PGEN

SEC source: 0001567619-22-018363 · doc1.xml · nonDerivative · entry 12

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Staff 2015

Disclosed balance after: 1,015,626

F2 · kind: On October 5, 2022, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP.

F2 · price: On October 5, 2022, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP.

F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0000950103-22-014410 · dp179123_4-thomasian.xml · nonDerivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,390

SEC source: 0000950103-22-014033 · dp178706_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,411

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.3000 to $2.3250, inclusive. The reporting person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0000950103-22-008789 · dp173454_4-thomasian.xml · nonDerivative · entry 2

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,890

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

SEC source: 0000950103-22-008790 · dp173455_4-perez.xml · nonDerivative · entry 2

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,502

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

SEC source: 0000950103-22-008788 · dp173452_4-lehr.xml · nonDerivative · entry 2

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,274

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

SEC source: 0000950103-22-008789 · dp173454_4-thomasian.xml · derivative · entry 3

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs were granted on March 18, 2022 and have vested in full.

F3 · derivative.expiration_date: The RSUs were granted on March 18, 2022 and have vested in full.

SEC source: 0000950103-22-008789 · dp173454_4-thomasian.xml · nonDerivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-008790 · dp173455_4-perez.xml · derivative · entry 3

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs were granted on March 18, 2022 and have vested in full.

F3 · derivative.expiration_date: The RSUs were granted on March 18, 2022 and have vested in full.

SEC source: 0000950103-22-008790 · dp173455_4-perez.xml · nonDerivative · entry 1

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-008788 · dp173452_4-lehr.xml · derivative · entry 3

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs were granted on March 18, 2022 and have vested in full.

F3 · derivative.expiration_date: The RSUs were granted on March 18, 2022 and have vested in full.

SEC source: 0000950103-22-008788 · dp173452_4-lehr.xml · nonDerivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-008541 · dp173213_4-sabzevari.xml · nonDerivative · entry 2

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,091

F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

SEC source: 0000950103-22-008541 · dp173213_4-sabzevari.xml · derivative · entry 3

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 340,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs were granted on March 18, 2022 and have vested in full.

F3 · derivative.expiration_date: The RSUs were granted on March 18, 2022 and have vested in full.

SEC source: 0000950103-22-008541 · dp173213_4-sabzevari.xml · nonDerivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0001567619-22-007614 · doc1.xml · derivative · entry 31

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 0

Underlying: Common Stock · 32,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 25, 2021 and vested in their entirety on the one-year anniversary of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 25, 2021 and vested in their entirety on the one-year anniversary of the date of grant.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 25, 2021 and vested in their entirety on the one-year anniversary of the date of grant.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0001567619-22-007614 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 19,037,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 25, 2021 and vested in their entirety on the one-year anniversary of the date of grant.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0000950103-22-005411 · dp170039_4-shapiro.xml · derivative · entry 3

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F3 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005411 · dp170039_4-shapiro.xml · nonDerivative · entry 1

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005404 · dp170033_4-hassan.xml · derivative · entry 2

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005404 · dp170033_4-hassan.xml · nonDerivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005409 · dp170035_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005409 · dp170035_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005405 · dp170034_4-gupta.xml · derivative · entry 2

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005405 · dp170034_4-gupta.xml · nonDerivative · entry 1

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005410 · dp170038_4-frank.xml · derivative · entry 2

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005410 · dp170038_4-frank.xml · nonDerivative · entry 1

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005402 · dp170037_4-turley.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005402 · dp170037_4-turley.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005401 · dp170040_4-mitchell.xml · derivative · entry 2

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005401 · dp170040_4-mitchell.xml · nonDerivative · entry 1

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005397 · dp170042_4-alvarez.xml · derivative · entry 2

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

SEC source: 0000950103-22-005397 · dp170042_4-alvarez.xml · nonDerivative · entry 1

ALVAREZ CESAR L · CIK 0001220297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

SEC source: 0000950103-22-005049 · dp169632_4-thomasian.xml · derivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 8,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2022.

SEC source: 0000950103-22-005053 · dp169630_4-lehr.xml · derivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,590

Underlying: Common Stock · 36,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2022.

SEC source: 0000950103-22-005051 · dp169631_4-sabzevari.xml · derivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,909

Underlying: Common Stock · 340,909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 12, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on May 12, 2022.

SEC source: 0000950103-22-005047 · dp169633_4-perez.xml · derivative · entry 1

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2022.

SEC source: 0001567619-22-005526 · doc1.xml · derivative · entry 17

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 123,152

Underlying: Common Stock · 123,152 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0001567619-22-005526 · doc1.xml · derivative · entry 16

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 166,378

Underlying: Common Stock · 166,378 shares

Expires 2032-02-22

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0001567619-22-005526 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 19,004,634

F1 · balance_after: The indicated number of shares reflects an internal transfer from ADC 2010, LLC ("ADC 2010") to the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), following the liquidation of ADC 2010 on December 31, 2021.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC source: 0000950103-22-003217 · dp167779_4-shapiro.xml · derivative · entry 4

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,189

Underlying: Common Stock · 83,189 shares

Expires 2032-02-22

SEC source: 0000950103-22-003217 · dp167779_4-shapiro.xml · derivative · entry 3

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,576

Underlying: Common Stock · 61,576 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vest in full on February 22, 2023.

F4 · derivative.expiration_date: The RSUs vest in full on February 22, 2023.

SEC source: 0000950103-22-003217 · dp167779_4-shapiro.xml · nonDerivative · entry 1

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,945

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $63,000.

SEC source: 0000950103-22-003221 · dp167775_4-hassan.xml · derivative · entry 3

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,189

Underlying: Common Stock · 83,189 shares

Expires 2032-02-22

SEC source: 0000950103-22-003221 · dp167775_4-hassan.xml · derivative · entry 2

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,576

Underlying: Common Stock · 61,576 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023.

F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023.

SEC source: 0000950103-22-003221 · dp167775_4-hassan.xml · nonDerivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,519

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

SEC source: 0000950103-22-003218 · dp167778_4-kindler.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,189

Underlying: Common Stock · 83,189 shares

Expires 2032-02-22

SEC source: 0000950103-22-003218 · dp167778_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,576

Underlying: Common Stock · 61,576 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023.

F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023.

SEC source: 0000950103-22-003218 · dp167778_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,199

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

SEC source: 0000950103-22-003223 · dp167773_4-gupta.xml · derivative · entry 4

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,189

Underlying: Common Stock · 83,189 shares

Expires 2032-02-22