Last 12 months
Inside the activity.
17 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 9 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2017 Filed May 11, 2017 22:49 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 49,869 | $6.84 | $341,148.84 |
DisclosureSEC source: 0001144204-17-026551 · v466839_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,809,617 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.31 to $7.15, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/09/2017, 05/10/2017 and 05/11/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 49,869, 49,869 and 49,869 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 01:50 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 11,660 | $7.50 | $87,450.00 |
DisclosureSEC source: 0001144204-17-015700 · v462282_form4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,759,748 F1 · ownership.nature: On 03/16/2017 and 03/17/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 400 and 11,660 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 01:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 11,660 | $7.50 | $87,450.00 |
DisclosureSEC source: 0001144204-17-015699 · v462281_form4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,759,748 F1 · ownership.nature: On 03/16/2017 and 03/7/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 400 and 11,660 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 01:50 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 400 | $7.50 | $3,000.00 |
DisclosureSEC source: 0001144204-17-015700 · v462282_form4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,748,088 F1 · ownership.nature: On 03/16/2017 and 03/17/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 400 and 11,660 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 01:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 400 | $7.50 | $3,000.00 |
DisclosureSEC source: 0001144204-17-015699 · v462281_form4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,748,088 F1 · ownership.nature: On 03/16/2017 and 03/7/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 400 and 11,660 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 01:37 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 42,800 | $7.50 | $321,000.00 |
DisclosureSEC source: 0001144204-17-014857 · v461963_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,747,688 F1 · ownership.nature: On 03/13/2017, 03/14/2017, and 03/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,253, 39,270, and 42,800 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 01:36 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 42,800 | $7.50 | $321,000.00 |
DisclosureSEC source: 0001144204-17-014856 · v461961_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,747,688 F1 · ownership.nature: On 03/13/2017, 03/14/2017, 03/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,253, 39,270, and 42,800 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 01:37 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 39,270 | $7.50 | $294,525.00 |
DisclosureSEC source: 0001144204-17-014857 · v461963_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,704,888 F1 · ownership.nature: On 03/13/2017, 03/14/2017, and 03/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,253, 39,270, and 42,800 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 01:36 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 39,270 | $7.50 | $294,525.00 |
DisclosureSEC source: 0001144204-17-014856 · v461961_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,704,888 F1 · ownership.nature: On 03/13/2017, 03/14/2017, 03/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,253, 39,270, and 42,800 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 13, 2017 Filed Mar 16, 2017 01:37 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 11,253 | $7.50 | $84,390.75 |
DisclosureSEC source: 0001144204-17-014857 · v461963_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,665,618 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 03/13/2017, 03/14/2017, and 03/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,253, 39,270, and 42,800 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 13, 2017 Filed Mar 16, 2017 01:36 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 11,253 | $7.50 | $84,390.75 |
DisclosureSEC source: 0001144204-17-014856 · v461961_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,665,618 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 03/13/2017, 03/14/2017, 03/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 11,253, 39,270, and 42,800 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 00:48 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 76,845 | $7.47 | $574,362.58 |
DisclosureSEC source: 0001144204-17-013799 · v461581_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,654,365 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.42 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 03/07/2017, 03/08/2017, and 03/09/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 37,754, 3,081, and 76,845 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 00:48 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 76,845 | $7.47 | $574,362.58 |
DisclosureSEC source: 0001144204-17-013798 · v461580_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,654,365 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.42 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 03/07/2017, 03/08/2017, and 03/09/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 37,754, 3,081, and 76,845 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 00:48 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 3,081 | $7.50 | $23,107.50 |
DisclosureSEC source: 0001144204-17-013799 · v461581_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,577,520 F1 · ownership.nature: On 03/07/2017, 03/08/2017, and 03/09/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 37,754, 3,081, and 76,845 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 00:48 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 3,081 | $7.50 | $23,107.50 |
DisclosureSEC source: 0001144204-17-013798 · v461580_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,577,520 F1 · ownership.nature: On 03/07/2017, 03/08/2017, and 03/09/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 37,754, 3,081, and 76,845 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:48 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 37,754 | $7.50 | $283,064.39 |
DisclosureSEC source: 0001144204-17-013799 · v461581_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,574,439 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 03/07/2017, 03/08/2017, and 03/09/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 37,754, 3,081, and 76,845 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:48 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 37,754 | $7.50 | $283,064.39 |
DisclosureSEC source: 0001144204-17-013798 · v461580_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,574,439 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 03/07/2017, 03/08/2017, and 03/09/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 37,754, 3,081, and 76,845 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:50 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 14,835 | $7.49 | $111,065.19 |
DisclosureSEC source: 0001144204-17-005452 · v458202_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,536,685 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 14,835 | $7.49 | $111,065.19 |
DisclosureSEC source: 0001144204-17-005451 · v458201_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,536,685 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 00:50 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 63,937 | $7.48 | $478,178.43 |
DisclosureSEC source: 0001144204-17-005452 · v458202_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,521,850 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 00:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 63,937 | $7.48 | $478,178.43 |
DisclosureSEC source: 0001144204-17-005451 · v458201_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,521,850 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:50 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 27,909 | $7.50 | $209,314.71 |
DisclosureSEC source: 0001144204-17-005452 · v458202_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,457,913 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 27,909 | $7.50 | $209,314.71 |
DisclosureSEC source: 0001144204-17-005451 · v458201_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,457,913 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectivelyThe reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2017 Filed Jan 23, 2017 23:54 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 17,826 | $7.50 | $133,693.22 |
DisclosureSEC source: 0001144204-17-003475 · v457409_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,430,004 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/19/2017, 01/20/2017, and 01/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 42,115, 6,644, and 17,826 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2017 Filed Jan 23, 2017 23:50 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 17,826 | $7.50 | $133,693.22 |
DisclosureSEC source: 0001144204-17-003474 · v457408_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,430,004 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/19/2017, 01/20/2017, and 01/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 42,115, 6,644, and 17,826 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:54 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 6,644 | $7.49 | $49,789.47 |
DisclosureSEC source: 0001144204-17-003475 · v457409_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,412,178 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/19/2017, 01/20/2017, and 01/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 42,115, 6,644, and 17,826 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:50 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 6,644 | $7.49 | $49,789.47 |
DisclosureSEC source: 0001144204-17-003474 · v457408_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,412,178 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 01/19/2017, 01/20/2017, and 01/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 42,115, 6,644, and 17,826 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 23:54 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 42,115 | $7.50 | $315,862.50 |
DisclosureSEC source: 0001144204-17-003475 · v457409_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,405,534 F1 · ownership.nature: On 01/19/2017, 01/20/2017, and 01/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 42,115, 6,644, and 17,826 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 23:50 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 42,115 | $7.50 | $315,862.50 |
DisclosureSEC source: 0001144204-17-003474 · v457408_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,405,534 F1 · ownership.nature: On 01/19/2017, 01/20/2017, and 01/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 42,115, 6,644, and 17,826 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:18 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 16,077 | $7.45 | $119,829.92 |
DisclosureSEC source: 0001144204-17-000682 · v456279_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,363,419 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.42 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/30/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 16,077 shares of Medley Capital Corporation common stock. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:15 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 16,077 | $7.45 | $119,829.92 |
DisclosureSEC source: 0001144204-17-000680 · v456277_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,363,419 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.42 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/30/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 16,077 shares of Medley Capital Corporation common stock. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 02:04 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 60,886 | $7.44 | $452,967.49 |
DisclosureSEC source: 0001144204-16-141804 · v455968_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,347,342 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/27/2016, 12/28/2016, and 12/29/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 1,300, 21,564, and 60,886 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 02:05 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 60,886 | $7.44 | $452,967.49 |
DisclosureSEC source: 0001144204-16-141805 · v455970_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,327,342 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/27/2016, 12/28/2016, and 12/29/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 1,300, 21,564, and 60,886 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 02:04 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 21,564 | $7.49 | $161,516.52 |
DisclosureSEC source: 0001144204-16-141804 · v455968_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,286,456 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/27/2016, 12/28/2016, and 12/29/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 1,300, 21,564, and 60,886 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 02:05 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 21,564 | $7.49 | $161,516.52 |
DisclosureSEC source: 0001144204-16-141805 · v455970_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,286,456 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/27/2016, 12/28/2016, and 12/29/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 1,300, 21,564, and 60,886 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2016 Filed Dec 30, 2016 02:04 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 1,300 | $7.49 | $9,731.02 |
DisclosureSEC source: 0001144204-16-141804 · v455968_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,264,892 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.48 to $7.49, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/27/2016, 12/28/2016, and 12/29/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 1,300, 21,564, and 60,886 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2016 Filed Dec 30, 2016 02:05 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 1,300 | $7.49 | $9,731.02 |
DisclosureSEC source: 0001144204-16-141805 · v455970_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,264,892 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.48 to $7.49, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/27/2016, 12/28/2016, and 12/29/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 1,300, 21,564, and 60,886 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 01:34 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 15,136 | $7.49 | $113,377.72 |
DisclosureSEC source: 0001144204-16-140779 · v455527_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,263,592 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.44 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/19/2016 and 12/20/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 81,622 and 15,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 01:35 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 15,136 | $7.49 | $113,377.72 |
DisclosureSEC source: 0001144204-16-140780 · v455528_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,263,592 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.44 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/19/2016 and 12/20/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 81,622 and 15,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:34 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 81,622 | $7.43 | $606,165.78 |
DisclosureSEC source: 0001144204-16-140779 · v455527_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,248,456 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.31 to $7.47, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/19/2016 and 12/20/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 81,622 and 15,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:35 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 81,622 | $7.43 | $606,165.78 |
DisclosureSEC source: 0001144204-16-140780 · v455528_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,248,456 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.31 to $7.47, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/19/2016 and 12/20/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 81,622 and 15,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:12 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 90,838 | $7.31 | $663,889.52 |
DisclosureSEC source: 0001144204-16-140092 · v455212_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,166,834 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.26 to $7.38, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/14/2016, 12/15, 2016 and 12/16/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 99,136, 99,136 and 90,838 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:09 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 90,838 | $7.31 | $663,889.52 |
DisclosureSEC source: 0001144204-16-140091 · v455211_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,166,834 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.26 to $7.38, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/14/2016, 12/15/2016 and 12/16/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 99,136, 99,136 and 90,838 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 00:12 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 99,136 | $7.23 | $717,209.31 |
DisclosureSEC source: 0001144204-16-140092 · v455212_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,075,996 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.16 to $7.30, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/14/2016, 12/15, 2016 and 12/16/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 99,136, 99,136 and 90,838 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 00:09 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 99,136 | $7.23 | $717,209.31 |
DisclosureSEC source: 0001144204-16-140091 · v455211_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,075,996 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.16 to $7.30, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/14/2016, 12/15/2016 and 12/16/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 99,136, 99,136 and 90,838 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2016 Filed Dec 17, 2016 00:12 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 99,136 | $7.19 | $713,025.77 |
DisclosureSEC source: 0001144204-16-140092 · v455212_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,976,860 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.12 to $7.27, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/14/2016, 12/15, 2016 and 12/16/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 99,136, 99,136 and 90,838 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2016 Filed Dec 17, 2016 00:09 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 99,136 | $7.19 | $713,025.77 |
DisclosureSEC source: 0001144204-16-140091 · v455211_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,976,860 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.12 to $7.27, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/14/2016, 12/15/2016 and 12/16/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 99,136, 99,136 and 90,838 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 01:40 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 99,136 | $7.13 | $706,472.88 |
DisclosureSEC source: 0001144204-16-139286 · v454958_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,877,724 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.03 to $7.18, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/09/2016 and 12/13/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 89,200 and 99,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 01:36 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 99,136 | $7.13 | $706,472.88 |
DisclosureSEC source: 0001144204-16-139284 · v454957_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,877,724 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.03 to $7.18, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/09/2016 and 12/13/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 89,200 and 99,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 01:40 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 89,200 | $7.48 | $667,376.56 |
DisclosureSEC source: 0001144204-16-139286 · v454958_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 1,778,588 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 12/09/2016 and 12/13/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, 89,200 and 99,136 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.