Last 12 months
Inside the activity.
1 purchase rows · 42 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 56,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 7 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 3,838,992 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 5,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 478,894 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 3,398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 447,405 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 22,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,612,186 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 56,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 3,597,953 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 5,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 479,857 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 354,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,684,553 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:06 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 83,992 | $6.59 | $553,801.25 |
DisclosureSEC source: 0001104659-21-077813 · tm2118981-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,605,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 121,400 | $6.61 | $802,660.38 |
DisclosureSEC source: 0001104659-21-076504 · tm2118406-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,689,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 106,600 | $6.63 | $706,619.42 |
DisclosureSEC source: 0001104659-21-076504 · tm2118406-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,811,220 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 72,811 | $6.79 | $494,452.22 |
DisclosureSEC source: 0001104659-21-075183 · tm2118084-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,917,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 27, 2021 Filed May 28, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 166,147 | $6.80 | $1,129,168.24 |
DisclosureSEC source: 0001104659-21-074379 · tm2117915-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,990,631 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 169,000 | $6.60 | $1,115,822.50 |
DisclosureSEC source: 0001104659-21-074379 · tm2117915-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,156,778 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 25, 2021 Filed May 26, 2021 22:00 UTC |
Ares Trading S.A.Director
|
SaleCommon Stock | 86,288 | $6.46 | $557,282.42 |
DisclosureSEC source: 0001104659-21-072540 · tm2117610-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,325,778 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:00 UTC |
Ares Trading S.A.Director
|
SaleCommon Stock | 62,469 | $6.57 | $410,552.51 |
DisclosureSEC source: 0001104659-21-072540 · tm2117610-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,412,066 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 21, 2021 Filed May 24, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 131,409 | $6.86 | $901,005.81 |
DisclosureSEC source: 0001104659-21-071379 · tm2117379-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,474,535 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 20, 2021 Filed May 24, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 149,648 | $6.61 | $988,739.30 |
DisclosureSEC source: 0001104659-21-071379 · tm2117379-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,605,944 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 19, 2021 Filed May 20, 2021 22:15 UTC |
Lehr Donald P.Chief Legal Officer
|
SaleCommon Stock | 8,907 | $6.63 | $59,048.96 |
DisclosureSEC source: 0000950103-21-007568 · dp151412_4-lehr.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,847 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| May 19, 2021 Filed May 20, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 121,500 | $6.50 | $789,628.50 |
DisclosureSEC source: 0001104659-21-070037 · tm2117068-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,755,592 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:15 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 26,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007568 · dp151412_4-lehr.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 25, 2021 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 25, 2021 and have vested in full. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:15 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionCommon Stock | 26,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-007568 · dp151412_4-lehr.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 134,043 | $6.85 | $918,569.87 |
DisclosureSEC source: 0001104659-21-070037 · tm2117068-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,877,092 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 17, 2021 Filed May 18, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 79,355 | $6.75 | $535,987.48 |
DisclosureSEC source: 0001104659-21-068959 · tm2116824-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,011,135 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 14, 2021 Filed May 18, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 185,360 | $6.71 | $1,244,303.14 |
DisclosureSEC source: 0001104659-21-068959 · tm2116824-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,090,490 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:04 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 22,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007440 · dp151274_4-perez.xml · derivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: The RSUs were granted on March 25, 2021 and have vested in full. F2 · derivative.expiration_date: The RSUs were granted on March 25, 2021 and have vested in full. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:04 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionCommon Stock | 22,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-007440 · dp151274_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 13, 2021 Filed May 14, 2021 22:43 UTC |
Sabzevari HelenDirector · President and CEO
|
SaleCommon Stock | 47,433 | $6.40 | $303,571.20 |
DisclosureSEC source: 0000950103-21-007276 · dp151110_4-sabzevari.xml · nonDerivative · entry 2 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,057 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| May 13, 2021 Filed May 14, 2021 22:02 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 122,389 | $6.52 | $798,184.34 |
DisclosureSEC source: 0001104659-21-067029 · tm2116441-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,275,850 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:43 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 97,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007276 · dp151110_4-sabzevari.xml · derivative · entry 3 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 25, 2021 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 25, 2021 and have vested in full. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:43 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 97,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-007276 · dp151110_4-sabzevari.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:02 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 150,000 | $7.00 | $1,050,510.00 |
DisclosureSEC source: 0001104659-21-067029 · tm2116441-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,398,239 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 11, 2021 Filed May 12, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 151,164 | $6.40 | $966,935.64 |
DisclosureSEC source: 0001104659-21-065257 · tm2116044-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,548,239 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 114,603 | $6.34 | $726,743.46 |
DisclosureSEC source: 0001104659-21-065257 · tm2116044-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,699,403 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 150,000 | $6.55 | $982,485.00 |
DisclosureSEC source: 0001104659-21-064061 · tm2115723-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,814,006 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 06, 2021 Filed May 10, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 100,000 | $6.54 | $653,850.00 |
DisclosureSEC source: 0001104659-21-064061 · tm2115723-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,964,006 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 05, 2021 Filed May 6, 2021 23:10 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 57,261 | $6.86 | $392,638.68 |
DisclosureSEC source: 0001104659-21-062586 · tm2115405-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,064,006 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 04, 2021 Filed May 6, 2021 23:10 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 94,950 | $7.08 | $672,236.51 |
DisclosureSEC source: 0001104659-21-062586 · tm2115405-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,121,267 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 03, 2021 Filed May 4, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 74,172 | $7.47 | $553,990.67 |
DisclosureSEC source: 0001104659-21-061148 · tm2115104-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,216,217 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 108,130 | $7.90 | $853,740.42 |
DisclosureSEC source: 0001104659-21-061148 · tm2115104-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,290,389 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| April 21, 2021 Filed May 6, 2021 22:37 UTC |
Osborne D. BradfordVP, Finance and Accounting
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0000950103-21-006869 · dp150710_4-bradford.xml · derivative · entry 1 Osborne D. Bradford · CIK 0001859854 · VP, Finance and Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-04-21 F1 · derivative.exercise_date: The option vests in four equal installments on each of April 21, 2022, April 21, 2023, April 21, 2024 and April 21, 2025. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 17:15 UTC |
KIRK RANDAL JDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 32,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007135 · doc1.xml · derivative · entry 32 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 32,425 Underlying: Common Stock · 32,425 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (i) represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time. F3 · derivative.exercise_date: Each restricted stock unit (i) represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time. F3 · derivative.expiration_date: Each restricted stock unit (i) represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time. F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2009 LLC ("JPK 2009"), MGK 2009 LLC ("MGK 2009"), ZSK 2009 LLC ("ZSK 2009"), JPK 2008 LLC ("JPK 2008"), MGK 2008 LLC ("MGK 2008"), ZSK 2008 LLC ("ZSK 2008"), MGK 2011 ("MGK 2011"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), and Third Security Incentive 2010 LLC ("Incentive 2010"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 17:15 UTC |
KIRK RANDAL JDirector · 10% owner
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 44,214 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001567619-21-007135 · doc1.xml · derivative · entry 31 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 44,214 Underlying: Common Stock · 44,214 shares Expires 2031-03-25 F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2009 LLC ("JPK 2009"), MGK 2009 LLC ("MGK 2009"), ZSK 2009 LLC ("ZSK 2009"), JPK 2008 LLC ("JPK 2008"), MGK 2008 LLC ("MGK 2008"), ZSK 2008 LLC ("ZSK 2008"), MGK 2011 ("MGK 2011"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), and Third Security Incentive 2010 LLC ("Incentive 2010"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 17:15 UTC |
KIRK RANDAL JDirector · 10% owner
|
GrantCommon Stock | 12,970 | $7.71 | $99,998.70 |
DisclosureSEC source: 0001567619-21-007135 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,329,996 F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2009 LLC ("JPK 2009"), MGK 2009 LLC ("MGK 2009"), ZSK 2009 LLC ("ZSK 2009"), JPK 2008 LLC ("JPK 2008"), MGK 2008 LLC ("MGK 2008"), ZSK 2008 LLC ("ZSK 2008"), MGK 2011 ("MGK 2011"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), and Third Security Incentive 2010 LLC ("Incentive 2010"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 19:49 UTC |
SHAPIRO ROBERT BDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 22,107 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001123292-21-000568 · edgar.xml · derivative · entry 4 SHAPIRO ROBERT B · CIK 0001083227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,107 Underlying: Common Stock · 22,107 shares Expires 2031-03-25 Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 19:49 UTC |
SHAPIRO ROBERT BDirector
|
GrantRestricted Stock Units · Derivative | 16,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000568 · edgar.xml · derivative · entry 3 SHAPIRO ROBERT B · CIK 0001083227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,212 Underlying: Common Stock · 16,212 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022. F4 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 19:49 UTC |
SHAPIRO ROBERT BDirector
|
GrantCommon Stock | 8,171 | $7.71 | $62,998.41 |
DisclosureSEC source: 0001123292-21-000568 · edgar.xml · nonDerivative · entry 1 SHAPIRO ROBERT B · CIK 0001083227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,911 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $63,000. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:46 UTC |
Hassan FredDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 22,107 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001123292-21-000565 · edgar.xml · derivative · entry 3 Hassan Fred · CIK 0001110744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,107 Underlying: Common Stock · 22,107 shares Expires 2031-03-25 Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:46 UTC |
Hassan FredDirector
|
GrantRestricted Stock Units · Derivative | 16,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000565 · edgar.xml · derivative · entry 2 Hassan Fred · CIK 0001110744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,212 Underlying: Common Stock · 16,212 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022. F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:46 UTC |
Hassan FredDirector
|
GrantCommon Stock | 7,328 | $7.71 | $56,498.88 |
DisclosureSEC source: 0001123292-21-000565 · edgar.xml · nonDerivative · entry 1 Hassan Fred · CIK 0001110744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,687 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:47 UTC |
KINDLER JEFFREY BDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 22,107 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001123292-21-000566 · edgar.xml · derivative · entry 3 KINDLER JEFFREY B · CIK 0001174454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,107 Underlying: Common Stock · 22,107 shares Expires 2031-03-25 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.