Last 12 months
Inside the activity.
1 purchase rows · 42 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 24, 2022 17:50 UTC |
Gupta Vinita DDirector
|
GrantRestricted Stock Units · Derivative | 61,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-003223 · dp167773_4-gupta.xml · derivative · entry 3 Gupta Vinita D · CIK 0001705209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,576 Underlying: Common Stock · 61,576 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F4 · derivative.exercise_date: The RSUs vest in full on February 22, 2023. F4 · derivative.expiration_date: The RSUs vest in full on February 22, 2023. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 17:50 UTC |
Gupta Vinita DDirector
|
GrantCommon Stock | 27,832 | $2.03 | $56,498.96 |
DisclosureSEC source: 0000950103-22-003223 · dp167773_4-gupta.xml · nonDerivative · entry 1 Gupta Vinita D · CIK 0001705209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,652 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:51 UTC |
Turley James SDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 83,189 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950103-22-003224 · dp167772_4-turley.xml · derivative · entry 3 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,189 Underlying: Common Stock · 83,189 shares Expires 2032-02-22 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:51 UTC |
Turley James SDirector
|
GrantRestricted Stock Units · Derivative | 61,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-003224 · dp167772_4-turley.xml · derivative · entry 2 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,576 Underlying: Common Stock · 61,576 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023. F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:51 UTC |
Turley James SDirector
|
GrantCommon Stock | 30,788 | $2.03 | $62,499.64 |
DisclosureSEC source: 0000950103-22-003224 · dp167772_4-turley.xml · nonDerivative · entry 1 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,692 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:49 UTC |
MITCHELL DEAN JDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 83,189 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950103-22-003222 · dp167774_4-mitchell.xml · derivative · entry 3 MITCHELL DEAN J · CIK 0001199297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,189 Underlying: Common Stock · 83,189 shares Expires 2032-02-22 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:49 UTC |
MITCHELL DEAN JDirector
|
GrantRestricted Stock Units · Derivative | 61,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-003222 · dp167774_4-mitchell.xml · derivative · entry 2 MITCHELL DEAN J · CIK 0001199297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,576 Underlying: Common Stock · 61,576 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023. F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:49 UTC |
MITCHELL DEAN JDirector
|
GrantCommon Stock | 27,832 | $2.03 | $56,498.96 |
DisclosureSEC source: 0000950103-22-003222 · dp167774_4-mitchell.xml · nonDerivative · entry 1 MITCHELL DEAN J · CIK 0001199297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,758 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:46 UTC |
ALVAREZ CESAR LDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 83,189 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950103-22-003220 · dp167776_4-alvarez.xml · derivative · entry 3 ALVAREZ CESAR L · CIK 0001220297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,189 Underlying: Common Stock · 83,189 shares Expires 2032-02-22 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:46 UTC |
ALVAREZ CESAR LDirector
|
GrantRestricted Stock Units · Derivative | 61,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-003220 · dp167776_4-alvarez.xml · derivative · entry 2 ALVAREZ CESAR L · CIK 0001220297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,576 Underlying: Common Stock · 61,576 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023. F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:46 UTC |
ALVAREZ CESAR LDirector
|
GrantCommon Stock | 30,788 | $2.03 | $62,499.64 |
DisclosureSEC source: 0000950103-22-003220 · dp167776_4-alvarez.xml · nonDerivative · entry 1 ALVAREZ CESAR L · CIK 0001220297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,184 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:45 UTC |
Frank StevenDirector
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 83,189 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950103-22-003219 · dp167777_4-frank.xml · derivative · entry 3 Frank Steven · CIK 0001583886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,189 Underlying: Common Stock · 83,189 shares Expires 2032-02-22 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:45 UTC |
Frank StevenDirector
|
GrantRestricted Stock Units · Derivative | 61,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-003219 · dp167777_4-frank.xml · derivative · entry 2 Frank Steven · CIK 0001583886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,576 Underlying: Common Stock · 61,576 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023. F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:45 UTC |
Frank StevenDirector
|
GrantCommon Stock | 24,630 | $2.03 | $49,998.90 |
DisclosureSEC source: 0000950103-22-003219 · dp167777_4-frank.xml · nonDerivative · entry 1 Frank Steven · CIK 0001583886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,835 F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $50,000. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:11 UTC |
Thomasian Harry Jr.Chief Financial Officer
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0000950103-22-002083 · dp166689_4-thomasian.xml · derivative · entry 1 Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-02-02 F1 · derivative.exercise_date: The option vests in four equal installments on each of February 2, 2023, February 2, 2024, February 2, 2025 and February 2, 2026. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:11 UTC |
Lehr Donald P.Chief Legal Officer
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0000950103-22-002082 · dp166690_4-lehr.xml · derivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2032-02-02 F1 · derivative.exercise_date: The option vests in four equal installments on each of February 2, 2023, February 2, 2024, February 2, 2025 and February 2, 2026. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:08 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0000950103-22-002081 · dp166688_4-perez.xml · derivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2032-02-02 F1 · derivative.exercise_date: The option vests in four equal installments on each of February 2, 2023, February 2, 2024, February 2, 2025 and February 2, 2026. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:06 UTC |
Sabzevari HelenDirector · President and CEO
|
GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 847,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0000950103-22-002079 · dp166687_4-sabzevari.xml · derivative · entry 1 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,000 Underlying: Common Stock · 847,000 shares Expires 2032-02-02 F1 · derivative.exercise_date: The option vests in four equal installments on each of February 2, 2023, February 2, 2024, February 2, 2025 and February 2, 2026. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:10 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
SaleCommon Stock | 9,738 | $3.59 | $34,960.39 |
DisclosureSEC source: 0000950103-22-000272 · dp164824_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,462 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:08 UTC |
Sabzevari HelenDirector · President and CEO
|
SaleCommon Stock | 5,603 | $3.59 | $20,115.33 |
DisclosureSEC source: 0000950103-22-000271 · dp164823_4-sabzevari.xml · nonDerivative · entry 3 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,150 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:08 UTC |
Sabzevari HelenDirector · President and CEO
|
SaleCommon Stock | 1,357 | $3.59 | $4,871.63 |
DisclosureSEC source: 0000950103-22-000271 · dp164823_4-sabzevari.xml · nonDerivative · entry 2 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,753 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:07 UTC |
Lehr Donald P.Chief Legal Officer
|
SaleCommon Stock | 10,356 | $3.59 | $37,180.11 |
DisclosureSEC source: 0000950103-22-000270 · dp164822_4-lehr.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,880 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 17:57 UTC |
KIRK RANDAL JDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 3,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000657 · doc1.xml · derivative · entry 17 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 3,444 Underlying: Common Stock · 3,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 17:57 UTC |
KIRK RANDAL JDirector · 10% owner
|
Exercise / conversionCommon Stock | 3,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-000657 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,741,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:10 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000272 · dp164824_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,939 Underlying: Common Stock · 18,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:10 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionCommon Stock | 18,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000272 · dp164824_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:08 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 17,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000271 · dp164823_4-sabzevari.xml · derivative · entry 4 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,665 Underlying: Common Stock · 17,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019 and January 25, 2019 and the remaining RSUs vest on January 4, 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019 and January 25, 2019 and the remaining RSUs vest on January 4, 2023. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:08 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 17,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000271 · dp164823_4-sabzevari.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:07 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000270 · dp164822_4-lehr.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,939 Underlying: Common Stock · 18,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:07 UTC |
Lehr Donald P.Chief Legal Officer
|
Exercise / conversionCommon Stock | 18,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000270 · dp164822_4-lehr.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:09 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
SaleCommon Stock | 5,022 | $3.67 | $18,431.24 |
DisclosureSEC source: 0000950103-22-000139 · dp164714_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,261 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:07 UTC |
Sabzevari HelenDirector · President and CEO
|
SaleCommon Stock | 3,848 | $3.67 | $14,122.54 |
DisclosureSEC source: 0000950103-22-000138 · dp164713_4-sabzevari.xml · nonDerivative · entry 2 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,443 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:04 UTC |
Lehr Donald P.Chief Legal Officer
|
SaleCommon Stock | 5,315 | $3.67 | $19,507.11 |
DisclosureSEC source: 0000950103-22-000136 · dp164712_4-lehr.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,297 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:09 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000139 · dp164714_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018 and have vested in full. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:09 UTC |
Perez Jeffrey ThomasSVP, IP Affairs
|
Exercise / conversionCommon Stock | 9,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000139 · dp164714_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:07 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000138 · dp164713_4-sabzevari.xml · derivative · entry 3 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018 and have vested in full. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:07 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 9,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000138 · dp164713_4-sabzevari.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:04 UTC |
Lehr Donald P.Chief Legal Officer
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Exercise / conversionRestricted Stock Units · Derivative | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000136 · dp164712_4-lehr.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018 and have vested in full. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:04 UTC |
Lehr Donald P.Chief Legal Officer
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Exercise / conversionCommon Stock | 9,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000136 · dp164712_4-lehr.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 22:04 UTC |
Thomasian Harry Jr.Chief Financial Officer
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PurchaseCommon Stock | 13,400 | $3.80 | $50,920.00 |
DisclosureSEC source: 0000950103-21-018848 · dp162763_4-thomasian.xml · nonDerivative · entry 2 Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 22:04 UTC |
Thomasian Harry Jr.Chief Financial Officer
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PurchaseCommon Stock | 13,100 | $3.81 | $49,911.00 |
DisclosureSEC source: 0000950103-21-018848 · dp162763_4-thomasian.xml · nonDerivative · entry 1 Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 21:43 UTC |
KIRK RANDAL JDirector · 10% owner
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PurchaseCommon Stock | 486,335 | $3.58 | $1,741,079.30 |
DisclosureSEC source: 0001567619-21-021122 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Parkview 2020 Disclosed balance after: 1,000,000 F1 · ownership.nature: Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:43 UTC |
KIRK RANDAL JDirector · 10% owner
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PurchaseCommon Stock | 200 | $3.52 | $704.00 |
DisclosureSEC source: 0001567619-21-021122 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Parkview 2020 Disclosed balance after: 513,665 F1 · ownership.nature: Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:43 UTC |
KIRK RANDAL JDirector · 10% owner
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PurchaseCommon Stock | 43,900 | $3.60 | $158,040.00 |
DisclosureSEC source: 0001567619-21-021122 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Parkview 2020 Disclosed balance after: 513,465 F1 · ownership.nature: Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:43 UTC |
KIRK RANDAL JDirector · 10% owner
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PurchaseCommon Stock | 161,904 | $3.59 | $581,235.36 |
DisclosureSEC source: 0001567619-21-021122 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Parkview 2020 Disclosed balance after: 469,565 F1 · ownership.nature: Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:43 UTC |
KIRK RANDAL JDirector · 10% owner
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PurchaseCommon Stock | 307,661 | $3.75 | $1,153,728.75 |
DisclosureSEC source: 0001567619-21-021122 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Parkview 2020 Disclosed balance after: 307,661 F1 · ownership.nature: Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:48 UTC |
Thomasian Harry Jr.Chief Financial Officer
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GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 180,000 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0000950103-21-016165 · dp160061_4-thomasian.xml · derivative · entry 1 Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2031-10-18 F1 · derivative.exercise_date: The option vests in four equal installments on each of October 18, 2022, October 18, 2023, October 18, 2024 and October 18, 2025. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 22:02 UTC |
Ares Trading S.A.10% owner
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SaleCommon Stock | 79,896 | $4.60 | $367,281.91 |
DisclosureSEC source: 0001104659-21-126314 · tm2130009-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,647,152 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 22:02 UTC |
Ares Trading S.A.10% owner
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SaleCommon Stock | 63,900 | $4.69 | $299,473.74 |
DisclosureSEC source: 0001104659-21-126314 · tm2130009-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,727,048 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 22:59 UTC |
Ares Trading S.A.10% owner
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SaleCommon Stock | 68,900 | $4.67 | $321,632.09 |
DisclosureSEC source: 0001104659-21-125461 · tm2129781-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,790,948 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.