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NYSE · USD

PFSI

PennyMac Financial Services, Inc.

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Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2019 Filed Dec 6, 2019 18:47 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $33.83 $507,441.00
Disclosure

SEC source: 0001127602-19-034476 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 150,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.58 to $34.14. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:07 UTC SaleCommon Stock 5,000 $33.82 $169,100.00
Disclosure

SEC source: 0001127602-19-034487 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 273,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.59 to $34.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 18:47 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $33.86 $507,918.00
Disclosure

SEC source: 0001127602-19-034476 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 165,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.65 to $34.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 18:05 UTC SaleCommon Stock 700 $34.35 $24,045.00
Disclosure

SEC source: 0001127602-19-033516 · form4.xml · nonDerivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 278,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $34.25 to $34.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 18:05 UTC SaleCommon Stock 4,300 $33.59 $144,437.00
Disclosure

SEC source: 0001127602-19-033516 · form4.xml · nonDerivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 279,620

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $33.235 to $34.04. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 23:03 UTC SaleCommon Stock 395 $34.26 $13,532.74
Disclosure

SEC source: 0001127602-19-033514 · form4.xml · nonDerivative · entry 3

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 332,031

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $34.25 to $34.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 23:03 UTC SaleCommon Stock 34,605 $33.77 $1,168,576.25
Disclosure

SEC source: 0001127602-19-033514 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 332,426

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.25 to $34.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities.

Read SEC document
November 19, 2019 Filed Nov 19, 2019 18:18 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 5,600 $32.73 $183,305.36
Disclosure

SEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 5

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Grogin Living Trust dtd 12-19-01

Disclosed balance after: 468,580

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $32.37 to $33.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 19, 2019 Filed Nov 19, 2019 18:18 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 2,355 $33.36 $78,554.09
Disclosure

SEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 4

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,811

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $33.28 to $33.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 14,811 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 19, 2019 Filed Nov 19, 2019 18:18 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 7,640 $32.85 $250,956.43
Disclosure

SEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 3

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $32.28 to $33.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 14,811 restricted stock units and 2,355 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 18:05 UTC SaleCommon Stock 1,900 $33.80 $64,227.60
Disclosure

SEC source: 0001127602-19-033516 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 283,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.57 to $33.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 18:05 UTC SaleCommon Stock 3,100 $33.26 $103,114.99
Disclosure

SEC source: 0001127602-19-033516 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 285,820

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $32.57 to $33.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 23:03 UTC SaleCommon Stock 40,000 $33.66 $1,346,420.00
Disclosure

SEC source: 0001127602-19-033514 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 367,031

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $33.41 to $33.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 18:18 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 8,400 $32.11 $269,760.96
Disclosure

SEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 2

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Grogin Living Trust dtd 12-19-01

Disclosed balance after: 474,180

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $32.00 to $32.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 18:18 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 8,628 $32.12 $277,112.38
Disclosure

SEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,806

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $32.01 to $32.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 14,811 restricted stock units and 9,995 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 18:05 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $31.08 $466,255.50
Disclosure

SEC source: 0001127602-19-032661 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 180,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $30.85 to $31.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 18:05 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $30.89 $463,342.50
Disclosure

SEC source: 0001127602-19-032661 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 195,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $30.76 to $31.14. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:55 UTC SaleCommon Stock 20,000 $30.72 $614,428.00
Disclosure

SEC source: 0001127602-19-032369 · form4.xml · nonDerivative · entry 3

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $30.53 to $30.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 8,891 restricted stock units and 480,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 18:05 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $30.72 $460,839.00
Disclosure

SEC source: 0001127602-19-032661 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 210,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $30.52 to $30.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 22:55 UTC SaleCommon Stock 20,000 $31.00 $620,064.00
Disclosure

SEC source: 0001127602-19-032369 · form4.xml · nonDerivative · entry 2

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $30.80 to $31.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 8,891 restricted stock units and 500,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:55 UTC SaleCommon Stock 20,000 $31.16 $623,170.00
Disclosure

SEC source: 0001127602-19-032369 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $30.48 to $31.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 8,891 restricted stock units and 520,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:03 UTC SaleCommon Stock 20,000 $30.33 $606,606.00
Disclosure

SEC source: 0001127602-19-032059 · form4.xml · nonDerivative · entry 4

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,578

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $29.88 to $30.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F9 · balance_after: The reported amount consists of 8,891 restricted stock units and 540,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 17:01 UTC SaleCommon Stock 5,000 $30.34 $151,700.00
Disclosure

SEC source: 0001127602-19-032056 · form4.xml · nonDerivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 288,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $30.01 to $30.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:03 UTC SaleCommon Stock 3,635 $30.73 $111,710.82
Disclosure

SEC source: 0001127602-19-032059 · form4.xml · nonDerivative · entry 3

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,578

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $30.51 to $31.25. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 8,891 restricted stock units and 560,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:03 UTC SaleCommon Stock 16,365 $29.86 $488,635.99
Disclosure

SEC source: 0001127602-19-032059 · form4.xml · nonDerivative · entry 2

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,213

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $29.49 to $30.32. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 8,891 restricted stock units and 564,322 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:06 UTC GrantCommon Stock 798 $31.08 $24,801.84
Disclosure

SEC source: 0001127602-19-032062 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,510

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 388,619 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 17:01 UTC SaleCommon Stock 700 $30.72 $21,503.51
Disclosure

SEC source: 0001127602-19-032056 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 293,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $30.54 to $31.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 17:01 UTC SaleCommon Stock 4,300 $29.92 $128,652.13
Disclosure

SEC source: 0001127602-19-032056 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 294,620

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $29.54 to $30.515. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:09 UTC
NANJI FARHADDirector
GrantCommon Stock 752 $31.08 $23,372.16
Disclosure

SEC source: 0001127602-19-032064 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,340

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 183,449 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 16:29 UTC SaleCommon Stock 5,000 $31.62 $158,100.00
Disclosure

SEC source: 0001127602-19-031084 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 298,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $31.50 to $31.935. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 16:29 UTC SaleCommon Stock 5,000 $32.29 $161,450.00
Disclosure

SEC source: 0001127602-19-031084 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 303,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $31.95 to $32.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 21, 2019 Filed Oct 21, 2019 18:48 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $33.18 $497,743.50
Disclosure

SEC source: 0001127602-19-030884 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 225,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $32.96 to $33.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 18:48 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $32.74 $491,119.50
Disclosure

SEC source: 0001127602-19-030884 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 240,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $32.44 to $32.925. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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October 17, 2019 Filed Oct 21, 2019 18:48 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $32.25 $483,819.00
Disclosure

SEC source: 0001127602-19-030884 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 255,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $31.97 to $32.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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October 09, 2019 Filed Oct 10, 2019 17:35 UTC SaleCommon Stock 5,000 $31.19 $155,950.00
Disclosure

SEC source: 0001127602-19-030391 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 308,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $30.98 to $31.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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October 08, 2019 Filed Oct 10, 2019 17:35 UTC SaleCommon Stock 5,000 $31.22 $156,100.00
Disclosure

SEC source: 0001127602-19-030391 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 313,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $31.05 to $31.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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September 24, 2019 Filed Sep 24, 2019 18:38 UTC SaleCommon Stock 5,000 $31.10 $155,500.00
Disclosure

SEC source: 0001127602-19-029063 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 318,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $30.80 to $31.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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September 23, 2019 Filed Sep 24, 2019 18:38 UTC SaleCommon Stock 5,000 $31.63 $158,150.00
Disclosure

SEC source: 0001127602-19-029063 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 323,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $31.36 to $31.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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September 12, 2019 Filed Sep 12, 2019 18:33 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 5,000 $30.64 $153,222.50
Disclosure

SEC source: 0001127602-19-028267 · form4.xml · nonDerivative · entry 6

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 270,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $30.39 to $30.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: This amount reflects 284,348 shares of Common Stock transferred by the Reporting Person from direct to indirect ownership.

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September 12, 2019 Filed Sep 12, 2019 18:33 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 10,000 $30.65 $306,452.00
Disclosure

SEC source: 0001127602-19-028267 · form4.xml · nonDerivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 275,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $30.37 to $30.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: This amount reflects 284,348 shares of Common Stock transferred by the Reporting Person from direct to indirect ownership.

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September 11, 2019 Filed Sep 12, 2019 18:33 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 5,000 $31.11 $155,559.50
Disclosure

SEC source: 0001127602-19-028267 · form4.xml · nonDerivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 285,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $30.73 to $31.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: This amount reflects 284,348 shares of Common Stock transferred by the Reporting Person from direct to indirect ownership.

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September 11, 2019 Filed Sep 12, 2019 18:33 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 10,000 $31.10 $311,037.00
Disclosure

SEC source: 0001127602-19-028267 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 290,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $30.75 to $31.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: This amount reflects 284,348 shares of Common Stock transferred by the Reporting Person from direct to indirect ownership.

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September 10, 2019 Filed Sep 12, 2019 18:33 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 5,000 $30.38 $151,897.50
Disclosure

SEC source: 0001127602-19-028267 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 300,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $30.18 to $30.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: This amount reflects 284,348 shares of Common Stock transferred by the Reporting Person from direct to indirect ownership.

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September 10, 2019 Filed Sep 12, 2019 18:33 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 10,000 $30.39 $303,871.00
Disclosure

SEC source: 0001127602-19-028267 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 305,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $30.17 to $30.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: This amount reflects 284,348 shares of Common Stock transferred by the Reporting Person from direct to indirect ownership.

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September 04, 2019 Filed Nov 6, 2019 22:03 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032059 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,578

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 580,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

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August 23, 2019 Filed Aug 23, 2019 17:31 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 5,000 $28.41 $142,036.00
Disclosure

SEC source: 0001127602-19-027330 · form4.xml · nonDerivative · entry 6

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 31,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $28.08 to $28.78. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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August 23, 2019 Filed Aug 23, 2019 17:31 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 10,000 $28.41 $284,081.00
Disclosure

SEC source: 0001127602-19-027330 · form4.xml · nonDerivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 36,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $28.08 to $28.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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August 22, 2019 Filed Aug 23, 2019 17:31 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 5,000 $28.42 $142,085.00
Disclosure

SEC source: 0001127602-19-027330 · form4.xml · nonDerivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 46,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $28.18 to $28.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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August 22, 2019 Filed Aug 23, 2019 17:31 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 10,000 $28.41 $284,130.00
Disclosure

SEC source: 0001127602-19-027330 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 51,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $28.16 to $28.62. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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August 21, 2019 Filed Aug 23, 2019 17:31 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 5,000 $27.92 $139,588.50
Disclosure

SEC source: 0001127602-19-027330 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 61,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $27.75 to $28.12. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.