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Nasdaq · USD

PGEN

PRECIGEN, INC.

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Tapewire entity
4356
SEC CIK
0001356090
Parsed reports
576

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025012
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202605
Jun 202603
Jul 202602
Aug 202616
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2021 Filed Mar 29, 2021 23:47 UTC GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000566 · edgar.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:47 UTC GrantCommon Stock 8,949 $7.71 $68,996.79
Disclosure

SEC source: 0001123292-21-000566 · edgar.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,209

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 19:45 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 22,107 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001123292-21-000564 · edgar.xml · derivative · entry 4

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Underlying: Common Stock · 22,107 shares

Expires 2031-03-25

Read SEC document
March 25, 2021 Filed Mar 29, 2021 19:45 UTC GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000564 · edgar.xml · derivative · entry 3

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F4 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 19:45 UTC GrantCommon Stock 7,328 $7.71 $56,498.88
Disclosure

SEC source: 0001123292-21-000564 · edgar.xml · nonDerivative · entry 1

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,820

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:54 UTC
Perez Jeffrey ThomasSVP, IP Affairs
GrantRestricted Stock Units · Derivative 22,697 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000572 · edgar.xml · derivative · entry 1

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,697

Underlying: Common Stock · 22,697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 14, 2021.

F2 · derivative.expiration_date: The RSUs vest in full on May 14, 2021.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:53 UTC
Sabzevari HelenDirector · President and CEO
GrantRestricted Stock Units · Derivative 97,276 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000571 · edgar.xml · derivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,276

Underlying: Common Stock · 97,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 12, 2021.

F2 · derivative.expiration_date: The RSUs vest in full on May 12, 2021.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:51 UTC
Lehr Donald P.Chief Legal Officer
GrantRestricted Stock Units · Derivative 26,102 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000570 · edgar.xml · derivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,102

Underlying: Common Stock · 26,102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 18, 2021.

F2 · derivative.expiration_date: The RSUs vest in full on May 18, 2021.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:50 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 22,107 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001123292-21-000569 · edgar.xml · derivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Underlying: Common Stock · 22,107 shares

Expires 2031-03-25

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:50 UTC GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000569 · edgar.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:50 UTC GrantCommon Stock 8,106 $7.71 $62,497.26
Disclosure

SEC source: 0001123292-21-000569 · edgar.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,904

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:48 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 22,107 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001123292-21-000567 · edgar.xml · derivative · entry 3

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Underlying: Common Stock · 22,107 shares

Expires 2031-03-25

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:48 UTC GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000567 · edgar.xml · derivative · entry 2

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:48 UTC GrantCommon Stock 7,328 $7.71 $56,498.88
Disclosure

SEC source: 0001123292-21-000567 · edgar.xml · nonDerivative · entry 1

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,926

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:44 UTC
Frank StevenDirector
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 22,107 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001123292-21-000563 · edgar.xml · derivative · entry 3

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Underlying: Common Stock · 22,107 shares

Expires 2031-03-25

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:44 UTC
Frank StevenDirector
GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000563 · edgar.xml · derivative · entry 2

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:44 UTC
Frank StevenDirector
GrantCommon Stock 6,485 $7.71 $49,999.35
Disclosure

SEC source: 0001123292-21-000563 · edgar.xml · nonDerivative · entry 1

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,205

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $50,000.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:43 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 22,107 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001123292-21-000562 · edgar.xml · derivative · entry 3

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Underlying: Common Stock · 22,107 shares

Expires 2031-03-25

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:43 UTC GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000562 · edgar.xml · derivative · entry 2

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:43 UTC GrantCommon Stock 8,106 $7.71 $62,497.26
Disclosure

SEC source: 0001123292-21-000562 · edgar.xml · nonDerivative · entry 1

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,396

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 16:32 UTC Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000484 · edgar.xml · derivative · entry 3

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F3 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 16:32 UTC Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000484 · edgar.xml · nonDerivative · entry 1

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:35 UTC
Hassan FredDirector
Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000487 · edgar.xml · derivative · entry 2

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:35 UTC
Hassan FredDirector
Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000487 · edgar.xml · nonDerivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000486 · edgar.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:34 UTC Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000486 · edgar.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 16:36 UTC Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000489 · edgar.xml · derivative · entry 3

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F3 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 16:36 UTC Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000489 · edgar.xml · nonDerivative · entry 1

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:38 UTC Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000491 · edgar.xml · derivative · entry 2

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:38 UTC Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000491 · edgar.xml · nonDerivative · entry 1

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:37 UTC
Frank StevenDirector
Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000490 · edgar.xml · derivative · entry 2

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:37 UTC
Frank StevenDirector
Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000490 · edgar.xml · nonDerivative · entry 1

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000485 · edgar.xml · derivative · entry 2

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:33 UTC Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000485 · edgar.xml · nonDerivative · entry 1

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000483 · edgar.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:31 UTC Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000483 · edgar.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:02 UTC
Frank StevenDirector
Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 2,968 $0.00 Strike: $5.69 $0.00
Disclosure

SEC source: 0001123292-21-000415 · edgar.xml · derivative · entry 2

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,968 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was immediately exercisable.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:02 UTC
Frank StevenDirector
Exercise / conversionCommon Stock 2,968 $5.69 $16,887.92
Disclosure

SEC source: 0001123292-21-000415 · edgar.xml · nonDerivative · entry 1

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:05 UTC Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 2,968 $0.00 Strike: $5.69 $0.00
Disclosure

SEC source: 0001123292-21-000416 · edgar.xml · derivative · entry 2

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,968 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was immediately exercisable.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:05 UTC Exercise / conversionCommon Stock 2,968 $5.69 $16,887.92
Disclosure

SEC source: 0001123292-21-000416 · edgar.xml · nonDerivative · entry 1

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:58 UTC Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 2,968 $0.00 Strike: $5.69 $0.00
Disclosure

SEC source: 0001123292-21-000414 · edgar.xml · derivative · entry 2

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,968 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was immediately exercisable.

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March 03, 2021 Filed Mar 5, 2021 21:58 UTC Exercise / conversionCommon Stock 2,968 $5.69 $16,887.92
Disclosure

SEC source: 0001123292-21-000414 · edgar.xml · nonDerivative · entry 1

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 06, 2021 Filed Jan 7, 2021 21:26 UTC
Sabzevari HelenDirector · President and CEO
SaleCommon Stock 260,045 $8.92 $2,318,535.22
Disclosure

SEC source: 0001123292-21-000061 · edgar.xml · nonDerivative · entry 2

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,214

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

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January 05, 2021 Filed Jan 6, 2021 21:40 UTC
Sterling Rick L.Chief Financial Officer
SaleCommon Stock 6,096 $10.56 $64,403.63
Disclosure

SEC source: 0001123292-21-000058 · edgar.xml · nonDerivative · entry 2

Sterling Rick L. · CIK 0001583123 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,020

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

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January 05, 2021 Filed Jan 6, 2021 21:31 UTC
Lehr Donald P.Chief Legal Officer
SaleCommon Stock 9,677 $10.56 $102,236.54
Disclosure

SEC source: 0001123292-21-000055 · edgar.xml · nonDerivative · entry 2

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,652

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

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January 05, 2021 Filed Jan 6, 2021 21:37 UTC
Sabzevari HelenDirector · President and CEO
SaleCommon Stock 9,040 $10.56 $95,506.70
Disclosure

SEC source: 0001123292-21-000057 · edgar.xml · nonDerivative · entry 2

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,259

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

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January 05, 2021 Filed Jan 6, 2021 21:34 UTC
Perez Jeffrey ThomasSVP, IP Affairs
SaleCommon Stock 9,049 $10.56 $95,601.78
Disclosure

SEC source: 0001123292-21-000056 · edgar.xml · nonDerivative · entry 2

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,821

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

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January 05, 2021 Filed Jan 7, 2021 21:26 UTC
Sabzevari HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000061 · edgar.xml · derivative · entry 3

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs were granted on January 5, 2020 and have vested in full.

F3 · derivative.expiration_date: The RSUs were granted on January 5, 2020 and have vested in full.

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January 05, 2021 Filed Jan 7, 2021 21:26 UTC
Sabzevari HelenDirector · President and CEO
Exercise / conversionCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000061 · edgar.xml · nonDerivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

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January 04, 2021 Filed Jan 5, 2021 22:35 UTC
Lehr Donald P.Chief Legal Officer
SaleCommon Stock 5,271 $10.16 $53,553.36
Disclosure

SEC source: 0001123292-21-000036 · edgar.xml · nonDerivative · entry 2

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,389

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.