Tapewire

NYSE · USD

PFSI

PennyMac Financial Services, Inc.

Export transactions ↓
Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2022 Filed Jan 3, 2023 20:06 UTC
Fartaj VandadChief Investment Officer
SaleCommon Stock 8,382 $57.22 $479,597.92
Disclosure

SEC source: 0001127602-23-000218 · form4.xml · nonDerivative · entry 2

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,134

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $57.02 to $57.62. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 20:06 UTC
Fartaj VandadChief Investment Officer
Exercise / conversionCommon Stock 8,382 $21.03 $176,273.46
Disclosure

SEC source: 0001127602-23-000218 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 18,444 restricted stock units and 86,072 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 27, 2022 Filed Feb 8, 2023 01:59 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003885 · form5.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,479

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 132,940 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 22, 2022 Filed Feb 7, 2023 20:56 UTC
STARK DEREKChief Legal Officer
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003883 · form5.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,320

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 9,320 restricted stock units and 36,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 19:35 UTC Amendment
Jones DougPresident & Chief Mtg Bkg Ofcr
SaleCommon Stock 17,500 $55.87 $977,662.00
Disclosure

SEC source: 0001127602-22-027714 · form4a.xml · nonDerivative · entry 3

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 505,000

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.34 to $55.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $56.00 to $56.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $57.00 to $57.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 02:07 UTC SaleCommon Stock 40,000 $58.67 $2,346,800.00
Disclosure

SEC source: 0001127602-22-027495 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 177,031

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $57.74 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $58.01 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $59.00 to $59.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 19:35 UTC Amendment
Jones DougPresident & Chief Mtg Bkg Ofcr
SaleCommon Stock 17,500 $58.69 $1,027,033.00
Disclosure

SEC source: 0001127602-22-027714 · form4a.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 522,500

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $57.85 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $58.04 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $59.02 to $59.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or security holder of the Issuer the number os shares of Common Stock and the prices at which the transactions were affected.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 02:10 UTC
SPECTOR DAVIDDirector · Chairman & CEO
OtherCommon Stock 12,750 $58.12 $740,982.83
Disclosure

SEC source: 0001127602-22-027497 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,886

F2 · shares: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 54,856 restricted stock units and 600,030 shares of Common Stock.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:07 UTC SaleCommon Stock 30,000 $57.56 $1,726,800.00
Disclosure

SEC source: 0001127602-22-027495 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,479

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $57.28 to $58.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 2,539 restricted stock units and 142,940 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:10 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 12,750 $58.12 $740,982.83
Disclosure

SEC source: 0001127602-22-027497 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,636

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $57.50 to $58.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 01, 2022 Filed Feb 7, 2023 21:09 UTC
Fartaj VandadChief Investment Officer
GiftCommon Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003891 · form5.xml · nonDerivative · entry 2

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Fartaj Family Trust

Disclosed balance after: 828,906

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 19:03 UTC SaleCommon Stock 2,500 $56.75 $141,865.75
Disclosure

SEC source: 0001127602-22-025854 · form4.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,209

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $56.71 to $56.84. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 31,670 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 00:07 UTC
Hunt James KDirector
SaleCommon Stock 20,000 $56.30 $1,126,038.00
Disclosure

SEC source: 0001127602-22-025563 · form4.xml · nonDerivative · entry 1

Hunt James K · CIK 0001359733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,581

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $56.15 to $56.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 25,402 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 19:34 UTC
Follette JamesChief Mort Fulfillment Off.
SaleCommon Stock 30,000 $53.60 $1,607,970.00
Disclosure

SEC source: 0001127602-22-024817 · form4.xml · nonDerivative · entry 1

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,095

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $53.50 to $54.33. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 13,596 restricted stock units and 499 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 19:38 UTC Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 7,941 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001127602-22-024823 · form4.xml · derivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,941 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.underlying_shares: The nonstatutory stock option to purchase 15,882 shares of Common Stock of the issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 19:38 UTC SaleCommon Stock 7,941 $54.24 $430,695.22
Disclosure

SEC source: 0001127602-22-024823 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.09 to $54.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 19:38 UTC Exercise / conversionCommon Stock 7,941 $21.03 $166,999.23
Disclosure

SEC source: 0001127602-22-024823 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 2,539 restricted stock units and 7,941 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:27 UTC GrantCommon Stock 588 $45.16 $26,554.08
Disclosure

SEC source: 0001127602-22-024809 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,479

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 172,940 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 19:36 UTC
STARK DEREKChief Legal Officer
SaleCommon Stock 7,500 $53.86 $403,947.75
Disclosure

SEC source: 0001127602-22-024819 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,820

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $53.42 to $54.13. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 9,320 restricted stock units and 37,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:40 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 40,735 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001127602-22-024825 · form4.xml · derivative · entry 4

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,735 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: The nonstatutory stock option to purchase 40,735 shares of Common Stock of the Issuer will vest as to on-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:40 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 40,735 $54.24 $2,209,466.40
Disclosure

SEC source: 0001127602-22-024825 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,386

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.9745. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of Issuer the number of Common Stock and the price at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:40 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Exercise / conversionCommon Stock 40,735 $21.03 $856,657.05
Disclosure

SEC source: 0001127602-22-024825 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 54,856 restricted stock units and 666,265 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:30 UTC
NANJI FARHADDirector
GrantCommon Stock 545 $45.16 $24,612.20
Disclosure

SEC source: 0001127602-22-024812 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,787

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 173,248 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:20 UTC SaleCommon Stock 7,000 $54.87 $384,078.80
Disclosure

SEC source: 0001127602-22-022728 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 217,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $55.90 to $56.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:20 UTC SaleCommon Stock 13,000 $54.87 $713,289.20
Disclosure

SEC source: 0001127602-22-022728 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,891

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.90 to $56.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 2,539 restricted stock units and 172,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 16, 2022 Filed Dec 16, 2022 19:35 UTC Amendment
Jones DougPresident & Chief Mtg Bkg Ofcr
GiftCommon Stock 1,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027714 · form4a.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Indirect · The Jones Family Trust

Disclosed balance after: 17,477

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:56 UTC Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 7,941 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001127602-22-021263 · form4.xml · derivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941

Underlying: Common Stock · 7,941 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.underlying_shares: The nonstatutory stock option to purchase 15,882 of Common Stock of the issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:56 UTC SaleCommon Stock 7,941 $57.93 $460,044.36
Disclosure

SEC source: 0001127602-22-021263 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:56 UTC Exercise / conversionCommon Stock 7,941 $57.93 $460,044.36
Disclosure

SEC source: 0001127602-22-021263 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 2,539 restricted stock units and 7,941 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 15, 2022 Filed Aug 18, 2022 01:53 UTC SaleCommon Stock 7,000 $58.50 $409,465.70
Disclosure

SEC source: 0001127602-22-021261 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 224,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $57.58 to $59.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
August 15, 2022 Filed Aug 18, 2022 01:53 UTC SaleCommon Stock 13,000 $58.50 $760,436.30
Disclosure

SEC source: 0001127602-22-021261 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,891

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $57.58 to $59.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 2,539 restricted stock units and 185,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:15 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 45,000 $58.58 $2,636,190.00
Disclosure

SEC source: 0001127602-22-020837 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,386

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $58.12 to $58.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 54,856 restricted stock units and 625,530 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 17:36 UTC
STARK DEREKChief Legal Officer
SaleCommon Stock 5,705 $56.62 $322,989.72
Disclosure

SEC source: 0001127602-22-020770 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,320

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $56.54 to $56.68. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 9,320 restricted stock units and 45,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 21:20 UTC GrantCommon Stock 560 $47.38 $26,532.80
Disclosure

SEC source: 0001127602-22-020608 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,891

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 198,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 21:24 UTC
NANJI FARHADDirector
GrantCommon Stock 519 $47.38 $24,590.22
Disclosure

SEC source: 0001127602-22-020610 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,242

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 172,703 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 23:05 UTC SaleCommon Stock 6,303 $50.29 $316,952.03
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 4

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 106,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 23:05 UTC SaleCommon Stock 11,705 $50.29 $588,596.46
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 3

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,331

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · balance_after: The reported amount consists of 2,539 restricted stock units and 322,792 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 23:05 UTC SaleCommon Stock 7,697 $50.10 $385,611.23
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 112,334

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 23:05 UTC SaleCommon Stock 14,295 $50.10 $716,163.78
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,036

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 334,497 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:52 UTC SaleCommon Stock 7,000 $50.12 $350,858.90
Disclosure

SEC source: 0001127602-22-016070 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 120,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $50.00 to $50.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:52 UTC SaleCommon Stock 13,000 $50.12 $651,595.10
Disclosure

SEC source: 0001127602-22-016070 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,331

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $50.00 to $50.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 2,539 restricted stock units and 348,792 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 12, 2022 Filed May 13, 2022 19:02 UTC
Fartaj VandadChief Investment Officer
SaleCommon Stock 12,500 $44.91 $561,422.50
Disclosure

SEC source: 0001127602-22-014518 · form4.xml · nonDerivative · entry 2

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,134

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $44.74 to $45.045. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 18,444 restricted stock units and 77,690 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 11, 2022 Filed May 13, 2022 19:02 UTC
Fartaj VandadChief Investment Officer
SaleCommon Stock 2,500 $45.16 $112,904.00
Disclosure

SEC source: 0001127602-22-014518 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,634

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $45.02 to $45.32. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 18,444 restricted stock units and 90,190 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:50 UTC GrantCommon Stock 556 $47.71 $26,526.76
Disclosure

SEC source: 0001127602-22-014184 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,331

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2022. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 361,792 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:52 UTC
NANJI FARHADDirector
GrantCommon Stock 516 $47.71 $24,618.36
Disclosure

SEC source: 0001127602-22-014186 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,723

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2022. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 172,184 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 20:44 UTC
Jones DougPresident & Chief Mtg Bkg Ofcr
SaleCommon Stock 2,585 $46.99 $121,480.52
Disclosure

SEC source: 0001127602-22-011874 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,349

F4 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $46.90 to $47.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F6 · balance_after: The reported amount consists of 25,909 restricted stock units and 21,440 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 20:44 UTC
Jones DougPresident & Chief Mtg Bkg Ofcr
SaleCommon Stock 17,429 $46.43 $809,144.81
Disclosure

SEC source: 0001127602-22-011874 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,934

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $45.90 to $46.89.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

F3 · balance_after: The reported amount consists of 25,909 restricted stock units and 24,025 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 17:23 UTC
Jones DougPresident & Chief Mtg Bkg Ofcr
SaleCommon Stock 700 $55.63 $38,941.98
Disclosure

SEC source: 0001127602-22-010251 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,363

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.53 to $55.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 25,909 restricted stock units and 41,454 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 17:23 UTC
Jones DougPresident & Chief Mtg Bkg Ofcr
SaleCommon Stock 19,314 $54.77 $1,057,746.66
Disclosure

SEC source: 0001127602-22-010251 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,063

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.48 to $55.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 25,909 restricted stock units and 42,154 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 20, 2022 Filed Feb 7, 2023 21:09 UTC
Fartaj VandadChief Investment Officer
GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003891 · form5.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Fartaj Family Trust

Disclosed balance after: 829,409

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.