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NYSE · USD

PFSI

PennyMac Financial Services, Inc.

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Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 12, 2020 18:53 UTC SaleCommon Stock 1,500 $38.18 $57,264.15
Disclosure

SEC source: 0001127602-20-005142 · form4.xml · nonDerivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurland Family Investments, LLC

Disclosed balance after: 8,299,990

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $37.95 to $38.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:53 UTC SaleCommon Stock 400 $39.12 $15,649.00
Disclosure

SEC source: 0001127602-20-005142 · form4.xml · nonDerivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurland Family Investments, LLC

Disclosed balance after: 8,301,490

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $38.98 to $39.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:53 UTC SaleCommon Stock 7,600 $38.17 $290,121.64
Disclosure

SEC source: 0001127602-20-005142 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurland Family Investments, LLC

Disclosed balance after: 8,301,890

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $37.87 to $38.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:53 UTC SaleCommon Stock 200 $39.01 $7,801.00
Disclosure

SEC source: 0001127602-20-005142 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurland Family Investments, LLC

Disclosed balance after: 8,309,490

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $38.98 to $39.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:53 UTC SaleCommon Stock 5,300 $38.17 $202,298.35
Disclosure

SEC source: 0001127602-20-005142 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurland Family Investments, LLC

Disclosed balance after: 8,309,690

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $37.92 to $38.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:50 UTC SaleCommon Stock 1,631 $39.13 $63,827.23
Disclosure

SEC source: 0001127602-20-005138 · form4.xml · nonDerivative · entry 2

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · balance_after: The reported amount consists of 8,891 restricted stock units and 460,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:50 UTC SaleCommon Stock 18,369 $38.22 $702,022.77
Disclosure

SEC source: 0001127602-20-005138 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,209

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $37.89 to $38.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $38.99 to $39.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 8,891 restricted stock units and 462,318 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:03 UTC GrantCommon Stock 728 $34.08 $24,810.24
Disclosure

SEC source: 0001127602-20-005123 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,238

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 374,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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February 10, 2020 Filed Feb 12, 2020 23:05 UTC
NANJI FARHADDirector
GrantCommon Stock 685 $34.08 $23,344.80
Disclosure

SEC source: 0001127602-20-005125 · form4.xml · nonDerivative · entry 3

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,925

F4 · shares: The Reporting Person received shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F5 · balance_after: The reported amount consists of 8,891 restricted stock units and 178,034 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 18:46 UTC SaleCommon Stock 100 $38.95 $3,894.50
Disclosure

SEC source: 0001127602-20-004431 · form4.xml · nonDerivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 228,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 18:46 UTC SaleCommon Stock 4,100 $38.20 $156,639.27
Disclosure

SEC source: 0001127602-20-004431 · form4.xml · nonDerivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 229,020

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $37.90 to $38.86. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 18:46 UTC SaleCommon Stock 800 $37.71 $30,169.04
Disclosure

SEC source: 0001127602-20-004431 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 233,120

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $36.90 to $37.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 18:46 UTC SaleCommon Stock 5,000 $36.03 $180,150.00
Disclosure

SEC source: 0001127602-20-004431 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 233,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $35.56 to $36.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 200 $36.07 $7,214.00
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 8

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 64,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $36.06 to $36.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 800 $35.36 $28,291.52
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 7

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 64,895

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $35.00 to $35.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 5,000 $34.29 $171,431.50
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 6

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 65,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $34.11 to $34.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 7,500 $34.28 $257,086.50
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 70,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $34.09 to $34.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 2,500 $34.29 $85,727.00
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 78,195

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $34.11 to $34.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 5,000 $33.93 $169,667.00
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 80,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $33.86 to $34.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 7,500 $33.94 $254,519.25
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 85,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.83 to $34.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 18:49 UTC SaleCommon Stock 2,500 $33.94 $84,838.50
Disclosure

SEC source: 0001127602-20-003839 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 93,195

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.86 to $34.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 23:46 UTC SaleCommon Stock 18,000 $33.94 $610,948.80
Disclosure

SEC source: 0001127602-20-003837 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 296,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.77 to $34.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 24, 2020 Filed Jan 24, 2020 18:40 UTC
Walker David MChief Risk Officer
SaleCommon Stock 5,000 $33.91 $169,559.50
Disclosure

SEC source: 0001127602-20-002372 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 443,085

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.72 to $34.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:40 UTC
Walker David MChief Risk Officer
SaleCommon Stock 5,000 $33.83 $169,146.00
Disclosure

SEC source: 0001127602-20-002372 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 448,085

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.68 to $34.025. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:38 UTC SaleCommon Stock 5,000 $33.83 $169,150.00
Disclosure

SEC source: 0001127602-20-002370 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 238,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.64 to $34.025. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 18:38 UTC SaleCommon Stock 5,000 $33.94 $169,700.00
Disclosure

SEC source: 0001127602-20-002370 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 243,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.745 to $34.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 18:47 UTC SaleCommon Stock 10,000 $34.10 $341,046.00
Disclosure

SEC source: 0001127602-20-001862 · form4.xml · nonDerivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 95,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $33.86 to $34.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 18:47 UTC SaleCommon Stock 1,000 $33.93 $33,932.00
Disclosure

SEC source: 0001127602-20-001862 · form4.xml · nonDerivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 105,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $33.76 to $34.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 18:47 UTC SaleCommon Stock 14,000 $33.97 $475,510.00
Disclosure

SEC source: 0001127602-20-001862 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 106,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $33.73 to $34.17. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 23:49 UTC SaleCommon Stock 18,000 $33.96 $611,285.40
Disclosure

SEC source: 0001127602-20-001864 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 314,031

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $33.72 to $34.185. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 18:47 UTC SaleCommon Stock 14,000 $34.06 $476,814.80
Disclosure

SEC source: 0001127602-20-001862 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 120,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.73 to $34.29. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 18:47 UTC SaleCommon Stock 1,000 $34.09 $34,092.00
Disclosure

SEC source: 0001127602-20-001862 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 134,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.99 to $34.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 17:26 UTC
Walker David MChief Risk Officer
SaleCommon Stock 5,000 $33.24 $166,218.50
Disclosure

SEC source: 0001127602-20-001378 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 453,085

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.07 to $33.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 17:24 UTC SaleCommon Stock 5,000 $33.24 $166,200.00
Disclosure

SEC source: 0001127602-20-001376 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 248,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.09 to $33.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 17:26 UTC
Walker David MChief Risk Officer
SaleCommon Stock 5,000 $33.52 $167,602.50
Disclosure

SEC source: 0001127602-20-001378 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 458,085

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.09 to $34.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 17:24 UTC SaleCommon Stock 5,000 $33.53 $167,650.00
Disclosure

SEC source: 0001127602-20-001376 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 253,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.08 to $34.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 27, 2019 Filed Dec 31, 2019 14:28 UTC OtherCommon stock, $0.0001 par value 4,428,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-19-004857 · form4.xml · nonDerivative · entry 1

HC Partners LLC · CIK 0001576274 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,741,237

F1 · kind: Pro rata distribution by the reporting person to members of the reporting person. HC Partners LLC /s/ Jennifer L. St

F1 · price: Pro rata distribution by the reporting person to members of the reporting person. HC Partners LLC /s/ Jennifer L. St

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December 27, 2019 Filed Jun 26, 2020 01:36 UTC
NANJI FARHADDirector
OtherCommon Stock 67,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020379 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,078

F1 · kind: Pro rata distribution from HC Partners LLC to the Reporting Person.

F1 · shares: Pro rata distribution from HC Partners LLC to the Reporting Person.

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December 26, 2019 Filed Jan 16, 2020 23:49 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001864 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,510

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 373,619 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 26, 2019 Filed Feb 12, 2020 23:05 UTC
NANJI FARHADDirector
GiftCommon Stock 4,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005125 · form4.xml · nonDerivative · entry 2

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,240

F1 · shares: Represents a bona fide gift of Common Stock to a charitable organization.

F3 · balance_after: The reported amount consists of 8,891 restricted stock units and 177,349 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 26, 2019 Filed Feb 12, 2020 23:05 UTC
NANJI FARHADDirector
GiftCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005125 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,810

F1 · shares: Represents a bona fide gift of Common Stock to a charitable organization.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 181,919 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2019 Filed Feb 12, 2020 17:42 UTC
Grogin JeffreyChief Enterprise Ops Officer
GiftCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005113 · form5.xml · nonDerivative · entry 2

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Grogin Living Trust dtd 12-19-01

Disclosed balance after: 453,655

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

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December 20, 2019 Filed Feb 12, 2020 17:42 UTC
Grogin JeffreyChief Enterprise Ops Officer
GiftCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005113 · form5.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Grogin Living Trust dtd 12-19-01

Disclosed balance after: 453,655

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

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December 19, 2019 Filed Dec 20, 2019 17:29 UTC SaleCommon Stock 5,000 $33.85 $169,250.00
Disclosure

SEC source: 0001127602-19-035684 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 258,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.62 to $33.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 18, 2019 Filed Dec 20, 2019 17:29 UTC SaleCommon Stock 5,000 $33.74 $168,700.00
Disclosure

SEC source: 0001127602-19-035684 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 263,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.44 to $34.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 09, 2019 Filed Feb 12, 2020 17:45 UTC
Fartaj VandadChief Investment Officer
GiftCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005116 · form5.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Fartaj Family Trust

Disclosed balance after: 844,959

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

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December 09, 2019 Filed Feb 12, 2020 17:48 UTC
Jones DougChief Mtge Bnkg Ofcr
GiftCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005120 · form5.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Indirect · The Jones Family Trust

Disclosed balance after: 711,192

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

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December 06, 2019 Filed Dec 6, 2019 18:47 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 15,000 $33.99 $509,904.00
Disclosure

SEC source: 0001127602-19-034476 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 135,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $33.85 to $34.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 06, 2019 Filed Dec 6, 2019 21:07 UTC SaleCommon Stock 5,000 $33.98 $169,900.00
Disclosure

SEC source: 0001127602-19-034487 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 268,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.84 to $34.12. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 06, 2019 Filed Dec 6, 2019 18:45 UTC
Jones DougChief Mtge Bnkg Ofcr
SaleCommon Stock 9,000 $33.97 $305,696.70
Disclosure

SEC source: 0001127602-19-034474 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,205

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $33.88 to $34.12. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 22,772 restricted stock units and 10,433 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.