PGEN

SEC source: 0000950103-25-005066 · dp227910_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,460

Underlying: Common Stock · 174,460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs will vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 16, 2025.

SEC source: 0000950103-25-005064 · dp227909_4-thomasian.xml · derivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,475

Underlying: Common Stock · 154,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs will vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 16, 2025.

SEC source: 0000950103-25-005063 · dp227908_4-sabzevari.xml · derivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,137

Underlying: Common Stock · 1,079,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs will vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 16, 2025.

SEC source: 0000950103-25-005065 · dp227911_4-lehr.xml · derivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,468

Underlying: Common Stock · 165,468 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs will vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 16, 2025.

SEC source: 0001213900-25-024643 · marketforms-68605.xml · derivative · entry 20

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 0

Underlying: Common Stock · 174,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0001213900-25-024643 · marketforms-68605.xml · nonDerivative · entry 2

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 64,779,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0000950103-25-003518 · dp226401_4-hassan.xml · derivative · entry 4

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

SEC source: 0000950103-25-003518 · dp226401_4-hassan.xml · nonDerivative · entry 2

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-25-003516 · dp226399_4-kindler.xml · derivative · entry 4

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

SEC source: 0000950103-25-003516 · dp226399_4-kindler.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-25-003519 · dp226402_4-gupta.xml · derivative · entry 4

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

SEC source: 0000950103-25-003519 · dp226402_4-gupta.xml · nonDerivative · entry 2

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · derivative · entry 4

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-25-003515 · dp226398_4-frank.xml · derivative · entry 4

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

SEC source: 0000950103-25-003515 · dp226398_4-frank.xml · nonDerivative · entry 2

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-25-003514 · dp226396_4-alvarez.xml · derivative · entry 4

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

SEC source: 0000950103-25-003514 · dp226396_4-alvarez.xml · nonDerivative · entry 2

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0001213900-25-024643 · marketforms-68605.xml · derivative · entry 19

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 167,034

Underlying: Common Stock · 167,034 shares

Expires 2035-03-13

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0001213900-25-024643 · marketforms-68605.xml · derivative · entry 18

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 143,678

Underlying: Common Stock · 143,678 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0001213900-25-024643 · marketforms-68605.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by. R.J. Kirk DOT

Disclosed balance after: 64,604,685

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0000950103-25-003518 · dp226401_4-hassan.xml · derivative · entry 5

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003518 · dp226401_4-hassan.xml · derivative · entry 3

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003518 · dp226401_4-hassan.xml · nonDerivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,040

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $63,000.

SEC source: 0000950103-25-003516 · dp226399_4-kindler.xml · derivative · entry 5

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003516 · dp226399_4-kindler.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003516 · dp226399_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,018

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

SEC source: 0000950103-25-003519 · dp226402_4-gupta.xml · derivative · entry 5

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003519 · dp226402_4-gupta.xml · derivative · entry 3

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003519 · dp226402_4-gupta.xml · nonDerivative · entry 1

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,828

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $63,000.

SEC source: 0000950103-25-003520 · dp226403_4-agee.xml · derivative · entry 3

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003520 · dp226403_4-agee.xml · derivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003520 · dp226403_4-agee.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,076

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · derivative · entry 5

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · derivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,360

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

SEC source: 0000950103-25-003515 · dp226398_4-frank.xml · derivative · entry 5

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003515 · dp226398_4-frank.xml · derivative · entry 3

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003515 · dp226398_4-frank.xml · nonDerivative · entry 1

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,895

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $50,000.

SEC source: 0000950103-25-003514 · dp226396_4-alvarez.xml · derivative · entry 5

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

SEC source: 0000950103-25-003514 · dp226396_4-alvarez.xml · derivative · entry 3

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

SEC source: 0000950103-25-003514 · dp226396_4-alvarez.xml · nonDerivative · entry 1

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,852

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

SEC source: 0000950103-25-001485 · dp224424_4-tennant.xml · nonDerivative · entry 2

Tennant Phil · CIK 0002030874 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,559

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the PSUs.

SEC source: 0000950103-25-001485 · dp224424_4-tennant.xml · nonDerivative · entry 1

Tennant Phil · CIK 0002030874 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Represent shares of Precigen common stock ("Common Stock") issued on settlement of the first installment of performance stock units ("PSUs") originally granted on August 28, 2024 that vested based on the achievement of the applicable performance condition for such installment.

SEC source: 0000950103-25-001484 · dp224420_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,595

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the PSUs.

SEC source: 0000950103-25-001484 · dp224420_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,746

F1 · shares: Represent shares of Precigen common stock ("Common Stock") issued on settlement of the first installment of performance stock units ("PSUs") originally granted on August 28, 2024 that vested based on the achievement of the applicable performance condition for such installment.

SEC source: 0000950103-25-001482 · dp224419_4-thomasian.xml · nonDerivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,376

F1 · shares: Represent shares of Precigen common stock issued on settlement of the first installment of performance stock units originally granted on August 28, 2024 that vested based on the achievement of the applicable performance condition for such installment.

SEC source: 0000950103-25-001483 · dp224423_4-lehr.xml · nonDerivative · entry 2

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,282

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the PSUs.

SEC source: 0000950103-25-001483 · dp224423_4-lehr.xml · nonDerivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,126

F1 · shares: Represent shares of Precigen common stock ("Common Stock") issued on settlement of the first installment of performance stock units ("PSUs") originally granted on August 28, 2024 that vested based on the achievement of the applicable performance condition for such installment.

SEC source: 0000950103-25-001481 · dp224422_4-sabzevari.xml · nonDerivative · entry 2

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,759,109

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the PSUs.