Last 12 months
Inside the activity.
17 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 9 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2017 Filed Jun 16, 2017 00:10 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 143,497 | $6.24 | $895,579.13 |
DisclosureSEC source: 0001144204-17-032798 · v469114_form4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 6,169,884 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.19 to $6.29, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/13/2017, 06/14/2017 and 06/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 162,212, 143,497 and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2017 Filed Jun 16, 2017 00:10 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 162,212 | $6.26 | $1,014,733.39 |
DisclosureSEC source: 0001144204-17-032799 · v469115_form4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 6,026,387 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.31, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/13/2017, 06/14/2017 and 06/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 162,212, 143,497, and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2017 Filed Jun 16, 2017 00:10 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 162,212 | $6.26 | $1,014,733.39 |
DisclosureSEC source: 0001144204-17-032798 · v469114_form4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 6,026,387 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.31, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/13/2017, 06/14/2017 and 06/15/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 162,212, 143,497 and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 01:44 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 162,212 | $6.18 | $1,001,740.21 |
DisclosureSEC source: 0001144204-17-032208 · v468875_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,864,175 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.20 inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/08/2017, 06/09/2017 and 06/12/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967, and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 01:45 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 162,212 | $6.18 | $1,001,740.21 |
DisclosureSEC source: 0001144204-17-032209 · v468876_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,864,175 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/08/2017, 06/09/2017 and 06/12/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967 and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 01:44 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.14 | $1,196,590.47 |
DisclosureSEC source: 0001144204-17-032208 · v468875_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,701,963 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/08/2017, 06/09/2017 and 06/12/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967, and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 01:45 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.14 | $1,196,590.47 |
DisclosureSEC source: 0001144204-17-032209 · v468876_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,701,963 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/08/2017, 06/09/2017 and 06/12/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967 and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 08, 2017 Filed Jun 13, 2017 01:44 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.15 | $1,198,384.16 |
DisclosureSEC source: 0001144204-17-032208 · v468875_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,506,996 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.19, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/08/2017, 06/09/2017 and 06/12/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967, and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 08, 2017 Filed Jun 13, 2017 01:45 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.15 | $1,198,384.16 |
DisclosureSEC source: 0001144204-17-032209 · v468876_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,506,996 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.19, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/08/2017, 06/09/2017 and 06/12/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967 and 162,212 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 00:05 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.09 | $1,187,816.95 |
DisclosureSEC source: 0001144204-17-031598 · v468658_form4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,312,029 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.02 to $6.14, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/05/2017, 06/0//2017 and 06/07/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967, and 194,967 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 00:04 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.09 | $1,187,816.95 |
DisclosureSEC source: 0001144204-17-031597 · v468657_form4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,312,029 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.02 to $6.14, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/05/2017, 06/0//2017 and 06/07/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967 and 194,967 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 00:05 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.06 | $1,181,246.56 |
DisclosureSEC source: 0001144204-17-031598 · v468658_form4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,117,062 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.96 to $6.13, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/05/2017, 06/0//2017 and 06/07/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967, and 194,967 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 00:04 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.06 | $1,181,246.56 |
DisclosureSEC source: 0001144204-17-031597 · v468657_form4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 5,117,062 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.96 to $6.13, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/05/2017, 06/0//2017 and 06/07/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967 and 194,967 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:05 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.08 | $1,185,028.92 |
DisclosureSEC source: 0001144204-17-031598 · v468658_form4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,922,095 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.03 to $6.12, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/05/2017, 06/0//2017 and 06/07/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967, and 194,967 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:04 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 194,967 | $6.08 | $1,185,028.92 |
DisclosureSEC source: 0001144204-17-031597 · v468657_form4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,922,095 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.03 to $6.12, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 06/05/2017, 06/0//2017 and 06/07/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 194,967, 194,967 and 194,967 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 23:17 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 169,029 | $6.12 | $1,035,235.01 |
DisclosureSEC source: 0001144204-17-030899 · v468367_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,291,001 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.17, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/31/2017, 06/01/2017 and 06/02/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 117,298, 169,029 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 23:16 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 169,029 | $6.12 | $1,035,235.01 |
DisclosureSEC source: 0001144204-17-030898 · v468371_form4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,291,001 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.17, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/31/2017, 06/01/2017 and 06/02/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 117,298, 169,029, and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:17 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 169,029 | $6.14 | $1,037,280.26 |
DisclosureSEC source: 0001144204-17-030899 · v468367_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,121,972 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.16, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/31/2017, 06/01/2017 and 06/02/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 117,298, 169,029 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:16 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 169,029 | $6.14 | $1,037,280.26 |
DisclosureSEC source: 0001144204-17-030898 · v468371_form4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,121,972 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.16, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/31/2017, 06/01/2017 and 06/02/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 117,298, 169,029, and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 23:17 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 117,298 | $6.11 | $716,632.13 |
DisclosureSEC source: 0001144204-17-030899 · v468367_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,952,943 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.14, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/31/2017, 06/01/2017 and 06/02/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 117,298, 169,029 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 23:16 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 117,298 | $6.11 | $716,632.13 |
DisclosureSEC source: 0001144204-17-030898 · v468371_form4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,952,943 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.14, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/31/2017, 06/01/2017 and 06/02/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 117,298, 169,029, and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 30, 2017 Filed May 31, 2017 00:20 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 169,029 | $6.10 | $1,031,753.02 |
DisclosureSEC source: 0001144204-17-030251 · v468122_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,271,772 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.03 to $6.13, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/25/2017, 05/26/2017 and 05/30/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 133,549 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 30, 2017 Filed May 31, 2017 00:20 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 169,029 | $6.10 | $1,031,753.02 |
DisclosureSEC source: 0001144204-17-030250 · v468121_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,271,772 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.03 to $6.13, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/25/2017, 05/26/2017 and 05/30/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 133,549 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2017 Filed May 31, 2017 00:20 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.06 | $808,959.71 |
DisclosureSEC source: 0001144204-17-030251 · v468122_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,102,743 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.12, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/25/2017, 05/26/2017 and 05/30/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 133,549 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2017 Filed May 31, 2017 00:20 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.06 | $808,959.71 |
DisclosureSEC source: 0001144204-17-030250 · v468121_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 4,102,743 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.12, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/25/2017, 05/26/2017 and 05/30/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 133,549 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2017 Filed May 31, 2017 00:20 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.08 | $811,390.30 |
DisclosureSEC source: 0001144204-17-030251 · v468122_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,969,194 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.17, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/25/2017, 05/26/2017 and 05/30/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 133,549 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2017 Filed May 31, 2017 00:20 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.08 | $811,390.30 |
DisclosureSEC source: 0001144204-17-030250 · v468121_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,969,194 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.17, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/25/2017, 05/26/2017 and 05/30/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 133,549 and 169,029 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2017 Filed May 24, 2017 23:54 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.11 | $815,450.19 |
DisclosureSEC source: 0001144204-17-029408 · v467806_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,835,645 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/22/2017, 05/23/2017 and 05/24/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 124,927, and 133,549 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2017 Filed May 24, 2017 23:53 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.11 | $815,450.19 |
DisclosureSEC source: 0001144204-17-029407 · v467805_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,835,645 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/22/2017, 05/23/2017 and 05/24/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 124,927, and 133,549 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2017 Filed May 24, 2017 23:54 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 124,927 | $6.13 | $765,964.92 |
DisclosureSEC source: 0001144204-17-029408 · v467806_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,702,096 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.17, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/22/2017, 05/23/2017 and 05/24/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 124,927, and 133,549 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2017 Filed May 24, 2017 23:53 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 124,927 | $6.13 | $765,964.92 |
DisclosureSEC source: 0001144204-17-029407 · v467805_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,702,096 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.17, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/22/2017, 05/23/2017 and 05/24/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 124,927, and 133,549 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2017 Filed May 24, 2017 23:54 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.15 | $821,085.96 |
DisclosureSEC source: 0001144204-17-029408 · v467806_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,577,169 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.07 to $6.18, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/22/2017, 05/23/2017 and 05/24/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 124,927, and 133,549 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2017 Filed May 24, 2017 23:53 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 133,549 | $6.15 | $821,085.96 |
DisclosureSEC source: 0001144204-17-029407 · v467805_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,577,169 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.07 to $6.18, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/22/2017, 05/23/2017 and 05/24/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 133,549, 124,927, and 133,549 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2017 Filed May 20, 2017 00:22 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 101,376 | $6.22 | $630,122.80 |
DisclosureSEC source: 0001144204-17-028712 · v467550_form4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,443,620 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.14 to $6.30, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/17/2017, 05/18/2017 and 05/19/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 101,376, 101,376, and 101,376 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2017 Filed May 20, 2017 00:21 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 101,376 | $6.22 | $630,122.80 |
DisclosureSEC source: 0001144204-17-028711 · v467548_form4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,443,620 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.14 to $6.30, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/17/2017, 05/18/2017 and 05/19/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 101,376, 101,376, and101,376 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2017 Filed May 20, 2017 00:22 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 101,376 | $6.23 | $632,069.22 |
DisclosureSEC source: 0001144204-17-028712 · v467550_form4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,342,244 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.32, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/17/2017, 05/18/2017 and 05/19/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 101,376, 101,376, and 101,376 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2017 Filed May 20, 2017 00:21 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 101,376 | $6.23 | $632,069.22 |
DisclosureSEC source: 0001144204-17-028711 · v467548_form4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,342,244 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.32, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/17/2017, 05/18/2017 and 05/19/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 101,376, 101,376, and101,376 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2017 Filed May 20, 2017 00:22 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 101,376 | $6.15 | $623,644.88 |
DisclosureSEC source: 0001144204-17-028712 · v467550_form4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,240,868 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.22, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/17/2017, 05/18/2017 and 05/19/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 101,376, 101,376, and 101,376 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2017 Filed May 20, 2017 00:21 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 101,376 | $6.15 | $623,644.88 |
DisclosureSEC source: 0001144204-17-028711 · v467548_form4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,240,868 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.22, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/17/2017, 05/18/2017 and 05/19/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 101,376, 101,376, and101,376 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2017 Filed May 17, 2017 01:18 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 94,986 | $6.16 | $585,351.23 |
DisclosureSEC source: 0001144204-17-028050 · v467254_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,139,492 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.22, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/12/2017, 05/15/2017 and 05/16/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 80,000, 55,151 and 94,986 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2017 Filed May 17, 2017 01:17 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 94,986 | $6.16 | $585,351.23 |
DisclosureSEC source: 0001144204-17-028049 · v467253_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,139,492 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.22, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/12/2017, 05/15/2017 and 05/16/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 80,000, 55,151 and 94,986 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2017 Filed May 17, 2017 01:18 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 55,151 | $6.14 | $338,853.26 |
DisclosureSEC source: 0001144204-17-028050 · v467254_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,044,506 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/12/2017, 05/15/2017 and 05/16/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 80,000, 55,151 and 94,986 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2017 Filed May 17, 2017 01:17 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 55,151 | $6.14 | $338,853.26 |
DisclosureSEC source: 0001144204-17-028049 · v467253_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 3,044,506 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.20, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/12/2017, 05/15/2017 and 05/16/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 80,000, 55,151 and 94,986 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2017 Filed May 17, 2017 01:18 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 80,000 | $6.18 | $494,000.00 |
DisclosureSEC source: 0001144204-17-028050 · v467254_4.xml · nonDerivative · entry 1 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,989,355 F1 · ownership.nature: On 05/12/2017, 05/15/2017 and 05/16/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 80,000, 55,151 and 94,986 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2017 Filed May 17, 2017 01:17 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 80,000 | $6.18 | $494,000.00 |
DisclosureSEC source: 0001144204-17-028049 · v467253_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,989,355 F1 · ownership.nature: On 05/12/2017, 05/15/2017 and 05/16/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 80,000, 55,151 and 94,986 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2017 Filed May 11, 2017 22:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 49,869 | $6.16 | $307,088.32 |
DisclosureSEC source: 0001144204-17-026552 · v466841_4.xml · nonDerivative · entry 3 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,909,355 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.22, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/09/2017, 05/10/2017 and 05/11/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 49,869, 49,869 and 49,869 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2017 Filed May 11, 2017 22:49 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 49,869 | $6.16 | $307,088.32 |
DisclosureSEC source: 0001144204-17-026551 · v466839_4.xml · nonDerivative · entry 3 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,909,355 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.22, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/09/2017, 05/10/2017 and 05/11/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 49,869, 49,869 and 49,869 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 49,869 | $6.19 | $308,748.95 |
DisclosureSEC source: 0001144204-17-026552 · v466841_4.xml · nonDerivative · entry 2 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,859,486 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.39, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/09/2017, 05/10/2017 and 05/11/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 49,869, 49,869 and 49,869 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:49 UTC |
Taube SethDirector
|
PurchaseCommon Stock, par value $0.001 per share | 49,869 | $6.19 | $308,748.95 |
DisclosureSEC source: 0001144204-17-026551 · v466839_4.xml · nonDerivative · entry 2 Taube Seth · CIK 0001510195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,859,486 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.39, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/09/2017, 05/10/2017 and 05/11/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 49,869, 49,869 and 49,869 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 09, 2017 Filed May 11, 2017 22:49 UTC |
Taube BrookDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 49,869 | $6.84 | $341,148.84 |
DisclosureSEC source: 0001144204-17-026552 · v466841_4.xml · nonDerivative · entry 1 Taube Brook · CIK 0001510194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Medley Seed Funding I LLC Disclosed balance after: 2,809,617 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.31 to $7.15, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: On 05/09/2017, 05/10/2017 and 05/11/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 49,869, 49,869 and 49,869 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.