Last 12 months
Inside the activity.
1 purchase rows · 42 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2020 Filed Jan 7, 2020 17:45 UTC |
KIRK RANDAL JDirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 3,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000727 · doc1.xml · derivative · entry 29 KIRK RANDAL J · CIK 0001091823 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 10,332 Underlying: Common Stock · 3,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock. F4 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019 and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F4 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019 and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security, LLC"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 17:45 UTC |
KIRK RANDAL JDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 3,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-000727 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,495,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security, LLC"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:15 UTC |
Bostick ThomasChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000114 · edgar.xml · derivative · entry 3 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F3 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:15 UTC |
Bostick ThomasChief Operating Officer
|
Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000114 · edgar.xml · nonDerivative · entry 1 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000113 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F3 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000113 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000112 · edgar.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F3 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000112 · edgar.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC |
Reed Thomas D.Chief Science Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000111 · edgar.xml · derivative · entry 6 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F5 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F5 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC |
Reed Thomas D.Chief Science Officer
|
Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000111 · edgar.xml · nonDerivative · entry 1 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:13 UTC |
Sabzevari HelenPresident and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 17,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000110 · edgar.xml · derivative · entry 3 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,999 Underlying: Common Stock · 17,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019 and January 25, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022, and 2023. F3 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019 and January 25, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022, and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:13 UTC |
Sabzevari HelenPresident and CEO
|
Exercise / conversionCommon Stock | 17,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000110 · edgar.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:12 UTC |
Sterling Rick L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000109 · edgar.xml · derivative · entry 3 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F3 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:12 UTC |
Sterling Rick L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000109 · edgar.xml · nonDerivative · entry 1 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:16 UTC |
Sterling Rick L.Chief Financial Officer
|
SaleCommon Stock | 3,564 | $5.77 | $20,563.57 |
DisclosureSEC source: 0001123292-20-000070 · edgar.xml · nonDerivative · entry 2 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,625 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:16 UTC |
Sabzevari HelenPresident and CEO
|
SaleCommon Stock | 3,886 | $5.77 | $22,421.44 |
DisclosureSEC source: 0001123292-20-000069 · edgar.xml · nonDerivative · entry 2 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,067 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:15 UTC |
Bostick ThomasChief Operating Officer
|
SaleCommon Stock | 3,564 | $5.77 | $20,563.57 |
DisclosureSEC source: 0001123292-20-000067 · edgar.xml · nonDerivative · entry 2 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,873 F2 · kind: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:15 UTC |
Reed Thomas D.Chief Science Officer
|
SaleCommon Stock | 2,986 | $5.77 | $17,228.92 |
DisclosureSEC source: 0001123292-20-000068 · edgar.xml · nonDerivative · entry 2 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,364 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:14 UTC |
Lehr Donald P.Chief Legal Officer
|
SaleCommon Stock | 3,886 | $5.77 | $22,421.83 |
DisclosureSEC source: 0001123292-20-000066 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,206 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:14 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
SaleCommon Stock | 3,564 | $5.77 | $20,563.57 |
DisclosureSEC source: 0001123292-20-000065 · edgar.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,541 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:32 UTC |
Reed Thomas D.Chief Science Officer
|
SaleCommon Stock | 3,533 | $5.60 | $19,784.80 |
DisclosureSEC source: 0001123292-20-000041 · edgar.xml · nonDerivative · entry 2 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,584 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC |
Sterling Rick L.Chief Financial Officer
|
SaleCommon Stock | 4,366 | $5.60 | $24,449.60 |
DisclosureSEC source: 0001123292-20-000043 · edgar.xml · nonDerivative · entry 2 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,423 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:32 UTC |
Sabzevari HelenPresident and CEO
|
SaleCommon Stock | 4,830 | $5.60 | $27,048.00 |
DisclosureSEC source: 0001123292-20-000042 · edgar.xml · nonDerivative · entry 2 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,187 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
SaleCommon Stock | 4,366 | $5.60 | $24,449.60 |
DisclosureSEC source: 0001123292-20-000039 · edgar.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,339 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC |
Lehr Donald P.Chief Legal Officer
|
SaleCommon Stock | 4,830 | $5.60 | $27,048.00 |
DisclosureSEC source: 0001123292-20-000038 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,326 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:30 UTC |
Bostick ThomasChief Operating Officer
|
SaleCommon Stock | 4,366 | $5.60 | $24,449.60 |
DisclosureSEC source: 0001123292-20-000036 · edgar.xml · nonDerivative · entry 2 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,671 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Sterling Rick L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000070 · edgar.xml · derivative · entry 3 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F3 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Sterling Rick L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000070 · edgar.xml · nonDerivative · entry 1 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Sabzevari HelenPresident and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000069 · edgar.xml · derivative · entry 3 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F3 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Sabzevari HelenPresident and CEO
|
Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000069 · edgar.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC |
Bostick ThomasChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000067 · edgar.xml · derivative · entry 3 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F2 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F2 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC |
Bostick ThomasChief Operating Officer
|
Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000067 · edgar.xml · nonDerivative · entry 1 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC |
Reed Thomas D.Chief Science Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000068 · edgar.xml · derivative · entry 6 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F5 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F5 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC |
Reed Thomas D.Chief Science Officer
|
Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000068 · edgar.xml · nonDerivative · entry 1 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:14 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000066 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F3 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:14 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000066 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:14 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000065 · edgar.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F3 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:14 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000065 · edgar.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:43 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 141,445 | $5.66 | $800,578.70 |
DisclosureSEC source: 0001567619-20-000097 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Third Security Disclosed balance after: 3,188,586 F2 · shares: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. F2 · price: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:43 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 34,434 | $5.81 | $200,061.54 |
DisclosureSEC source: 0001567619-20-000097 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,492,176 F1 · shares: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares. As of January 1, 2020, Mr. Kirk transitioned from Chief Executive Officer to the Executive Chairman of the issuer. F1 · price: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares. As of January 1, 2020, Mr. Kirk transitioned from Chief Executive Officer to the Executive Chairman of the issuer. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:32 UTC |
Reed Thomas D.Chief Science Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000041 · edgar.xml · derivative · entry 6 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F5 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. F5 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:32 UTC |
Reed Thomas D.Chief Science Officer
|
Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000041 · edgar.xml · nonDerivative · entry 1 Reed Thomas D. · CIK 0001583188 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:33 UTC |
Sterling Rick L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000043 · edgar.xml · derivative · entry 3 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:33 UTC |
Sterling Rick L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000043 · edgar.xml · nonDerivative · entry 1 Sterling Rick L. · CIK 0001583123 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:32 UTC |
Sabzevari HelenPresident and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000042 · edgar.xml · derivative · entry 3 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:32 UTC |
Sabzevari HelenPresident and CEO
|
Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000042 · edgar.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:31 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000039 · edgar.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:31 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000039 · edgar.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:31 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000038 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:31 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000038 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.