Last 12 months
Inside the activity.
17 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 9 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2016 Filed Dec 14, 2016 01:36 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 89,200 | $7.48 | $667,376.56 |
DisclosureSEC source: 0001144204-16-139284 · v454957_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,778,588 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/09/2016 and 12/13/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 89,200 and 99,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 02:54 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 8,037 | $7.58 | $60,910.01 |
DisclosureSEC source: 0001144204-16-132955 · v452700_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,689,388 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/07/2016 and 11/08/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 10,500 and 8,037 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 02:54 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 8,037 | $7.58 | $60,910.01 |
DisclosureSEC source: 0001144204-16-132954 · v452701_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,689,388 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/07/2016 and 11/08/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 10,500 and 8,037 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 02:54 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 10,500 | $7.57 | $79,474.50 |
DisclosureSEC source: 0001144204-16-132955 · v452700_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,681,351 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.56 to $7.57, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/07/2016 and 11/08/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 10,500 and 8,037 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 02:54 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 10,500 | $7.57 | $79,474.50 |
DisclosureSEC source: 0001144204-16-132954 · v452701_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,681,351 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.56 to $7.57, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/07/2016 and 11/08/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 10,500 and 8,037 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2016 Filed Nov 4, 2016 23:11 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.44 | $502,876.40 |
DisclosureSEC source: 0001144204-16-131817 · v452317_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,670,851 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.32 to $7.49, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/02/2016, 11/03/2016, and 11/04/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 67,600, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2016 Filed Nov 4, 2016 23:11 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.44 | $502,876.40 |
DisclosureSEC source: 0001144204-16-131816 · v452316_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,670,851 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 7.32 to $7.49, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/02/2016, 11/03/2016, and 11/04/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 67,600, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 23:11 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.48 | $505,735.88 |
DisclosureSEC source: 0001144204-16-131817 · v452317_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,603,251 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.4275 to $7.53, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/02/2016, 11/03/2016, and 11/04/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 67,600, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 23:11 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.48 | $505,735.88 |
DisclosureSEC source: 0001144204-16-131816 · v452316_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,603,251 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.4275 to $7.53 inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/02/2016, 11/03/2016, and 11/04/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 67,600, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 23:11 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.43 | $502,578.96 |
DisclosureSEC source: 0001144204-16-131817 · v452317_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,535,651 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.33 to $7.59, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/02/2016, 11/03/2016, and 11/04/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 67,600, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 23:11 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.43 | $502,578.96 |
DisclosureSEC source: 0001144204-16-131816 · v452316_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,535,651 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.33 to $7.59, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 11/02/2016, 11/03/2016, and 11/04/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 67,600, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 00:30 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.56 | $511,279.08 |
DisclosureSEC source: 0001144204-16-130919 · v451940_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,468,051 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.54 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/28/2016, 10/31/2016, and 11/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 6,910, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 00:29 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.56 | $511,279.08 |
DisclosureSEC source: 0001144204-16-130918 · v451939_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,468,051 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.54 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/28/2016, 10/31/2016, and 11/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 6,910, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 00:30 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.55 | $510,413.80 |
DisclosureSEC source: 0001144204-16-130919 · v451940_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,400,451 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.46 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/28/2016, 10/31/2016, and 11/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 6,910, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 00:29 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 67,600 | $7.55 | $510,413.80 |
DisclosureSEC source: 0001144204-16-130918 · v451939_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,400,451 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.46 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/28/2016, 10/31/2016, and 11/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 6,910, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2016 Filed Nov 2, 2016 00:30 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 6,910 | $7.58 | $52,366.74 |
DisclosureSEC source: 0001144204-16-130919 · v451940_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,332,851 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/28/2016, 10/31/2016, and 11/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 6,910, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2016 Filed Nov 2, 2016 00:29 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 6,910 | $7.58 | $52,366.74 |
DisclosureSEC source: 0001144204-16-130918 · v451939_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,332,851 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/28/2016, 10/31/2016, and 11/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 6,910, 67,600, and 67,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2016 Filed Oct 25, 2016 23:56 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 11,844 | $7.59 | $89,922.02 |
DisclosureSEC source: 0001144204-16-129457 · v451224_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,325,941 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/20/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,844 shares of Medley Capital Corporation common stock. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2016 Filed Oct 25, 2016 23:54 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 11,844 | $7.59 | $89,922.02 |
DisclosureSEC source: 0001144204-16-129456 · v451223_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,325,941 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/20/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,844 shares of Medley Capital Corporation common stock. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 00:12 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $7.59 | $15,186.00 |
DisclosureSEC source: 0001144204-16-128393 · v450685_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,314,097 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.59 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/13/16 and 10/17/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 2,450 and 2,000 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 00:11 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $7.59 | $15,186.00 |
DisclosureSEC source: 0001144204-16-128392 · v450684_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,314,097 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.59 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/13/16 and 10/17/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 2,450 and 2,000 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 13, 2016 Filed Oct 18, 2016 00:12 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 2,450 | $7.60 | $18,620.00 |
DisclosureSEC source: 0001144204-16-128393 · v450685_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,312,097 F1 · ownership.nature: On 10/13/16 and 10/17/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 2,450 and 2,000 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 13, 2016 Filed Oct 18, 2016 00:11 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,450 | $7.60 | $18,620.00 |
DisclosureSEC source: 0001144204-16-128392 · v450684_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,312,097 F1 · ownership.nature: On 10/13/16 and 10/17/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 2,450 and 2,000 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 00:53 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 79,600 | $7.60 | $604,800.80 |
DisclosureSEC source: 0001144204-16-127288 · v450206_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,309,647 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/04/16 and 10/06/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 35,500 and 79,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 00:53 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 79,600 | $7.60 | $604,800.80 |
DisclosureSEC source: 0001144204-16-127289 · v450207_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,309,647 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 10/04/16 and 10/06/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 35,500 and 79,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 7, 2016 00:53 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 35,500 | $7.60 | $269,800.00 |
DisclosureSEC source: 0001144204-16-127288 · v450206_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,230,047 F1 · ownership.nature: On 10/04/16 and 10/06/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 35,500 and 79,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 7, 2016 00:53 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 35,500 | $7.60 | $269,800.00 |
DisclosureSEC source: 0001144204-16-127289 · v450207_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,230,047 F1 · ownership.nature: On 10/04/16 and 10/06/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 35,500 and 79,600 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2016 Filed Sep 16, 2016 23:28 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 122,100 | $7.18 | $876,348.33 |
DisclosureSEC source: 0001144204-16-124312 · v448996_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,194,547 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.02 to $7.27, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/14/16, 09/15/16, and 09/16/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 127,100, 32,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2016 Filed Sep 16, 2016 23:29 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 122,100 | $7.18 | $876,348.33 |
DisclosureSEC source: 0001144204-16-124313 · v448997_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,194,547 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.02 to $7.27, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/14/16, 09/15/16, and 09/16/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 127,100, 32,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 23:28 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 32,100 | $7.17 | $230,227.62 |
DisclosureSEC source: 0001144204-16-124312 · v448996_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,072,447 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/14/16, 09/15/16, and 09/16/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 127,100, 32,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 23:29 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 32,100 | $7.17 | $230,227.62 |
DisclosureSEC source: 0001144204-16-124313 · v448997_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,072,447 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/14/16, 09/15/16, and 09/16/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 127,100, 32,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 23:28 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 127,100 | $7.12 | $904,672.38 |
DisclosureSEC source: 0001144204-16-124312 · v448996_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,040,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/14/16, 09/15/16, and 09/16/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 127,100, 32,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 23:29 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 127,100 | $7.12 | $904,672.38 |
DisclosureSEC source: 0001144204-16-124313 · v448997_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,040,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/14/16, 09/15/16, and 09/16/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 127,100, 32,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 23:05 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 122,100 | $7.07 | $863,247.00 |
DisclosureSEC source: 0001144204-16-123789 · v448766_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 913,247 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.21, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 23:04 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 122,100 | $7.07 | $863,247.00 |
DisclosureSEC source: 0001144204-16-123788 · v448765_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 913,247 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.21, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 23:05 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 122,100 | $7.25 | $884,883.12 |
DisclosureSEC source: 0001144204-16-123789 · v448766_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 791,147 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20 to $7.32, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 23:04 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 122,100 | $7.25 | $884,883.12 |
DisclosureSEC source: 0001144204-16-123788 · v448765_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 791,147 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20 to $7.32, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 23:05 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 138,100 | $7.42 | $1,025,226.78 |
DisclosureSEC source: 0001144204-16-123789 · v448766_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 669,047 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.35 to $7.46, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 23:04 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 138,100 | $7.42 | $1,025,226.78 |
DisclosureSEC source: 0001144204-16-123788 · v448765_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 669,047 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.35 to $7.46, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:37 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 20,000 | $7.49 | $149,800.00 |
DisclosureSEC source: 0001144204-16-122942 · v448411_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 530,947 F1 · ownership.nature: On 09/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 20,000 shares of Medley Capital Corporation common stock. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:36 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 20,000 | $7.49 | $149,800.00 |
DisclosureSEC source: 0001144204-16-122941 · v448410_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 530,947 F1 · ownership.nature: On 09/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 20,000 shares of Medley Capital Corporation common stock. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.