21 UTC
Nabulsi AzmiChief Operating Officer
SaleCommon Stock 7,886 $6.59 $51,956.91
Disclosure

SEC source: 0000950170-25-008353 · ownership.xml · nonDerivative · entry 1

Nabulsi Azmi · CIK 0001791412 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,390

F1 · shares: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.5855 to $6.6650. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,973 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in January 2025.

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December 19, 2024 Filed Dec 20, 2024 16:20 UTC
Henderson MollyCFO and CBO
SaleCommon Stock 1,291 $8.00 $10,328.00
Disclosure

SEC source: 0000950170-24-139062 · ownership.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,156

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

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December 19, 2024 Filed Dec 20, 2024 16:21 UTC
Nabulsi AzmiChief Operating Officer
SaleCommon Stock 1,118 $8.00 $8,944.00
Disclosure

SEC source: 0000950170-24-139063 · ownership.xml · nonDerivative · entry 1

Nabulsi Azmi · CIK 0001791412 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,303

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

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December 13, 2024 Filed Dec 16, 2024 13:05 UTC
KARBE FRANKDirector
PurchaseCommon Stock 12,500 $7.93 $99,083.75
Disclosure

SEC source: 0000950170-24-136391 · ownership.xml · nonDerivative · entry 1

KARBE FRANK · CIK 0001276700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.87 to $8.00. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 13, 2024 Filed Dec 16, 2024 08:05 UTC
Parikh AsitDirector
PurchaseCommon Stock 10,000 $8.12 $81,248.00
Disclosure

SEC source: 0000950170-24-136390 · ownership.xml · nonDerivative · entry 1

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9999 to $8.2496. The reporting person undertakes to provide the Issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 10, 2024 Filed Mar 21, 2025 16:46 UTC
Parikh AsitDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $11.72 $0.00
Disclosure

SEC source: 0000950170-25-043291 · ownership.xml · derivative · entry 2

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2024 Filed Mar 21, 2025 16:46 UTC
Parikh AsitDirector
Exercise / conversionCommon Stock 7,500 $11.72 $87,900.00
Disclosure

SEC source: 0000950170-25-043291 · ownership.xml · nonDerivative · entry 1

Parikh Asit · CIK 0001796787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount in column 5 shows the amount beneficially owned as of the filing date of this report.

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July 15, 2024 Filed Jul 17, 2024 18:50 UTC
Curran TerrieDirector · President and Chief Executive
SaleCommon Stock 33,848 $11.72 $396,698.56
Disclosure

SEC source: 0000950170-24-084179 · ownership.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,734

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · balance_after: Includes 798 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in July 2024.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 14:51 UTC
Henderson MollyCFO and CBO
SaleCommon Stock 4,325 $11.72 $50,689.00
Disclosure

SEC source: 0000950170-24-084182 · ownership.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,447

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · balance_after: Includes 1,009 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in July 2024.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 14:52 UTC
Nabulsi AzmiChief Operating Officer
SaleCommon Stock 10,901 $11.72 $127,759.72
Disclosure

SEC source: 0000950170-24-084186 · ownership.xml · nonDerivative · entry 1

Nabulsi Azmi · CIK 0001791412 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,421

F1 · kind: Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.

F2 · balance_after: Includes 1,754 shares acquired in January 2024 and 1 share acquired in July 2024 under the Phathom Pharmaceuticals, Inc. employee stock purchase plan

Read SEC document
May 31, 2024 Filed May 31, 2024 18:37 UTC
Henderson MollyCFO and CBO
GrantCommon Stoock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067548 · ownership.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · CFO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,763

F1 · shares: Represents restricted stock units ("RSUs") granted on May 31, 2024. One third (1/3) of the total number of RSUs granted vest on each of the first three anniversaries of December 18, 2023, the vesting commencement date, subject to the Reporting Person's continued service on the applicable vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
May 31, 2024 Filed May 31, 2024 18:34 UTC
Nabulsi AzmiChief Operating Officer
GrantCommon Stoock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067539 · ownership.xml · nonDerivative · entry 1

Nabulsi Azmi · CIK 0001791412 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,567

F1 · shares: Represents restricted stock units ("RSUs") granted on May 31, 2024. One third (1/3) of the total number of RSUs granted vest on each of the first three anniversaries of December 18, 2023, the vesting commencement date, subject to the Reporting Person's continued service on the applicable vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.